SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
MOONEY JAMES

(Last) (First) (Middle)
1290 AVENUE OF THE AMERICAS

(Street)
NEW YORK NY 10104

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SIRIUS XM HOLDINGS INC. [ (SIRI) ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
05/22/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/22/2018 M 61,634 A $3.155 182,710 D
Common Stock 05/22/2018 M 57,596 A $1.91 240,306 D
Common Stock 05/22/2018 M 57,075 A $3.9 297,381 D
Common Stock 05/22/2018 M 49,059 A $3.515 346,440 D
Common Stock 05/22/2018 M 29,952 A $2.275 376,392 D
Common Stock 05/22/2018 M 25,503 A $0.9494 401,895 D
Common Stock 05/22/2018 M 19,875 A $3.96 421,770 D
Common Stock 05/22/2018 M 12,200 A $4.86 433,970 D
Common Stock 05/22/2018 F 133,029 D $6.99(1) 300,941 D
Common Stock 05/22/2018 S 179,865 D $6.9432(2) 121,076 D
Common Stock 9,100 I By Custodian For Child
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $4.86 05/22/2018 M 12,200 05/19/2018 05/19/2027 Common Stock 12,200 $4.86 24,400 D
Stock Option (Right to Buy) $3.155 05/22/2018 M 61,634 05/20/2015 05/20/2024 Common Stock 61,634 $3.155 0.0000 D
Stock Option (Right to Buy) $3.9 05/22/2018 M 57,075 05/20/2016 05/20/2025 Common Stock 57,075 $3.9 19,025 D
Stock Option (Right to Buy) $3.515 05/22/2018 M 49,059 05/22/2014 05/22/2023 Common Stock 49,059 $3.515 0.0000 D
Stock Option (Right to Buy) $1.91 05/22/2018 M 57,596 05/23/2013 05/23/2022 Common Stock 57,596 $1.91 0.0000 D
Stock Option (Right to Buy) $3.96 05/22/2018 M 19,875 05/25/2017 05/25/2026 Common Stock 19,875 $3.96 59,625 D
Stock Option (Right to Buy) $2.275 05/22/2018 M 29,952 05/26/2012 05/26/2021 Common Stock 29,952 $2.275 0.0000 D
Stock Option (Right to Buy) $0.9494 05/22/2018 M 25,503 05/27/2011 05/27/2020 Common Stock 25,503 $0.9494 0.0000 D
Explanation of Responses:
1. Represents the exercise price of the stock options referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
2. Represents the weighted average sales price for the price increments ranging from $6.93 to $6.95. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
/s/Patrick L. Donnelly, attorney in fact 05/23/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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