-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WUwRE3HlgJa1W/wBga9tYNRsYWH/IVeb7qkIbB6XG51DDCRfvWZfkKFw2PVPmZ9C d6eTMF+upyog5Pv8YXvkog== 0000908605-04-000003.txt : 20040120 0000908605-04-000003.hdr.sgml : 20040119 20040120171440 ACCESSION NUMBER: 0000908605-04-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040120 FILED AS OF DATE: 20040120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTELLE \CA\ CENTRAL INDEX KEY: 0000908605 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 770164056 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 855 JARVIS DRIVE CITY: MORGAN HILL STATE: CA ZIP: 95037 BUSINESS PHONE: 408-852-8000 MAIL ADDRESS: STREET 1: 855 JARVIS DRIVE CITY: MORGAN HILL STATE: CA ZIP: 95037 FORMER COMPANY: FORMER CONFORMED NAME: CASTELLE INC DATE OF NAME CHANGE: 19930702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICH DONALD L CENTRAL INDEX KEY: 0001106306 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22020 FILM NUMBER: 04533214 BUSINESS ADDRESS: STREET 1: CASTELLE STREET 2: 855 JARVIS DRIVE, SUITE 100 CITY: MORGAN HILL STATE: CA ZIP: 95037 BUSINESS PHONE: (408) 852-8000 MAIL ADDRESS: STREET 1: CASTELLE STREET 2: 855 JARVIS DRIVE, SUITE 100 CITY: MORGAN HILL STATE: CA ZIP: 95037 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-01-20 0 0000908605 CASTELLE \CA\ CSTL 0001106306 RICH DONALD L CASTELLE 855 JARVIS DRIVE, SUITE 100 MORGAN HILL CA 95037 1 0 0 0 Common Stock 2004-01-20 4 M 0 2000 1 A 0 D Common Stock 2004-01-20 4 S 0 2000 3.4146 D 0 D Option (Right To Buy) 1 2004-01-20 2004-01-20 4 M 0 2000 1 D 1998-11-10 2005-11-10 Common Stock 2000 250000 D The exercise of these options was completed in accordance with a Rule 10b5-1 Sales Plan. The sale of these shares was completed in accordance with a Rule 10b5-1 Sales Plan. Only 50,000 of the 250,000 shares held are pursuant to the 10b5-1 Sales Plan. /s/ Donald L. Rich 2004-01-20 -----END PRIVACY-ENHANCED MESSAGE-----