0000910073-23-000084.txt : 20231204 0000910073-23-000084.hdr.sgml : 20231204 20231204115025 ACCESSION NUMBER: 0000910073-23-000084 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231201 FILED AS OF DATE: 20231204 DATE AS OF CHANGE: 20231204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Lee Matthew CENTRAL INDEX KEY: 0001582883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31565 FILM NUMBER: 231461844 MAIL ADDRESS: STREET 1: C/O FLAGSTAR BANCORP INC. STREET 2: 5151 CORPORATE DRIVE CITY: TROY STATE: MI ZIP: 48098 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK COMMUNITY BANCORP INC CENTRAL INDEX KEY: 0000910073 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 061377322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 102 DUFFY AVENUE CITY: HICKSVILLE STATE: NY ZIP: 11801 BUSINESS PHONE: 5166834100 MAIL ADDRESS: STREET 1: 102 DUFFY AVENUE CITY: HICKSVILLE STATE: NY ZIP: 11801 FORMER COMPANY: FORMER CONFORMED NAME: QUEENS COUNTY BANCORP INC DATE OF NAME CHANGE: 19930802 4 1 wk-form4_1701708616.xml FORM 4 X0508 4 2023-12-01 0 0000910073 NEW YORK COMMUNITY BANCORP INC NYSE:NYCB 0001582883 Smith Lee Matthew 102 DUFFY AVENUE HICKSVILLE NY 11801 0 1 0 0 SEVP & President of Mortgage 0 Common Stock 2023-12-01 4 F 0 31877 0 D 1415683 D Common Stock 293798 I By Stock Award Common Stock 43994 I By Stock Award (032423) These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested. Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time. The remaining 293,798 shares granted under Stock Award on December 1, 2022 pursuant to the Flagstar Bancorp, Inc. 2016 Stock Award and Incentive Plan, which was assumed by New York Community Bancorp, Inc. pursuant to the terms of the Merger Agreement, will vest in four approximately equal annual installments commencing on December 1, 2024. These shares were granted under Stock Award (032423) on March 24, 2023 pursuant to Issuer's 2020 Omnibus Incentive Plan, and will vest in three equal annual installments commencing on March 24, 2024. Jan M. Klym, By Power of Attorney 2023-12-04