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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 31, 2024
NEW YORK COMMUNITY BANCORP, INC.
(Exact Name of Registrant as Specified in Charter)
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| Delaware | | 1-31565 | | 06-1377322 |
(State or Other Jurisdiction
of Incorporation | | (Commission File Number) | | (IRS Employer
Identification No.) |
| | | | | | | | | | | |
| 102 Duffy Avenue, | Hicksville, | New York | 11801 |
| (Address of principal executive offices) |
(516) 683-4100
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| | | | | |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (17 CFR 230.405) or Rule 12b-2 of the Exchange Act (17 CFR 240.12b-2).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Securities registered pursuant to Section 12(b) of the Exchange Act:
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| Title of each class | | Trading symbol | | Name of each exchange on which registered |
| Common stock, $0.01 par value per share | | NYCB | | New York Stock Exchange |
| Bifurcated Option Note Unit Securities SM | | NYCB PU | | New York Stock Exchange |
| Fixed-to-Floating Rate Series A Noncumulative Perpetual Preferred Stock, $0.01 par value | | NYCB PA | | New York Stock Exchange |
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| Item 2.02 | Results of Operations and Financial Condition |
On January 31, 2024, New York Community Bancorp, Inc. (the “Company”) issued a news release reporting its financial results for the three and twelve months ended December 31, 2023. A copy of the news release is attached as Exhibit 99.1 to this report.
On January 31, 2024, the Company announced that its Board of Directors declared a $0.05 per diluted common share dividend, payable on February 28, 2024 to shareholders of record as of February 14, 2024.
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| Item 9.01 | Financial Statements and Exhibits |
(d) Attached as Exhibit 99.1 is the news release issued by the Company on January 31, 2024 to report its financial results for the three and twelve months ended December 31, 2023.
Exhibit Index
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| Exhibit Number | | Description | |
| |
| Exhibit 99.1 | | |
| Exhibit 104 | | Cover Page Interactive Data File (embedded within the Inline XBRL document). |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
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| | | NEW YORK COMMUNITY BANCORP, INC. |
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| Dated: | January 31, 2024 | | | | By: | | /s/ Salvatore J. DiMartino |
| | | | | | | Salvatore J. DiMartino |
| | | | | | | Executive Vice President |
| | | | | | | Chief of Staff to the CEO |