0000909450-14-000006.txt : 20140813
0000909450-14-000006.hdr.sgml : 20140813
20140813155219
ACCESSION NUMBER: 0000909450-14-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140813
DATE AS OF CHANGE: 20140813
EFFECTIVENESS DATE: 20140813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRUBER & MCBAINE CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0000909450
IRS NUMBER: 770210467
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04761
FILM NUMBER: 141037430
BUSINESS ADDRESS:
STREET 1: 234 VAN NESS, STE 5
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94133
BUSINESS PHONE: 4155525040
MAIL ADDRESS:
STREET 1: 234 VAN NESS, STE 5
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94133
FORMER COMPANY:
FORMER CONFORMED NAME: GRUBER & MCBAINE CAPITAL MANAGEMENT/GRUBER JON D ET AL
DATE OF NAME CHANGE: 19951108
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000909450
XXXXXXXX
06-30-2014
06-30-2014
GRUBER & MCBAINE CAPITAL MANAGEMENT LLC
234 VAN NESS, STE 5
SAN FRANCISCO
CA
94133
13F HOLDINGS REPORT
028-04761
N
Ellie Giorgis
Administrator
415-552-5040
/s/ Ellie Giorgis
San Francisco
CA
08-13-2014
0
202
372052
false
INFORMATION TABLE
2
q2201413F.xml
ADA ES Inc
COM
5208103
2540
110762
SH
SOLE
0
110762
0
0
Abraxas Petroleum
COM
3830106
313
50000
SH
SOLE
0
50000
0
0
Alcatel Lucent ADR
COM
13904305
2670
750000
SH
SOLE
0
750000
0
0
American Airlines Group B
COM
90341W108
2332
54290
SH
SOLE
0
54290
0
0
Ampio Pharmaceuticals
COM
03209T109
251
30000
SH
SOLE
0
30000
0
0
Andersons Inc
COM
34164103
1290
25000
SH
SOLE
0
25000
0
0
Applied Materials
COM
38222105
7
300
SH
SOLE
0
300
0
0
Applied Optoelectronics
COM
03823U102
6872
296200
SH
SOLE
0
296200
0
0
Approach Resources Inc
COM
03834A103
534
23500
SH
SOLE
0
23500
0
0
Arctic Cat
COM
39670104
907
23000
SH
SOLE
0
23000
0
0
Aruba Networks
COM
43176106
1284
73300
SH
SOLE
0
73300
0
0
Aspen Group Inc
COM
04530L104
132
975000
SH
SOLE
0
975000
0
0
Avago Tech
COM
Y0486S104
3196
44350
SH
SOLE
0
44350
0
0
Axcelis Tech
COM
54540109
740
370000
SH
SOLE
0
370000
0
0
BFC Financial
COM
55384200
1850
500000
SH
SOLE
0
500000
0
0
Bancorp Bank
COM
05969A105
476
40000
SH
SOLE
0
40000
0
0
Barracuda Networks
COM
68323104
1706
55000
SH
SOLE
0
55000
0
0
Be Aerospace
COM
73302101
3700
40000
SH
SOLE
0
40000
0
0
Box Ships
COM
y09675102
166
110000
SH
SOLE
0
110000
0
0
Brent Oil
COM
91167q100
1202
26500
SH
SOLE
0
26500
0
0
Broadsoft Inc
COM
11133B409
1710
64800
SH
SOLE
0
64800
0
0
Builders FirstSource Inc
COM
12008R107
374
50000
SH
SOLE
0
50000
0
0
Burlington Northern Santa Fe B
COM
12189T104
40
396
SH
SOLE
0
396
0
0
CUI Global
COM
126576206
1669
198700
SH
SOLE
0
198700
0
0
Callidus Software
COM
13123E500
1910
160000
SH
SOLE
0
160000
0
0
Canadian Solar
COM
136635109
313
10000
SH
SOLE
0
10000
0
0
Cancer Genetics
COM
13739u104
948
83900
SH
SOLE
0
83900
0
0
Cavium Networks Inc
COM
14965A101
3228
65000
SH
SOLE
0
65000
0
0
Cemex S A B de CV
COM
151290889
3308
250000
SH
SOLE
0
250000
0
0
Century Communities
COM
156504300
2769
125000
SH
SOLE
0
125000
0
0
Ciena Corp
COM
171779309
1300
60000
SH
SOLE
0
60000
0
0
Cogent Comm Grp Inc
COM
19239V302
346
10000
SH
SOLE
0
10000
0
0
Commscope Holding Company
COM
20337x109
2313
100000
SH
SOLE
0
100000
0
0
Covenant Transportation Grp
COM
22284P105
192
14900
SH
SOLE
0
14900
0
0
Dakota Plains Holdings
COM
234255107
4495
1677400
SH
SOLE
0
1677400
0
0
Darling Intl Inc
COM
237266101
1735
83000
SH
SOLE
0
83000
0
0
Demand Media
COM
24802N109
133
27563
SH
SOLE
0
27563
0
0
DiaDexus Inc
COM
922390208
181
245000
SH
SOLE
0
245000
0
0
Digitalglobe
COM
25389M877
556
20000
SH
SOLE
0
20000
0
0
EMAK Holdings inc
COM
26861V104
6
644554
SH
SOLE
0
644554
0
0
EOG Resources
COM
26875P101
3740
32000
SH
SOLE
0
32000
0
0
EZ Chip Semiconductor
COM
M4146Y108
1263
49000
SH
SOLE
0
49000
0
0
Emmis Communications
COM
291525103
1047
350000
SH
SOLE
0
350000
0
0
Emulex Corp
COM
292475209
570
100000
SH
SOLE
0
100000
0
0
Envivio Inc
COM
29413t106
360
150000
SH
SOLE
0
150000
0
0
Extreme Networks
COM
30226d106
1954
440000
SH
SOLE
0
440000
0
0
F5 Networks
COM
315616102
5015
45000
SH
SOLE
0
45000
0
0
FMC Corp
COM
302491303
1780
25000
SH
SOLE
0
25000
0
0
Finisar
COM
31787A101
1778
90000
SH
SOLE
0
90000
0
0
Five Star Quality Care
COM
33832d106
2218
442758
SH
SOLE
0
442758
0
0
Flowers Foods Inc
COM
343498101
1265
60000
SH
SOLE
0
60000
0
0
Forward Air Corp
COM
349853101
1770
37000
SH
SOLE
0
37000
0
0
Frontline Ltd
COM
G3682E127
292
100000
SH
SOLE
0
100000
0
0
GOL Linhas Aereas Inteligentes
COM
38045R107
1370
250000
SH
SOLE
0
250000
0
0
Genworth Financial
COM
37247d106
1517
87200
SH
SOLE
0
87200
0
0
Geopark LTD
COM
G38327105
1162
127000
SH
SOLE
0
127000
0
0
Geospace Technologies Corp
COM
37364X109
330
6000
SH
SOLE
0
6000
0
0
GlyEco Inc
COM
38000P104
835
1210000
SH
SOLE
0
1210000
0
0
Goodrich Petroleum Corp
COM
382410405
552
20000
SH
SOLE
0
20000
0
0
Headwaters Inc
COM
42210P102
3054
219900
SH
SOLE
0
219900
0
0
Himax Technologies b
COM
43289P106
2002
291800
SH
SOLE
0
291800
0
0
Hipcricket
COM
433507100
266
2030000
SH
SOLE
0
2030000
0
0
Imageware Sys
COM
45245S108
11876
5863158
SH
SOLE
0
5863158
0
0
Infoblox Inc
COM
45672H104
921
70000
SH
SOLE
0
70000
0
0
Intl Business Machines
COM
459200101
314
1733
SH
SOLE
0
1733
0
0
Intl Rectifier
COM
460254105
2790
100000
SH
SOLE
0
100000
0
0
Invesco Mortgage Capital
COM
B5ZW0F0
1042
60000
SH
SOLE
0
60000
0
0
Iridium Communications
COM
46269C102
2021
238840
SH
SOLE
0
238840
0
0
JA Solar Holdings Co
COM
466090107
2172
200000
SH
SOLE
0
200000
0
0
Just Energy Income Fund
COM
48213T108
1675
290950
SH
SOLE
0
290950
0
0
Knight Transportation
COM
499064103
951
40000
SH
SOLE
0
40000
0
0
Knights Bridge Tankers Inc
COM
G5299G106
213
15000
SH
SOLE
0
15000
0
0
Kofax LTD
COM
48245L107
860
100000
SH
SOLE
0
100000
0
0
LSB Industries Inc
COM
502160104
3021
72500
SH
SOLE
0
72500
0
0
Lattice Semiconductor
COM
518415104
1444
175000
SH
SOLE
0
175000
0
0
Lightbridge Corp
COM
53224K104
801
289100
SH
SOLE
0
289100
0
0
Lihua International
COM
532352101
391
1303305
SH
SOLE
0
1303305
0
0
LogMein Inc
COM
54142L109
4429
95000
SH
SOLE
0
95000
0
0
MAXLINEAR INC
COM
57776J100
504
50000
SH
SOLE
0
50000
0
0
MDC Partners Inc
COM
552697104
30724
1429670
SH
SOLE
0
1429670
0
0
MRC Global
COM
55345K103
566
20000
SH
SOLE
0
20000
0
0
Mandalay Digital Group
COM
562562207
1975
500000
SH
SOLE
0
500000
0
0
Mastec
COM
576323109
2465
79975
SH
SOLE
0
79975
0
0
Mattson Technology
COM
577223100
1862
850000
SH
SOLE
0
850000
0
0
Micron Technology Inc
COM
595112103
1648
50000
SH
SOLE
0
50000
0
0
Mobivity Holdings
COM
60743E105
725
725000
SH
SOLE
0
725000
0
0
Monolithic Power Systems
COM
609839105
847
20000
SH
SOLE
0
20000
0
0
Move Inc
COM
437852106
6278
424500
SH
SOLE
0
424500
0
0
NCI Buiding Systems
COM
628852204
5625
289500
SH
SOLE
0
289500
0
0
NCR
COM
62886E108
3158
90000
SH
SOLE
0
90000
0
0
NXP Semiconductors
COM
N6596X109
1972
29800
SH
SOLE
0
29800
0
0
National General Holdings
COM
636220303
957
55000
SH
SOLE
0
55000
0
0
NeoPhotonics Corp
COM
64051t100
707
170000
SH
SOLE
0
170000
0
0
North Atlantic Drilling Ltd
COM
g6613p111
1062
100000
SH
SOLE
0
100000
0
0
North Valley Bancorp
COM
66304M204
610
28000
SH
SOLE
0
28000
0
0
Northern Tier Energy
COM
665826103
1872
70000
SH
SOLE
0
70000
0
0
OSI Systems
COM
671044105
1335
20000
SH
SOLE
0
20000
0
0
Oclaro Inc
COM
67555N206
1140
518248
SH
SOLE
0
518248
0
0
Odyssey Marine Exploration
COM
676118102
2090
1244066
SH
SOLE
0
1244066
0
0
Orion Marine Group
COM
68628V308
1354
125000
SH
SOLE
0
125000
0
0
Oritani Financial
COM
68633D103
830
53900
SH
SOLE
0
53900
0
0
Overseas Shipholding Group
COM
690368105
206
30000
SH
SOLE
0
30000
0
0
Penske Automotive Group
COM
70959W103
1238
25000
SH
SOLE
0
25000
0
0
Perma Fix Envirn Serv
COM
714157104
584
127029
SH
SOLE
0
127029
0
0
Petroquest Energy
COM
716748108
2256
300000
SH
SOLE
0
300000
0
0
Photronics Inc
COM
719405102
1606
186777
SH
SOLE
0
186777
0
0
Pinnacle Foods
COM
72348P104
658
20000
SH
SOLE
0
20000
0
0
Pioneer Natural Resources
COM
723787107
6205
27000
SH
SOLE
0
27000
0
0
PowerSecure
COM
73936N105
3024
310428
SH
SOLE
0
310428
0
0
Primoris Services Corp
COM
74164F103
2996
103900
SH
SOLE
0
103900
0
0
Procera Networks
COM
74269U104
1009
100000
SH
SOLE
0
100000
0
0
Radisys Corp
COM
750459109
1396
400000
SH
SOLE
0
400000
0
0
Rally Software
COM
751198102
436
40000
SH
SOLE
0
40000
0
0
Ralph Lauren
COM
731572103
1607
10000
SH
SOLE
0
10000
0
0
Red Hat Inc
COM
756577102
2211
40000
SH
SOLE
0
40000
0
0
Rentech Inc
COM
760112102
518
200000
SH
SOLE
0
200000
0
0
Rentech Nitrogen Partners LP
COM
760113100
509
30000
SH
SOLE
0
30000
0
0
Rubicon Tech
COM
78112T107
438
50000
SH
SOLE
0
50000
0
0
Ruckus Wireless
COM
781220108
3692
310000
SH
SOLE
0
310000
0
0
SAExploration Holdings
COM
78636x105
568
67100
SH
SOLE
0
67100
0
0
Sanchez Energy
COM
79970Y105
752
20000
SH
SOLE
0
20000
0
0
Scorpio Tankers
COM
y7542c106
2237
220000
SH
SOLE
0
220000
0
0
Seachange Intl
COM
811699107
1081
135000
SH
SOLE
0
135000
0
0
Siga Tech
COM
826917106
3099
1098777
SH
SOLE
0
1098777
0
0
Silicon Graphics
COM
827056102
433
45000
SH
SOLE
0
45000
0
0
Silicon Motion ADR
COM
82706C108
2860
140000
SH
SOLE
0
140000
0
0
Solar Power
COM
83490A100
208
846900
SH
SOLE
0
846900
0
0
Sonic
COM
835451105
1546
70000
SH
SOLE
0
70000
0
0
Southwest Airlines
COM
844741108
1209
45000
SH
SOLE
0
45000
0
0
Spansion Inc
COM
84649r200
2528
120000
SH
SOLE
0
120000
0
0
Steel Dynamics
COM
858119100
898
50000
SH
SOLE
0
50000
0
0
Stratasys
COM
862685104
1477
13000
SH
SOLE
0
13000
0
0
Sun Opta
COM
8676EP108
18428
1308791
SH
SOLE
0
1308791
0
0
Sunpower Corp
COM
867652109
2344
57200
SH
SOLE
0
57200
0
0
Super Micro Computer
COM
86800U104
2653
105000
SH
SOLE
0
105000
0
0
Sysorex Global Holdings
COM
87184N203
216
55580
SH
SOLE
0
55580
0
0
Tearlab Corp
COM
878193101
390
80000
SH
SOLE
0
80000
0
0
Teekay Tankers Ltd
COM
Y8565N102
1287
300000
SH
SOLE
0
300000
0
0
Travel Centers of America
COM
894174101
1752
197300
SH
SOLE
0
197300
0
0
Trinity Industry
COM
896522109
2623
60000
SH
SOLE
0
60000
0
0
Tutor Perini Corp
COM
901109108
2092
65900
SH
SOLE
0
65900
0
0
Tyson Foods
COM
902494103
1877
50000
SH
SOLE
0
50000
0
0
Ubiquiti Networks Inc
COM
90347A100
3389
75000
SH
SOLE
0
75000
0
0
Universal Electronics
COM
913483103
1711
35000
SH
SOLE
0
35000
0
0
Viasat
COM
92552v100
869
15000
SH
SOLE
0
15000
0
0
Wave Systems Class A
COM
943526301
226
160000
SH
SOLE
0
160000
0
0
Web com Group Inc
COM
94733A104
1615
55945
SH
SOLE
0
55945
0
0
Western Digital Corp
COM
958102105
2308
25000
SH
SOLE
0
25000
0
0
Willbros Group
COM
969199108
4323
350000
SH
SOLE
0
350000
0
0
Xcerra Corp
COM
502403207
1365
150000
SH
SOLE
0
150000
0
0
Yandex NV
COM
N97284108
993
27861
SH
SOLE
0
27861
0
0
Zagg Inc
COM
98884U108
366
67345
SH
SOLE
0
67345
0
0