0000002110-01-500014.txt : 20011112
0000002110-01-500014.hdr.sgml : 20011112
ACCESSION NUMBER: 0000002110-01-500014
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20010928
FILED AS OF DATE: 20011105
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIBERTY WANGER ASSET MANAGEMENT LP
CENTRAL INDEX KEY: 0000908733
STANDARD INDUSTRIAL CLASSIFICATION: []
IRS NUMBER: 363820584
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03639
FILM NUMBER: 1775128
BUSINESS ADDRESS:
STREET 1: 227 W MONROE STREET
STREET 2: SUITE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3126349230
MAIL ADDRESS:
STREET 1: 227 W MONROE ST
STREET 2: STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: WANGER ASSET MANAGEMENT LP
DATE OF NAME CHANGE: 19990108
13F-HR
1
wam13f-0928.txt
13F
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
REPORT FOR THE QUARTER ENDED: 09/28/01
CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER:
THIS AMENDMENT (CHECK ONE ONLY): [ ] IS A RESTATEMENT
[ ] ADDS NEW HOLDINGS
ENTRIES.
INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT:
NAME: LIBERTY WANGER ASSET MANAGEMENT, LP
ADRESS: 227 W MONROE
SUITE 3000
CHICAGO, IL 60606
13F FILE NUMBER: 801-41391
THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REORT AND
THE PERSON TO WHOM IT IS SIGNED HEREBY REPRESENT THAT THE
PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT
ALL INFORMATION CONTAINED HERIN IS TRUE, CORRECT AND
COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS,
STATEMENTS, SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED
INTEGRAL PARTS OF THIS FORM.
PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER:
NAME: BRUCE H. LAUER
TITLE: CHIEF ADMINISTRATIVE OFFICER
PHONE: 312 634 9230
SIGNATURE, PLACE, AND DATE OF SIGNING
BRUCE H. LAUER CHICAGO, ILLINOIS SEPTEMBER 18, 2001
REPORT TYPE (CHECK ONLY ONE):
[ X ] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13 F COMBINATION REPORT
LIST OF OTHER MANAGERS REPORTING FOR THIS
MANAGER:
I AM SIGNING THIS REPORT AS REQUIRED BY
THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 2
FORM 13F INFORMATION TABLE ENTRY TOTAL: 269
FORM 13F INFORMATION TABLE VALUE TOTAL: $4,686,948
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
01 28-4798 LIBERTY ACORN INVESTMENT TRUST
02 28-5842 WANGER ADVISORS TRUST
Name Of Issuer Class Cusip Share Total Ticker Fair Market
Value ( in 000'S)
ACTEL CORP CS 004934105 180,000 ACTL 3,197
ACTIVISION INC CS 004930202 535,000 ATVI 14,563
ADVANCED LIGHTING CS 00753C102 931,400 ADLT 1,602
AFFILIATED MANAGERS CS 008252108 1,320,000 AMG 74,989
AIRNET SYSTEMS CS 009417106 600,000 ANS 3,486
AMDOCS FS G02602103 372,200 DOX 9,919
AMERICAN DENTAL CS 025353103 409,000 ADPI 3,068
AMERICAN MANAGEMENT CS 027352103 1,214,000 AMSY 14,580
AMERICAN POWER CONVE CS 029066107 503,000 APCC 5,875
AMERICREDIT CORP CS 03060R101 5,936,900 ACF 187,725
AMETEK INC CS 031100100 595,000 AME 15,637
AMLI RESIDENTIAL CS 001735109 650,000 AML 15,340
ANALYSTS INTERNATION CS 032681108 1,006,000 ANLY 3,068
ANCHOR BANCORP WI CS 032839102 579,200 ABCW 9,615
ANCHOR GAMING CS 033037102 1,070,000 SLOT 44,405
APPLIED INDUSTRIAL T CS 03820C105 652,000 AIT 11,012
AQUILA INC. CS 03840J106 738,100 ILA 16,091
ASE TEST FS Y02516105 600,000 ASTSF 4,620
ASPECT TELECOM CS 04523Q102 347,800 ASPT 623
ASSOCIATED BANCORP CS 045487105 1,128,000 ASBC 38,228
ASYST TECH INC CS 04648X107 630,200 ASYT 5,703
ATCHISON CASTING CS 046613105 593,400 FDY 1,786
ATMOS ENERGY CS 049560105 1,162,000 ATO 25,099
AUTOLIV FS 052800109 577,400 ALV 9,088
AVNET INC CS 053807103 540,000 AVT 9,823
AVOCENTCORP CS 053893103 452,000 AVCT 6,726
AXCELIS TECH CS 054540109 1,285,000 ACLS 12,143
BALLY TOTAL FITNESS CS 05873K108 2,008,000 BFT 40,782
BEVERLY ENTERPRISES CS 087851309 2,375,000 BEV 24,225
BIGFOOT IMS INC PC 089990949 263,158 BIG-IMS 1
BIGFOOT INTL CS 409992948 2,683 BIGFOOT 134
BKF CAPITAL GROUP CS 05548G102 352,900 BKF 9,528
BORDERS GROUP INC CS 099709107 2,175,000 BGP 41,651
BOSTON SCIENTIFIC CS 101137107 475,000 BSX 9,738
BRE PROPERTIES CS 05564E106 535,000 BRE 16,023
BSQUARE CORP. CS 11776U102 1,550,000 BSQR 4,108
CADIZ INC CS 127537108 720,000 CLCI 6,170
CALLOWAY GOLF CS 131193104 2,200,000 ELY 28,160
CAPITAL TRUST CS 14052H100 1,837,300 CT 10,105
CARBO CERAMICS CS 140781105 670,000 CRR 18,559
CARNIVAL CORP CS 143658102 1,583,000 CCL 34,858
CH ENERGY GROUP INC CS 12541M102 200,000 CHG 8,120
CHELSEA PROPERTY CS 163421100 100,000 CPG 4,545
CHESTER COUNTY, PA 4 MB 165578AU 100,000 #APA01 100
CHILES OFFSHORE CS 16888M104 767,800 COD 15,510
CHITTENDEN CORP CS 170228100 955,000 CHZ 24,257
CHOICEPOINT INC CS 170388102 638,500 CPS 26,587
CHRISTOPHER& BANKS CS 171046105 1,122,000 CHBS 33,783
CIBER INC. CS 17163B102 2,594,800 CBR 16,347
CINAR CORP FS 171905300 425,000 CINRB 1,233
CITIZENS UTILS CO DE CS 17453B101 25,160 CZN 237
CLARCOR INC CS 179895107 1,781,000 CLC 42,566
CLICKSOFTWARE TECHS CS M25082104 1,660,000 CKSW 1,677
COACH INC CS 189754104 820,000 COH 21,738
COMARCO INC CS 200080109 1,293,950 CMRO 16,368
COMMONWEALTH BANCORP CS 20268X102 894,000 CMSB 18,434
COMMONWEALTH TELEPHO CS 203349105 1,031,300 CTCO 37,900
CONCORD EFS INC CS 206197105 722,500 CEFT 35,366
CONECTIV CS 206829103 1,845,000 CIV 43,358
CONSOLIDATED TOMOKA CS 210226106 275,400 CTO 5,715
CORVAS INTERNATIONAL CS 221005101 1,383,000 CVAS 7,952
COVANTA ENERGY CS 22281N103 960,000 COV 11,213
CUBIC CORP CS 229669106 235,000 CUB 8,108
CUMULUS MEDIA CS 231082108 280,000 CMLS 1,946
DENVER GO 5.25 MB 2491637L 200,000 #DCO04 205
DIONEX CS 254546104 457,800 DNEX 11,546
DIVERSA CORP CS 255064107 423,300 DVSA 3,979
DREYFUS MUN BD FD CO MF 26201Q104 109,017 DRTAX 1,304
DVI INC CS 233343102 1,120,000 DVI 19,029
DYNEGY INC CS 26816Q101 2,304,800 DYN 79,861
EATON VANCE CORP CS 278265103 397,000 EV 12,446
EDWARDS LIFESCIENCES CS 28176E108 1,282,000 EW 28,717
ELAN PHARM AD 284131208 12,000 ELN 581
EMBRAER AIRCRAFT FS 29081M102 131,500 ERJ 1,677
EQUITABLE RESOURCES CS 294549100 1,774,600 EQT 53,256
EQUITY OFFICE PROP CS 294741103 155,000 EOP 4,960
EQUITY RESIDENTIAL P CS 29476L107 9,000 EQR 526
EURONET WORLDWIDE FS 298736109 244,000 EEFT 2,696
EVERGREEN RESOURCES CS 299900308 754,500 EVG 25,615
EXCEL TECH CS 30067T103 355,000 XLTC 5,584
EXPEDITORS INTL WASH CS 302130109 1,907,000 EXPD 90,296
FIRST HEALTH GROUP CS 320960107 4,766,000 FHCC 140,025
FIRST INDUSTRIAL CS 32054K103 895,000 FR 26,850
FIRST YEARS INC CS 337610109 641,000 KIDD 6,634
FMC TECHNOLOGIES CS 30249U101 964,000 FTI 11,134
FOREST CITY ENT CL A CS 345550107 100,000 FCE.A 4,800
FOREST CITY ENT CL B CS 345550305 466,000 FCE.B 22,578
FORWARD AIR CS 349853101 840,000 FWRD 19,774
FURNITURE BRANDS CS 360921100 685,500 FBN 13,354
GADZOOKS INC CS 362553109 1,352,000 GADZ 18,590
GAIAM CS 36268Q103 340,000 GAIA 5,352
GENE LOGIC INC CS 368689105 252,000 GLGC 3,316
GENERAL GROWTH PROP CS 370021107 450,000 GGP 15,647
GENZYME MOLECULAR CS 372917500 380,000 GZMO 2,945
GETTY IMAGES INC CS 374276103 1,748,500 GETY 19,286
GIBRALTAR STEEL CORP CS 37476F103 1,065,000 ROCK 16,082
GLACIER BANCORP CS 37637Q105 386,200 GBCI 7,338
GLOBAL PAYMENTS CS 37940X102 1,933,040 GPN 56,831
GP STRATEGIES CORP CS 36225V104 820,000 GPX 3,239
GPO AEROPORTUARIO AD 40051E202 626,500 ASR 5,889
GROUP 1 SOFTWARE CS 39943Y103 158,100 GSOF 1,576
GUILFORD PHARM CS 401829106 381,000 GLFD 3,280
H & R BLOCK INC CS 093671105 205,000 HRB 7,905
HAEMONETICS CORP CS 405024100 350,000 HAE 12,114
HARLEY DAVIDSON INC CS 412822108 2,128,000 HDI 86,184
HCC INSURANCE HLDGS CS 404132102 1,340,000 HCC 35,242
HELEN OF TROY CS G4388N106 2,700,000 HELE 28,215
HERMAN MILLER CS 600544100 1,137,000 MLHR 22,137
HON INDUSTRIES INC CS 438092108 540,000 HNI 11,858
HUB GROUP CS 443320106 1,403,300 HUBG 14,875
HYPERION SOLUTIONS CS 44914M104 795,000 HYSL 10,621
IGATE CAPITAL CS 45169U105 2,845,400 IGTE 7,170
IL HEALTH FACILITIES MB 45200KYL 75,000 #ILL03 76
IMMUNEX CORP CS 452528102 225,000 IMNX 4,203
INDUS INTERNATIONAL CS 45578L100 1,440,000 IINT 8,582
INFORMATION HOLDINGS CS 456727106 991,500 IHI 19,473
INFOUSA INC CS 456818301 2,900,000 IUSA 11,774
INHALE THERAPEUTIC S CS 457191104 598,000 INHL 7,953
INSIGHT COMMS CS 45768V108 200,000 ICCI 3,680
INSITUFORM TECH CS 457667103 200,000 INSUA 3,410
INSURANCE AUTO AUCTI CS 457875102 664,000 IAAI 8,964
INTEGRATED CIRCUIT CS 45811K208 890,000 ICST 11,374
INTERMAGNETICS GEN CS 458771102 294,800 IMGC 6,857
INTERNATIONAL GAME T CS 459902102 2,397,000 IGT 101,873
INVESTMENT CO. OF CH FS 045933009 300,000 INVCHINA 1,155
ISLE OF CAPRI CS 464592104 1,250,000 ISLE 8,874
ITT EDUCATIONAL CS 45068B109 2,546,000 ESI 81,472
J D EDWARDS & CO CS 281667105 3,780,000 JDEC 26,914
JABIL CIRCUIT CS 466313103 361,000 JBL 6,462
JACKSONVILLE ELECTRI MB 4693632K 50,000 #JFL02 50
JACKSONVILLE POWER MB 469364DV2 150,000 JACPWR 153
JDA SOFTWARE GROUP CS 46612K108 2,620,000 JDAS 34,427
JONES APPAREL CS 480074103 1,765,777 JNY 45,010
KHANTY MANSISYK ORD FS 649991916 8,083 KMOC 4,244
KHANTY MANSIYSK CB 649992922 1,500,000 KHANTY 1,500
KRONOS INC CS 501052104 1,132,800 KRON 46,501
LABOR READY CS 505401208 3,181,000 LRW 10,147
LAKES GAMING INC CS 51206P109 113,000 LACO 627
LASALLE HOTEL PROP CS 517942108 1,444,000 LHO 13,343
LEUCADIA NATIONAL CO CS 527288104 728,000 LUK 22,714
LIBERTY MEDIA CORP CS 530718105 3,671,848 LMC.A 46,632
LINCARE HOLDINGS INC CS 532791100 2,400,800 LNCR 63,789
LOCUS CS 54099C979 2,500,000 LOCUS 10,000
LOUIS DREYFUS CS 546011107 525,000 LD 20,423
MACERICH CO. CS 554382101 625,000 MAC 13,813
MAGELLAN HEALTH SERV CS 559079108 1,448,800 MGL 16,618
MANUFACTURED HOME CO CS 564682102 787,300 MHC 23,950
MAPICS INC CS 564910107 2,276,000 MAPX 12,791
MARKEL CORP CS 570535104 146,988 MKL 28,663
MAVERICK TUBE CORP CS 577914104 1,606,800 MVK 14,558
MAXYGEN CS 577776107 325,000 MAXY 5,150
MDSI-MOBILE DATA SOL FS 55268N100 152,600 MDSI 429
MEDIACOM COMM CS 58446K105 1,810,000 MCCC 23,584
MERCANTILE BANK CS 587405101 83,000 MRBK 3,295
METABOLEX SERIES F P PS 591014998 363,636 MBOLEX 582
METTLER TOLEDO INT'L CS 592688105 379,000 MTD 15,971
MICHAELS STORES CS 594087108 490,000 MIKE 17,905
MICROCIDE CS 595018102 795,000 MCDE 2,496
MICRODOSE TECH CS 596999995 326,000 MICRODOS 601
MICROS SYSTEMS CS 594901100 2,182,500 MCRS 38,783
MICROSEMI CORP CS 595137100 390,000 MSCC 10,160
MIH LTD FS G6116R101 834,000 MIHL 6,547
MILLENNIUM CELL CS 60038B105 800,000 MCEL 2,992
MOBILE MINI INC CS 60740F105 650,000 MINI 16,874
MOHAWK INDUSTRIES CS 608190104 470,000 MHK 17,273
MONACO COACH CS 60886R103 1,184,700 MNC 16,882
MONARCH CASINO AND R CS 609027107 752,700 MCRI 4,514
MRO SOFTWARE CS 55347W105 758,000 MROI 7,732
MULTEX.COM INC. CS 625367107 3,266,000 MLTX 6,761
MYRIAD GENETICS CS 62855J104 234,000 MYGN 7,170
NATIONAL DATA CORP CS 635621105 2,850,800 NDC 102,629
NAUTICA CS 639089101 1,084,000 NAUT 12,835
NAVIGANT CONSULTING CS 63935N107 3,120,000 NCI 11,575
NEO PLANET PS 64099B921 53,376 NPLANETB 27
NEOPLANET INC SERIES PS 640994935 250,000 NPLANET 125
NEUBERGER BERMAN CS 641234109 1,373,399 NEU 47,904
NEVADA STATE GO 4.50 MB 641459ZS 90,000 #NEV05 90
NEW HORIZONS WW CS 645526104 475,000 NEWH 5,474
NEWPARK RESOURCE CS 651718504 5,697,000 NR 38,455
NEXELL THERAPEUTICS CS 65332H203 147 NEXL 0
NORTHWEST PIPE CO. CS 667746101 97,000 NWPX 1,455
NOVELL INC CS 670006105 8,335,000 NOVL 30,506
NOVOSTE CORP CS 67010C100 1,489,300 NOVT 8,832
NPS PHARM CS 62936P103 516,000 NPSP 16,099
NTL INC FS 629407107 1,095,000 NLI 3,395
ORION POWER CS 686286105 580,000 ORN 14,790
ORTHOFIX INTL NV FS N6748L102 810,700 OFIX 23,105
OWENS & MINOR CS 690732102 780,000 OMI 15,834
PARADIGM GEO FS 69900J104 430,000 PGEO 1,711
PARKER DRILLING CS 701081101 1,440,000 PKD 4,435
PEMSTAR INC CS 706552106 670,500 PMTR 7,711
PEOPLES BANK BRIDGEP CS 710198102 1,391,200 PBCT 30,885
PERLEGEN SCIENCES PS 714999992 1,249,999 PERLEGEN 4,500
PHILADELPHIA CONS CS 717528103 875,100 PHLY 30,401
PIER ONE IMPORTS CS 720279108 1,330,000 PIR 11,039
PINNACLE ENTERTAIN CS 723456109 790,000 PNK 4,701
PINNACLE HOLDINGS CS 72346N101 410,000 BIGT 160
PIONEER STANDARD ELE CS 723877106 985,000 PIOS 8,885
POMEROY COMPUTER CS 731822102 875,300 PMRY 10,547
PRIMEDIA INC CS 74157K101 2,276,500 PRM 5,350
PROQUEST CO CS 74346P102 240,000 PQE 7,896
PROTECTIVE LIFE CS 743674103 995,000 PL 28,855
PROTEIN DESIGN LABS CS 74369L103 132,000 PDLI 6,234
RAINBOW TECH CS 750862104 200,000 RNBO 700
RCM TECHOLOGIES CS 749360400 1,969,000 RCMT 7,581
REPUBLIC BANCORP CS 760282103 784,900 RBNC 11,232
RIVERDEEP CS 76870Q109 40,000 RVDP 585
RLI CORP CS 749607107 360,000 RLI 14,760
ROUSE CO CS 779273101 1,104,000 RSE 26,684
ROYAL OLYMPIC CRUISE CS V7780Z109 391,000 ROCLF 704
RSA SECURITY INC CS 749719100 180,000 RSAS 2,423
SALEM COMMUNICATIONS CS 794093104 1,809,000 SALM 35,276
SEACHANGE INTL CS 811699107 480,000 SEAC 8,386
SECURITY CAPITAL EUR CS 99HWQS906 1,062,498 SCGLOBAL 19,125
SEI INVESTMENTS CO CS 784117103 3,026,000 SEIC 96,832
SENSABLE SERIES C PF PS 817252984 301,205 SENSABLE 1,000
SEROLOGICALS CORPORA CS 817523103 1,853,900 SERO 33,574
SHUFFLE MASTER INC CS 825549108 1,160,000 SHFL 14,628
SIDERCA ADR FS 825863103 480,400 SDT 6,346
SIGMA FS 720673SDL 213,875 SIGMA 2,994
SIX FLAGS INC. CS 83001P109 480,000 PKS 5,870
SKECHERS USA CS 830566105 785,000 SKX 9,169
SL GREEN REALTY CS 78440X101 1,041,000 SLG 32,812
SOLECTRON CORP CS 834182107 350,000 SLR 4,078
SPARTECH CS 847220209 1,316,000 SEH 27,215
SPSS INC CS 78462K102 200,000 SPSS 3,442
STANCORP FINANCIAL CS 852891100 300,000 SFG 14,520
STARTEC GLOBAL COMM CS 85569E103 498,000 STGC 95
STATION CASINOS CS 857689103 2,888,550 STN 24,264
STEINER LEISURE CS P8744Y102 1,206,400 STNR 19,302
STERIS CORP CS 859152100 1,470,500 STE 28,910
STEVEN MADDEN CS 556269108 1,081,200 SHOO 10,974
STONE ENERGY CORP CS 861642106 200,000 SGY 6,440
STRATEGIC HOTEL BOND CV 68599Q9A6 2,500,000 STRAT.B 2,500
STRATEGIC HOTEL CAP CS 862723103 208,333 STRAT.C 1,669
SUMMIT PROPERTIES CS 866239106 540,000 SMT 14,175
SYMYX TECHNOLOGIES CS 87155S108 347,000 SMMX 5,118
SYNCOR CS 87157J106 792,000 SCOR 25,209
SYRRX INC SER C PFD PS 87299N981 769,231 SYRRX 5,000
SYSTEMS AND COMPUTER CS 871873105 2,130,000 SCTC 19,170
TCF FINANCIAL CORP CS 872275102 1,233,000 TCB 56,792
TECHNE CORPORATION CS 878377100 101,000 TECH 2,972
TEKTRONIX CS 879131100 402,000 TEK 7,031
TELEPHONE AND DATA S CS 879433100 713,000 TDS 67,236
TESORO PETROLEUM COR CS 881609101 3,055,700 TSO 36,363
TETRA TECH INC CS 88162G103 380,000 TTEK 8,398
TEXAS REGIONAL BANKS CS 882673106 909,750 TRBS 31,086
THQ INQ CS 872443403 825,000 THQI 35,599
TIDEL TECH CS 886368109 940,000 ATMS 658
TIDEL TECHNOLOGIES 6 CV 8863689A9 3,000,000 TIDEL6% 900
TIPPERARY CORP CS 888002300 1,200,000 TPY 1,920
ULTRA PETROLEUM CS 903914109 1,062,200 UPL 4,249
UMPQUA CORP CS 904214103 48,500 UMPQ 599
UNISOURCE CS 909205106 1,411,400 UNS 19,760
UNITED MICROELEC ADR FS 910873207 206,595 UMC 1,099
USX US STEEL CO CS 90337T101 250,000 X 3,495
VAIL RESORTS INC. CS 91879Q109 1,010,000 MTN 14,039
VARIAN INC. CS 922206107 281,300 VARI 7,168
VISX INC CS 92844S105 1,206,000 EYE 15,955
VITALSTREAM PC 927993998 225,461 VITALSTR 1,578
WACKENHUT CORP CL B CS 929794303 2,623,400 WAK.B 48,533
WATERS CORP CS 941848103 92,000 WAT 3,291
WHOLE FOODS CS 966837106 951,000 WFMI 29,871
WORLD ACCEPTANCE COR CS 981419104 3,036,200 WRLD 21,253
XTO ENERGY INC CS 98385X106 6,697,000 XTO 93,423
YOUNG BROADCASTING A CS 987434107 400,000 YBTVA 5,800
ZALE CORP CS 988858106 599,000 ZLC 15,862
ZEBRA TECH CS 989207105 154,400 ZBRA 5,784
ZENITH NATIONAL INSU CS 989390109 2,380 ZNT 59
4,686,948