0001225208-12-019268.txt : 20120907 0001225208-12-019268.hdr.sgml : 20120907 20120907173134 ACCESSION NUMBER: 0001225208-12-019268 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120906 FILED AS OF DATE: 20120907 DATE AS OF CHANGE: 20120907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KUPFERBERG MAX L CENTRAL INDEX KEY: 0001215098 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31565 FILM NUMBER: 121081120 MAIL ADDRESS: STREET 1: C/O NEW YORK COMMUNITY BANCORP INC STREET 2: S615 MERRICK AVE CITY: WESTBURY STATE: NY ZIP: 11590 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK COMMUNITY BANCORP INC CENTRAL INDEX KEY: 0000910073 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 061377322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 615 MERRICK AVE CITY: WESTBURY STATE: NY ZIP: 11590 BUSINESS PHONE: 7183596400 MAIL ADDRESS: STREET 1: 615 MERRICK AVE CITY: WESTBURY STATE: NY ZIP: 11590 FORMER COMPANY: FORMER CONFORMED NAME: QUEENS COUNTY BANCORP INC DATE OF NAME CHANGE: 19930802 4 1 doc4.xml X0306 4 2012-09-06 0000910073 NEW YORK COMMUNITY BANCORP INC NYB 0001215098 KUPFERBERG MAX L 615 MERRICK AVENUE WESTBURY NY 11590 1 Common Stock 2012-05-08 5 J 0 31660.0000 0.0000 A 740596.0000 D Common Stock 2012-05-17 5 G 0 78620.0000 0.0000 D 661976.0000 D Common Stock 2012-07-02 5 J 0 37070.0000 0.0000 A 699046.0000 D Common Stock 2012-05-08 5 J 0 31660.0000 0.0000 D 28984.0000 I By Max Kupferberg 2011 GRAT Common Stock 2012-07-02 5 J 0 37070.0000 0.0000 D 0.0000 I By Max Kupferberg June 2010 GRAT Common Stock 2012-09-06 4 S 0 1700.0000 13.5500 D 581260.0000 I Trustee for KRT Common Stock 536377.0000 I As Partner Common Stock 705821.0000 I As shareholder of the Max K One LLC Common Stock 192599.0000 I By Estate of Selma Kupferberg Common Stock 182917.0000 I By Kupferberg Foundation Common Stock 73017.0000 I Max & Selma Kupferberg Foundation 31,660 shares previously held by Max Kupferberg 2011 GRAT have been transferred and are now owned directly. 37,070 shares previously held by Max Kupferberg June 2010 GRAT have been transferred and are now held by directly. The shares being sold from the Kepco Inc. 401(k) Savings and Retirement Plan are pursuant to a 10b5-1 Plan that was submitted to, and approved by, the Board of Directors of New York Community Bancorp, Inc. on March 13, 2012. The purpose of this Sales Plan is to achieve the investment objectives of broader diversification of investments, in accordance with the obligations of the Kepco plan administrators. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $13.67, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote. /s/ Ilene A. Angarola, Power of Attorney 2012-09-07