0001140361-15-016599.txt : 20150428
0001140361-15-016599.hdr.sgml : 20150428
20150428152732
ACCESSION NUMBER: 0001140361-15-016599
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150407
FILED AS OF DATE: 20150428
DATE AS OF CHANGE: 20150428
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ULTRATECH INC
CENTRAL INDEX KEY: 0000909791
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 943169580
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3050 ZANKER RD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4083218835
MAIL ADDRESS:
STREET 1: 3050 ZANKER RD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: ULTRATECH STEPPER INC
DATE OF NAME CHANGE: 19930727
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARLSON CAPITAL L P
CENTRAL INDEX KEY: 0001056973
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22248
FILM NUMBER: 15798325
BUSINESS ADDRESS:
STREET 1: 2100 MCKINNEY AVE
STREET 2: STE 1800
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 2149329600
MAIL ADDRESS:
STREET 1: 2100 MCKINNEY AVE
STREET 2: STE 1800
CITY: DALLAS
STATE: TX
ZIP: 75201
4
1
doc1.xml
FORM 4
X0306
4
2015-04-07
0
0000909791
ULTRATECH INC
UTEK US
0001056973
CARLSON CAPITAL L P
2100 MCKINNEY AVE
STE 1800
DALLAS
TX
75201
0
0
1
0
Common Stock
2015-04-07
4
P
0
11236
17.2714
A
2788722
I
See footnotes
Common Stock
2015-04-07
4
P
0
5992
17.2809
A
2794714
I
See footnotes
Common Stock
2015-04-07
4
P
0
140
17.3
A
2794854
I
See footnotes
Common Stock
2015-04-07
4
P
0
32500
17.185
A
2827354
I
See footnotes
Common Stock
2015-04-08
4
P
0
61605
17.4531
A
2888959
I
See footnotes
Common Stock
2015-04-08
4
P
0
2196
17.453
A
2891155
I
See footnotes
Common Stock
2015-04-08
4
P
0
7000
17.72
A
2898155
I
See footnotes
Common Stock
2015-04-09
4
P
0
6708
17.5885
A
2904863
I
See footnotes
Common Stock
2015-04-15
4
P
0
4000
17.6705
A
2908863
I
See footnotes
Common Stock
2015-04-15
4
P
0
3700
17.75
A
2912563
I
See footnotes
Common Stock
2015-04-17
4
P
0
85623
17.7346
A
2998186
I
See footnotes
Common Stock
2015-04-17
4
P
0
12500
17.6421
A
3010686
I
See footnotes
Common Stock
2015-04-27
4
P
0
204356
19.5212
A
3215042
I
See footnotes
The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as the investment manager.
Mr. Clint D. Carlson, a United States citizen, who serves as president of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.
Clint D. Carlson, President
2015-04-28