0000950170-24-028877.txt : 20240308 0000950170-24-028877.hdr.sgml : 20240308 20240308215331 ACCESSION NUMBER: 0000950170-24-028877 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240306 FILED AS OF DATE: 20240308 DATE AS OF CHANGE: 20240308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DiNello Alessandro CENTRAL INDEX KEY: 0001482776 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31565 FILM NUMBER: 24736396 MAIL ADDRESS: STREET 1: 5300 DEER RIDGE ROAD CITY: JACKSON STATE: MI ZIP: 49201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK COMMUNITY BANCORP INC CENTRAL INDEX KEY: 0000910073 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] ORGANIZATION NAME: 02 Finance IRS NUMBER: 061377322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 102 DUFFY AVENUE CITY: HICKSVILLE STATE: NY ZIP: 11801 BUSINESS PHONE: 5166834100 MAIL ADDRESS: STREET 1: 102 DUFFY AVENUE CITY: HICKSVILLE STATE: NY ZIP: 11801 FORMER COMPANY: FORMER CONFORMED NAME: QUEENS COUNTY BANCORP INC DATE OF NAME CHANGE: 19930802 4 1 ownership.xml 4 X0508 4 2024-03-06 0000910073 NEW YORK COMMUNITY BANCORP INC NYCB 0001482776 DiNello Alessandro 102 DUFFY AVENUE HICKSVILLE NY 11801 true true false false See Remarks false Common Stock 2024-03-06 4 A false 1690000 0 A 1821064 D Common Stock 114305 I By IRA Common Stock 14634 I By Stock Award (012324) Common Stock 1075291 I By SLAT Common Stock 828716 I By Wife's SLAT Common Stock 265827 I By Wife's Trust Common Stock 116839 I By CRUTrust Common Stock 35268 I By Trust fbo gchild DD Common Stock 35268 I By Trust fbo gchild AD Common Stock 31012 I By Trust fbo gchild LeoG Common Stock 22982 I By Trust fbo gchild MG Common Stock 10937 I By Trust fbo LukeG Stock Options (Right to Buy) 3.46 2024-03-06 4 A false 4000000 0 A 2034-03-06 Common Stock 4000000 4000000 D Reflects restricted stock units ("RSUs") granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan (the "Plan") and will vest, on the first anniversary of the grant date, on March 6, 2025. The total number of RSUs that will settle under the terms of the award will be the lesser of (a) 1,690,000 shares or (b) a number of shares that have an aggregate value of $5,840,000 on the settlement date. These shares were granted under the Plan and will vest, on the first anniversary of the grant date, on January 23, 2025. Spousal Lifetime Access Trust (SLAT) wherein reporting person's spouse is initial trustee and beneficiary. Spousal Lifetime Access Trust (SLAT) wherein reporting person is initial trustee and beneficiary. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. These shares are held in a charitable remainder unitrust of which the reporting person is a trustee and of which the reporting person and his wife are beneficiaries. The reporting person continues to report beneficial ownership of all of the New York Community Bancorp, Inc. common stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein. These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. These options were granted under the Plan and will vest, on the first anniversary of the grant date, on March 6, 2025. Executive Chairman, President and CEO Jan M. Klym, By Power of Attorney 2024-03-08