0001225208-17-014135.txt : 20170817 0001225208-17-014135.hdr.sgml : 20170817 20170817160231 ACCESSION NUMBER: 0001225208-17-014135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170816 FILED AS OF DATE: 20170817 DATE AS OF CHANGE: 20170817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARTENSTEIN EDDY W CENTRAL INDEX KEY: 0001142524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34295 FILM NUMBER: 171038671 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIRIUS XM HOLDINGS INC. CENTRAL INDEX KEY: 0000908937 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 383916511 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: 212-584-5100 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10104 FORMER COMPANY: FORMER CONFORMED NAME: SIRIUS XM RADIO INC. DATE OF NAME CHANGE: 20080805 FORMER COMPANY: FORMER CONFORMED NAME: SIRIUS SATELLITE RADIO INC DATE OF NAME CHANGE: 19991228 FORMER COMPANY: FORMER CONFORMED NAME: CD RADIO INC DATE OF NAME CHANGE: 19940203 4 1 doc4.xml X0306 4 2017-08-16 0000908937 SIRIUS XM HOLDINGS INC. (SIRI) 0001142524 HARTENSTEIN EDDY W 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104 1 Common Stock 2017-08-16 4 M 0 400237.0000 0.0900 A 426335.0000 D Common Stock 2017-08-16 4 F 0 6444.0000 5.5900 D 419891.0000 D Common Stock 2017-08-16 4 S 0 393793.0000 5.5854 D 26098.0000 D Stock Option (Right to Buy) 0.0900 2017-08-16 4 M 0 400237.0000 0.0900 D 2009-12-18 2018-12-18 Common Stock 400237.0000 0.0000 D Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. Represents the weighted average sales price for the price increments ranging from $5.56 to $5.61. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. /s/Patrick L. Donnelly, attorney in fact 2017-08-17