-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M8wEbHiUcAzG5zVt7oacRo7rjV+766SZxBgdstWQafGzX/yjB5FaSmW/vjs5IEJE MB3fL5JnWXNQVixrHProHw== 0000891804-00-002555.txt : 20010101 0000891804-00-002555.hdr.sgml : 20010101 ACCESSION NUMBER: 0000891804-00-002555 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20001031 FILED AS OF DATE: 20001229 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAN KAMPEN ADVANTAGE MUNICIPAL INCOME TRUST II CENTRAL INDEX KEY: 0000908993 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 367041986 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-07868 FILM NUMBER: 798127 BUSINESS ADDRESS: STREET 1: ONE PARKVIEW PLAZA STREET 2: VAN KAMPEN INVESTMENTS INC CITY: OAKBROOK TERRACE STATE: IL ZIP: 60181 BUSINESS PHONE: 6306846774 MAIL ADDRESS: STREET 1: VAN KAMPEN INVESTMENTS INC STREET 2: ONE PARKVIEW PLAZA CITY: OAKBROOK TERRACE STATE: IL ZIP: 60181 FORMER COMPANY: FORMER CONFORMED NAME: VAN KAMPEN AMERICAN CAPITAL ADVANTAGE MUNICIPAL INCOME TR II DATE OF NAME CHANGE: 19960102 FORMER COMPANY: FORMER CONFORMED NAME: VAN KAMPEN MERRITT ADVANTAGE MUNICIPAL INCOME TRUST II DATE OF NAME CHANGE: 19930712 NSAR-B 1 0001.txt N-SAR (6.1) PAGE 1 000 B000000 10/31/2000 000 C000000 0000908933 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 VK ADVANTAGE MUNICIPAL INCOME TRUST II 001 B000000 811-7868 001 C000000 6306846000 002 A000000 1 PARKVIEW PLAZA 002 B000000 OAKBROOK TERRACE 002 C000000 IL 002 D010000 60181 002 D020000 5555 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 VAN KAMPEN INVESTMENT ADVISORY CORP. 008 B000001 A 008 C000001 801-18161 008 D010001 OAKBROOK TERRACE 008 D020001 IL 008 D030001 60181 010 A000001 VAN KAMPEN FUNDS INC. 010 B000001 8-19421 010 C010001 OAKBROOK TERRACE 010 C020001 IL 010 C030001 60181 011 A000001 VAN KAMPEN FUNDS INC. 011 B000001 8-19412 011 C010001 OAKBROOK TERRACE 011 C020001 IL 011 C030001 60181 012 A000001 STATE STREET BANK & TRUST CO. C/O EQUISERVE 012 B000001 85-5003 PAGE 2 012 C010001 PROVIDENCE 012 C020001 RI 012 C030001 02940 013 A000001 DELOITTE & TOUCHE LLP 013 B010001 CHICAGO 013 B020001 IL 013 B030001 60601 014 A000001 MORGAN STANLEY & CO., INCORPORATED 014 B000001 8-733537 014 A000002 DEAN WITTER REYNOLDS, INC. 014 B000002 8-728181 015 A000001 STATE STREET BANK AND TRUST CO. 015 B000001 C 015 C010001 BOSTON 015 C020001 MA 015 C030001 02105 015 E010001 X 015 A000002 CHEMICAL BANK 015 B000002 S 015 C010002 NEW YORK 015 C020002 NY 015 C030002 10172 015 E010002 X 015 A000003 BANK OF NEW YORK 015 B000003 S 015 C010003 NEW YORK 015 C020003 NY 015 C030003 02105 015 E010003 X 015 A000004 MORGAN GUARANTY TRUST CO 015 B000004 S 015 C010004 NEW YORK 015 C020004 NY 015 C030004 10015 015 E010004 X 015 A000005 BANKERS TRUST CO 015 B000005 S 015 C010005 NEW YORK 015 C020005 NY 015 C030005 02105 015 E010005 X 018 000000 Y 019 A000000 Y 019 B000000 99 019 C000000 VANKAMPENF 020 C000001 0 020 C000002 0 020 C000003 0 020 C000004 0 020 C000005 0 020 C000006 0 PAGE 3 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 0 022 A000001 MERRILL LYNCH 022 B000001 13-5674085 022 C000001 14000 022 D000001 12900 022 A000002 PAINE WEBBER 022 B000002 13-2638166 022 C000002 8450 022 D000002 9350 022 A000003 FIRST ALBANY 022 B000003 14-1391446 022 C000003 2793 022 D000003 11081 022 A000004 SALOMON SMITH BARNEY 022 B000004 13-2418191 022 C000004 6284 022 D000004 6806 022 A000005 LEHMAN BROTHERS 022 B000005 13-2518466 022 C000005 5610 022 D000005 3950 022 A000006 WILLIAM SIMON 022 B000006 22-3017217 022 C000006 7204 022 D000006 1463 022 A000007 GIBRALTER SECURITIES 022 C000007 3335 022 D000007 3161 022 A000008 WACHOVIA BANK 022 C000008 0 022 D000008 5867 022 A000009 PRUDENTIAL SECURITIES 022 B000009 22-2347336 022 C000009 4004 022 D000009 0 022 A000010 BRANCH BANKING & TRUST 022 C000010 1848 022 D000010 1807 023 C000000 76341 023 D000000 81017 024 000000 N 025 D000001 0 025 D000002 0 025 D000003 0 025 D000004 0 025 D000005 0 025 D000006 0 PAGE 4 025 D000007 0 025 D000008 0 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 N 028 A010000 0 028 A020000 0 028 A030000 0 028 A040000 0 028 B010000 0 028 B020000 0 028 B030000 0 028 B040000 0 028 C010000 0 028 C020000 0 028 C030000 0 028 C040000 0 028 D010000 0 028 D020000 0 028 D030000 0 028 D040000 0 028 E010000 0 028 E020000 0 028 E030000 0 028 E040000 0 028 F010000 0 028 F020000 0 028 F030000 0 028 F040000 0 028 G010000 0 028 G020000 0 028 G030000 0 028 G040000 0 028 H000000 0 030 A000000 0 030 B000000 0.00 030 C000000 0.00 031 A000000 0 031 B000000 0 032 000000 0 033 000000 0 035 000000 0 036 B000000 0 038 000000 0 PAGE 5 042 A000000 0 042 B000000 0 042 C000000 0 042 D000000 0 042 E000000 0 042 F000000 0 042 G000000 0 042 H000000 0 043 000000 0 044 000000 0 045 000000 Y 046 000000 N 047 000000 Y 048 000000 0.650 048 A010000 0 048 A020000 0.000 048 B010000 0 048 B020000 0.000 048 C010000 0 048 C020000 0.000 048 D010000 0 048 D020000 0.000 048 E010000 0 048 E020000 0.000 048 F010000 0 048 F020000 0.000 048 G010000 0 048 G020000 0.000 048 H010000 0 048 H020000 0.000 048 I010000 0 048 I020000 0.000 048 J010000 0 048 J020000 0.000 048 K010000 0 048 K020000 0.000 049 000000 N 050 000000 N 051 000000 N 052 000000 N 053 A000000 N 054 A000000 Y 054 B000000 N 054 C000000 N 054 D000000 N 054 E000000 N 054 F000000 N 054 G000000 Y 054 H000000 Y 054 I000000 N 054 J000000 Y PAGE 6 054 K000000 N 054 L000000 N 054 M000000 Y 054 N000000 N 054 O000000 Y 055 A000000 N 055 B000000 N 056 000000 Y 057 000000 N 058 A000000 N 059 000000 Y 060 A000000 Y 060 B000000 Y 061 000000 0 062 A000000 Y 062 B000000 0.0 062 C000000 0.0 062 D000000 0.0 062 E000000 1.8 062 F000000 0.0 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.0 062 L000000 0.0 062 M000000 0.0 062 N000000 0.0 062 O000000 97.0 062 P000000 0.0 062 Q000000 0.0 062 R000000 0.0 063 A000000 0 063 B000000 16.4 064 A000000 Y 064 B000000 N 066 A000000 N 067 000000 N 068 A000000 N 068 B000000 N 069 000000 N 070 A010000 N 070 A020000 N 070 B010000 N 070 B020000 N 070 C010000 Y 070 C020000 N 070 D010000 N 070 D020000 N 070 E010000 Y 070 E020000 N PAGE 7 070 F010000 N 070 F020000 N 070 G010000 Y 070 G020000 N 070 H010000 N 070 H020000 N 070 I010000 N 070 I020000 N 070 J010000 Y 070 J020000 N 070 K010000 Y 070 K020000 N 070 L010000 N 070 L020000 N 070 M010000 N 070 M020000 N 070 N010000 Y 070 N020000 N 070 O010000 Y 070 O020000 N 070 P010000 Y 070 P020000 N 070 Q010000 N 070 Q020000 N 070 R010000 N 070 R020000 N 071 A000000 45090 071 B000000 49067 071 C000000 185106 071 D000000 24 072 A000000 12 072 B000000 10830 072 C000000 0 072 D000000 0 072 E000000 0 072 F000000 1209 072 G000000 372 072 H000000 0 072 I000000 30 072 J000000 12 072 K000000 0 072 L000000 24 072 M000000 21 072 N000000 9 072 O000000 0 072 P000000 0 072 Q000000 42 072 R000000 27 072 S000000 14 072 T000000 0 072 U000000 0 PAGE 8 072 V000000 0 072 W000000 236 072 X000000 1996 072 Y000000 0 072 Z000000 8834 072AA000000 0 072BB000000 127 072CC010000 5272 072CC020000 0 072DD010000 6371 072DD020000 0 072EE000000 0 073 A010000 0.7800 073 A020000 0.0000 073 B000000 0.0000 073 C000000 0.0000 074 A000000 71 074 B000000 0 074 C000000 3400 074 D000000 184276 074 E000000 0 074 F000000 0 074 G000000 0 074 H000000 0 074 I000000 0 074 J000000 3100 074 K000000 0 074 L000000 3380 074 M000000 5 074 N000000 194232 074 O000000 3941 074 P000000 142 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 245 074 S000000 80000 074 T000000 109904 074 U010000 8168 074 U020000 0 074 V010000 13.46 074 V020000 0.00 074 W000000 0.0000 074 X000000 663 074 Y000000 6387 075 A000000 0 075 B000000 185918 076 000000 11.63 077 A000000 Y 077 B000000 Y PAGE 9 077 C000000 Y 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 Y 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 A000000 ICI MUTUAL INSURANCE COMPANY 080 C000000 85000 081 A000000 Y 081 B000000 98 082 A000000 Y 082 B000000 100 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON 087 A020000 92112K-107 087 A030000 VKI 087 B010000 PREFERRED SERIES A 087 B020000 92112K-206 087 B030000 N/A 087 C010000 PREFERRED SERIES B 087 C020000 92112K-305 087 C030000 N/A PAGE 10 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 Y SIGNATURE MICHAEL COYNE TITLE ASSISTANT TRESURER EX-99 2 0002.txt ITEM 77B REPORT OF INDEPENDENT AUDITORS To the Board of Trustees and Shareholders of Van Kampen Advantage Municipal Income Trust II In planning and performing our audit of the financial statements of Van Kampen Advantage Municipal Income Trust II (the "Trust") for the year ended October 31, 2000 (on which we have issued our report dated December 6, 2000), we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, and not to provide assurance on the Trust's internal control. The management of the Trust is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with accounting principles generally accepted in the United States of America. Those controls include the safeguarding of assets against unauthorized acquisition, use, or disposition. Because of inherent limitations in any internal control, misstatements due to error or fraud may occur and not be detected. Also, projections of any evaluation of internal control to future periods are subject to the risk that the internal control may become inadequate because of changes in conditions, or that the degree of compliance with policies or procedures may deteriorate. Our consideration of the Trust's internal control would not necessarily disclose all matters in the internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving the Trust's internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of October 31, 2000. This report is intended solely for the information and use of Trust's management, the Board of Trustees and Shareholders of Van Kampen Advantage Municipal Income Trust II, and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. Deloitte & Touche LLP Chicago, Illinois December 6, 2000 EX-99 3 0003.txt ITEM 77C Advantage Municipal Income Trust II (VKI) Results of Shareholder Votes The Annual Meeting of Shareholders of the Trust was held on June 21, 2000, where shareholders voted on the election of trustees and the ratification of Deloitte & Touche LLP as the independent auditors. 1) With regards to the election of the following trustee by common shareholders of the Trust: # of Shares --------------------------------------------- In Favor Withheld - ------------------------------------------------------------------------------- David C. Arch 7,307,955 Howard J Kerr 7,307,099 With regards to the election of the following trustee by preferred shareholders of the Trust: # of Shares --------------------------------------------- In Favor Withheld - ------------------------------------------------------------------------------- The other trustees of the Trust whose terms did not expire in 2000 are Rod Dammeyer, Theodore A. Myers, Richard F. Powers, III, Hugo F. Sonnenschein and Wayne W. Whalen. 2.) With regards to the ratification of Deloitte & Touche LLP as the independent auditors for the Trust, 7,377,946 common shares, 26,721 shares voted against and 65,088 shares abstained. EX-99 4 0004.txt ITEM 77O
NSAR ITEM 77O VK Advantage Municipal Income Trust II 10f-3 Transactions UNDERWRITING # UNDERWRITING PURCHASED FROM AMOUNT OF SHARED PURCHASED % OF UNDERWRITING DATE OF PURCHASE 1 North Carolina Municipal Smith Barney 1,500,000 1.095 11/03/99 Power
Underwriting Participants: Underwriters for #1 - ------------------- J.P. Morgan & Co. Goldman, Sachs & Co. Morgan Stanley & Co. Incorporated JC Bradford & Co. First Union Securities, Inc. J. Lee Peeler Legg Mason Wood Walker, Incorporated EX-27 5 0005.txt VK ADVANTAGE MUNI INCOME II
6 11 ADVANTAGE MUNI INCOME II 1 12-MOS OCT-31-2000 NOV-01-1999 OCT-31-2000 177,432,511 187,676,192 6,480,677 4,612 70,844 194,232,324 3,940,871 0 387,084 4,327,955 80,000,000 120,891,559 8,168,211 8,168,211 280,530 0 (21,511,401) 0 10,243,681 189,904,369 0 10,829,894 0 (1,995,559) 8,834,295 (127,314) 5,272,495 13,979,476 0 (9,629,074) 0 0 0 0 0 4,350,402 1,075,309 (21,384,087) 0 0 1,209,161 0 1,995,559 105,917,817 12.92 1.08 0.64 (1.18) 0.00 0.00 13.46 1.88
-----END PRIVACY-ENHANCED MESSAGE-----