-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GhV3CVqZ7Gkd1R6HaT/DGbT0ek/WaNeSKZRVQEAJDScqmAIe9pY1g4gwzgupD5Pm /SsBwF67ZzLiRhX1DocnDg== 0000908605-05-000001.txt : 20050104 0000908605-05-000001.hdr.sgml : 20050104 20050104135008 ACCESSION NUMBER: 0000908605-05-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050104 FILED AS OF DATE: 20050104 DATE AS OF CHANGE: 20050104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICH DONALD L CENTRAL INDEX KEY: 0001106306 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22020 FILM NUMBER: 05505750 BUSINESS ADDRESS: BUSINESS PHONE: (408) 852-8000 MAIL ADDRESS: STREET 1: CASTELLE STREET 2: 855 JARVIS DRIVE, SUITE 100 CITY: MORGAN HILL STATE: CA ZIP: 95037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTELLE \CA\ CENTRAL INDEX KEY: 0000908605 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 770164056 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 855 JARVIS DRIVE CITY: MORGAN HILL STATE: CA ZIP: 95037 BUSINESS PHONE: 408-852-8000 MAIL ADDRESS: STREET 1: 855 JARVIS DRIVE CITY: MORGAN HILL STATE: CA ZIP: 95037 FORMER COMPANY: FORMER CONFORMED NAME: CASTELLE INC DATE OF NAME CHANGE: 19930702 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-01-04 0 0000908605 CASTELLE \CA\ CSTL 0001106306 RICH DONALD L CASTELLE 855 JARVIS DRIVE, SUITE 100 MORGAN HILL CA 95037 1 0 0 0 Common Stock 2005-01-04 4 M 0 3000 1 A 0 D Common Stock 2005-01-04 4 S 0 3000 3.0243 D 0 D Option (Right To Buy) 1 2005-01-04 2005-01-04 4 M 0 3000 1 D 1998-11-10 2005-11-10 Common Stock 3000 127500 D The exercise of these options was completed in accordance with a Rule 10b5-1 Sales Plan. The sale of these shares was completed in accordance with a Rule 10b5-1 Sales Plan. Only 126,000 of the 127,500 shares held are pursuant to the 10b5-1 Sales Plan. /s/ Donald L. Rich 2005-01-04 -----END PRIVACY-ENHANCED MESSAGE-----