0000909791-14-000066.txt : 20141124 0000909791-14-000066.hdr.sgml : 20141124 20141124171706 ACCESSION NUMBER: 0000909791-14-000066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141121 FILED AS OF DATE: 20141124 DATE AS OF CHANGE: 20141124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRATECH INC CENTRAL INDEX KEY: 0000909791 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943169580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4083218835 MAIL ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: ULTRATECH STEPPER INC DATE OF NAME CHANGE: 19930727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WRIGHT BRUCE R CENTRAL INDEX KEY: 0001227979 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22248 FILM NUMBER: 141247114 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-11-21 0 0000909791 ULTRATECH INC UTEK 0001227979 WRIGHT BRUCE R 3050 ZANKER ROAD SAN JOSE CA 95134 0 1 0 0 Sr. VP-Fin, CFO & Secretary Common Stock 2014-11-21 4 M 0 32918 14.12 A 212235 D Common Stock 2014-11-21 4 S 0 32918 19.024 D 179317 D Non-Qualified Stock Option (right to buy) 14.12 2014-11-21 4 M 0 32918 19.024 D 2005-01-22 2015-01-21 Common Stock 32918 0 D Represents the weighted average sale price per share. The actual sale prices ranged from a low of $19.17 to a high of $19.39. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price. Includes (i) 14,000 shares, (ii) 20,800 shares, (iii) 40,400 shares, and (iv) 25,000 shares, each subject to RSUs granted in 2011, 2012, 2013, and 2014, respectively. The RSUs vest in equal increments upon completion of each month of service over 50 months from the grant date. The underlying shares will be issued on January 31 following the year they vest (or in March 2015, 2016, 2017, or 2018, respectively, for the 2 monthly installments that vest in the final year). The option was granted on January 22, 2005 and became vested and exercisable on the grant date. Bruce R. Wright 2014-11-24