-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L8rjnSszHWMK3vTMZXZxiESmv9h6rkAUYv2/DRvecSbHp9ERX8G2o97C0dhY8Nml +/e4iK5r5njUb8jcKsVXbA== 0000908605-03-000003.txt : 20030806 0000908605-03-000003.hdr.sgml : 20030806 20030806145314 ACCESSION NUMBER: 0000908605-03-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030804 FILED AS OF DATE: 20030806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTELLE \CA\ CENTRAL INDEX KEY: 0000908605 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 770164056 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 855 JARVIS DRIVE CITY: MORGAN HILL STATE: CA ZIP: 95037 BUSINESS PHONE: 408-852-8000 MAIL ADDRESS: STREET 1: 855 JARVIS DRIVE CITY: MORGAN HILL STATE: CA ZIP: 95037 FORMER COMPANY: FORMER CONFORMED NAME: CASTELLE INC DATE OF NAME CHANGE: 19930702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICH DONALD L CENTRAL INDEX KEY: 0001106306 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22020 FILM NUMBER: 03826026 BUSINESS ADDRESS: STREET 1: CASTELLE STREET 2: 3255 3 SCOTT BLVD CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4084960474 MAIL ADDRESS: STREET 1: CASTELLE STREET 2: 3255 3 SCOTT BLVD CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-08-04 0 0000908605 CASTELLE \CA\ CSTL 0001106306 RICH DONALD L CASTELLE 855 JARVIS DRIVE, SUITE 100 MORGAN HILL CA 95037 1 0 0 0 Common Stock 2003-08-04 4 M 0 2000 1 A 0 D Common Stock 2003-08-04 4 S 0 2000 3.553 D 0 D Option (Right to Buy) 1 2003-08-04 2003-08-04 4 M 0 2000 1 D 1998-11-10 2005-11-10 Common Stock 2000 298000 D The exercise of these options was completed in accordance with a Rule 10b5-1 Sales Plan. The sale of these shares was completed in accordance with a Rule 10b5-1 Sales Plan. Only 98,000 of the 298,000 shares held are pursuant to the 10b5-1 Sales Plan. /s/ Donald Rich 2003-08-06 -----END PRIVACY-ENHANCED MESSAGE-----