0000910073-23-000037.txt : 20230417 0000910073-23-000037.hdr.sgml : 20230417 20230417125424 ACCESSION NUMBER: 0000910073-23-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230415 FILED AS OF DATE: 20230417 DATE AS OF CHANGE: 20230417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Munson Nicholas Christopher CENTRAL INDEX KEY: 0001958919 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31565 FILM NUMBER: 23823372 MAIL ADDRESS: STREET 1: C/O NEW YORK COMMUNITY BANCORP, INC. STREET 2: 102 DUFFY AVENUE CITY: HICKSVILLE STATE: NY ZIP: 11801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK COMMUNITY BANCORP INC CENTRAL INDEX KEY: 0000910073 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 061377322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 102 DUFFY AVENUE CITY: HICKSVILLE STATE: NY ZIP: 11801 BUSINESS PHONE: 5166834100 MAIL ADDRESS: STREET 1: 102 DUFFY AVENUE CITY: HICKSVILLE STATE: NY ZIP: 11801 FORMER COMPANY: FORMER CONFORMED NAME: QUEENS COUNTY BANCORP INC DATE OF NAME CHANGE: 19930802 4 1 wf-form4_168175045206179.xml FORM 4 X0407 4 2023-04-15 0 0000910073 NEW YORK COMMUNITY BANCORP INC NYSE:NYCB 0001958919 Munson Nicholas Christopher 102 DUFFY AVENUE HICKSVILLE NY 11801 0 1 0 0 EVP & Chief Risk Officer 0 Common Stock 2023-04-15 4 F 0 3966 0 D 54326 D Common Stock 18070 I By 401(k) Common Stock 6000 I By Stock Award II Common Stock 6000 I By Stock Award III Common Stock 15000 I By Stock Award IV Common Stock 20000 I By Stock Award V Common Stock 20329 I By Stock Award (032423) These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested. Since his last form filing, the reporting person 3,929 acquired shares of Issuer's common stock in the Issuer's 401(k) plan. The remaining 6,000 shares, granted under Stock Award II on April 15, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on April 15, 2024. The remaining 6,000 shares, granted under Stock Award III on January 14, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on January 14, 2024. The remaining 15,000 shares, granted under Stock Award IV on January 14, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in three equal annual installments commencing on January 14, 2024. The remaining 20,000 shares, granted under Stock Award V on February 1, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in four equal annual installments commencing on January 14, 2024. These shares were granted under Stock Award (032423) on March 24, 2023 pursuant to Issuer's 2020 Omnibus Incentive Plan, and will vest in three equal annual installments commencing on March 24, 2024. /s/ Jan M. Klym, Power of Attorney 2023-04-17