13F-HR 1 a2204751z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Pacific Global Investment Management Company -------------------------------------------- Address: 101 North Brand Blvd. -------------------------------------------- Suite 1950 -------------------------------------------- Glendale, CA 91203 -------------------------------------------- Form 13F File Number: 28-12530 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: JINGJING YAN ------------------------------- Title: TREASURER ------------------------------- Phone: 818-242-6693 ------------------------------- Signature, Place, and Date of Signing: /s/ JINGJING YAN GLENDALE, CA 08/12/11 ------------------------------- ----------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 186 -------------------- Form 13F Information Table Value Total: $406,102 -------------------- (thousands) List of Other Included Managers: None FORM 13F INFORMATION TABLE PACIFIC GLOBAL INVESTMENT MANAGEMENT COMPANY 6/30/2011
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ --------------- --------- ---------- ------------------- ---------- ----------- -------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ --------------- --------- ---------- ---------- --- ---- ---------- ----------- -------- -------- -------- ABBOTT LABORATORIES COM 002824100 1,166 22,151 SH SOLE 22,151 AMERICAN EXPRESS CO COM 025816109 2,229 43,109 SH SOLE 43,109 AMERICAN WATER WORKS CO INC COM 030420103 545 18,498 SH SOLE 18,498 APPLE INC COM 037833100 817 2,434 SH SOLE 2,434 ARCH COAL INC COM 039380100 862 32,325 SH SOLE 32,325 AUTOMATIC DATA PROCESSING INC COM 053015103 360 6,839 SH SOLE 6,839 BED BATH & BEYOND INC COM 075896100 464 7,955 SH SOLE 7,955 BERKSHIRE HATHAWAY INC (A) CL A 084670108 1,509 13 SH SOLE 13 BERKSHIRE HATHAWAY INC (B) CL B NEW 084670702 2,273 29,372 SH SOLE 29,372 BEST BUY CO INC COM 086516101 614 19,551 SH SOLE 19,551 BOEING CO COM 097023105 1,595 21,576 SH SOLE 21,576 CBS CORP (A) CL A 124857103 302 10,490 SH SOLE 10,490 CSX CORP COM 126408103 786 29,974 SH SOLE 29,974 CVS CAREMARK CORP COM 126650100 611 16,266 SH SOLE 16,266 CARMAX INC COM 143130102 377 11,405 SH SOLE 11,405 CATERPILLAR INC COM 149123101 900 8,455 SH SOLE 8,455 CATHAY GENERAL BANCORP COM 149150104 370 22,550 SH SOLE 22,550 CATHAY GENERAL BANCORP COM 149150104 3,819 233,000 SH OTHER 233,000 CHESAPEAKE ENERGY CORP COM 165167107 1,537 51,775 SH SOLE 51,775 CHEVRON CORP COM 166764100 2,429 23,617 SH SOLE 23,617 CHICAGO BRIDGE & IRON CO NV N Y REGISTRY SH 167250109 548 14,095 SH SOLE 14,095 CHICAGO BRIDGE & IRON CO NV N Y REGISTRY SH 167250109 3,501 90,000 SH OTHER 90,000 CLOROX CO COM 189054109 1,896 28,107 SH SOLE 28,107 COCA-COLA CO COM 191216100 2,887 42,899 SH SOLE 42,899 COLGATE PALMOLIVE CO COM 194162103 593 6,779 SH SOLE 6,779 COMMERCIAL METALS CO COM 201723103 2,983 207,890 SH SOLE 207,890 COMMERCIAL METALS CO COM 201723103 1,794 125,000 SH OTHER 125,000 CONAGRA FOODS INC COM 205887102 462 17,896 SH SOLE 17,896 CONNS INC COM 208242107 7,928 916,491 SH SOLE 916,491 CONNS INC COM 208242107 6,747 780,000 SH OTHER 780,000 COPART INC COM 217204106 1,092 23,440 SH SOLE 23,440 CORNING INC COM 219350105 859 47,300 SH SOLE 47,300 DXP ENTERPRISES INC COM NEW 233377407 4,100 161,750 SH SOLE 161,750 DXP ENTERPRISES INC COM NEW 233377407 4,690 185,000 SH OTHER 185,000 DARLING INTL INC COM 237266101 5,471 309,100 SH SOLE 309,100 DARLING INTL INC COM 237266101 5,222 295,000 SH OTHER 295,000 WALT DISNEY CO COM DISNEY 254687106 687 17,601 SH SOLE 17,601 DOW CHEMICAL CO COM 260543103 288 8,000 SH SOLE 8,000 EMC CORP COM 268648102 298 10,830 SH SOLE 10,830 ELECTRO RENT CORP COM 285218103 302 17,642 SH SOLE 17,642 ENTERPRISE PRODUCTS PARTNERS COM 293792107 238 5,500 SH SOLE 5,500 EZCORP INC (A) CL A NON VTG 302301106 8,714 244,950 SH SOLE 244,950 EZCORP INC (A) CL A NON VTG 302301106 6,724 189,000 SH OTHER 189,000 HB FULLER CO COM 359694106 971 39,758 SH SOLE 39,758 HB FULLER CO COM 359694106 2,442 100,000 SH OTHER 100,000 FURMANITE CORP COM 361086101 3,548 446,900 SH SOLE 446,900 FURMANITE CORP COM 361086101 3,573 450,000 SH OTHER 450,000 GENERAL ELECTRIC CO COM 369604103 2,646 140,319 SH SOLE 140,319 GENERAL MILLS INC COM 370334104 497 13,362 SH SOLE 13,362 GENESEE & WYOMING INC (A) CL A 371559105 2,841 48,445 SH SOLE 48,445 GENESEE & WYOMING INC (A) CL A 371559105 4,926 84,000 SH OTHER 84,000 GENUINE PARTS CO COM 372460105 362 6,652 SH SOLE 6,652 GRACO INC COM 384109104 948 18,709 SH SOLE 18,709 HALLIBURTON CO COM 406216101 828 16,239 SH SOLE 16,239 HARLEY DAVIDSON INC COM 412822108 328 8,007 SH SOLE 8,007 HJ HEINZ CO COM 423074103 727 13,648 SH SOLE 13,648 HEWLETT-PACKARD CO COM 428236103 375 10,300 SH SOLE 10,300 HOME DEPOT INC COM 437076102 1,383 38,192 SH SOLE 38,192 HONEYWELL INTL INC COM 438516106 1,457 24,452 SH SOLE 24,452 HORNBECK OFFSHORE SERVICES INC COM 440543106 3,765 136,900 SH SOLE 136,900 HORNBECK OFFSHORE SERVICES INC COM 440543106 3,740 136,000 SH OTHER 136,000 ITT CORP COM 450911102 1,428 24,240 SH SOLE 24,240 INTEL CORP COM 458140100 1,050 47,376 SH SOLE 47,376 IBM CORP COM 459200101 2,975 17,340 SH SOLE 17,340 ION GEOPHYSICAL CORP COM 462044108 832 87,900 SH SOLE 87,900 ION GEOPHYSICAL CORP COM 462044108 3,689 390,000 SH OTHER 390,000 JOHNSON & JOHNSON COM 478160104 6,059 91,092 SH SOLE 91,092 JOY GLOBAL INC COM 481165108 459 4,822 SH SOLE 4,822 K-SWISS INC (A) CL A 482686102 496 46,630 SH SOLE 46,630 KANSAS CITY SOUTHERN COM NEW 485170302 1,801 30,360 SH SOLE 30,360 KIMBERLY-CLARK CORP COM 494368103 1,241 18,644 SH SOLE 18,644 KIRBY CORP COM 497266106 7,852 138,550 SH SOLE 138,550 KIRBY CORP COM 497266106 4,137 73,000 SH OTHER 73,000 LANDSTAR SYSTEM INC COM 515098101 657 14,125 SH SOLE 14,125 LEAR CORP COM NEW 521865204 503 9,400 SH SOLE 9,400 LEGGETT & PLATT INC COM 524660107 361 14,791 SH SOLE 14,791 ELI LILLY & CO COM 532457108 454 12,106 SH SOLE 12,106 LUFKIN INDUSTRIES INC COM 549764108 417 4,850 SH SOLE 4,850 MARATHON OIL CORP COM 565849106 346 6,565 SH SOLE 6,565 MARTEN TRANSPORT LTD COM 573075108 998 46,200 SH SOLE 46,200 MARTEN TRANSPORT LTD COM 573075108 3,348 155,000 SH OTHER 155,000 MATRIX SERVICE CO COM 576853105 4,956 370,425 SH SOLE 370,425 MATRIX SERVICE CO COM 576853105 4,014 300,000 SH OTHER 300,000 MATTEL INC COM 577081102 443 16,119 SH SOLE 16,119 MCCORMICK & CO INC COM NON VTG 579780206 650 13,112 SH SOLE 13,112 MCDONALDS CORP COM 580135101 2,883 34,194 SH SOLE 34,194 MICROSOFT CORP COM 594918104 4,692 180,457 SH SOLE 180,457 MITCHAM INDUSTRIES INC COM 606501104 8,267 477,885 SH SOLE 477,885 MITCHAM INDUSTRIES INC COM 606501104 6,574 380,000 SH OTHER 380,000 NATIONAL OILWELL VARCO INC COM 637071101 722 9,225 SH SOLE 9,225 NIKE INC (B) CL B 654106103 524 5,827 SH SOLE 5,827 NOKIA CORP ADR (A) SPONSORED ADR 654902204 306 47,708 SH SOLE 47,708 NORFOLK SOUTHERN CORP COM 655844108 540 7,202 SH SOLE 7,202 NORTH AMERICAN ENERGY PARTNERS INC COM 656844107 3,158 412,300 SH SOLE 412,300 NORTH AMERICAN ENERGY PARTNERS INC COM 656844107 3,485 455,000 SH OTHER 455,000 NORTHROP GRUMMAN CORP COM 666807102 216 3,118 SH SOLE 3,118 PPG INDUSTRIES INC COM 693506107 326 3,592 SH SOLE 3,592 PARKER DRILLING CO COM 701081101 3,800 649,500 SH SOLE 649,500 PARKER DRILLING CO COM 701081101 2,516 430,000 SH OTHER 430,000 PAYCHEX INC COM 704326107 425 13,822 SH SOLE 13,822 PFIZER INC COM 717081103 981 47,624 SH SOLE 47,624 PHILLIPS-VAN HEUSEN CORP COM 718592108 511 7,800 SH SOLE 7,800 PINNACLE WEST CAPITAL CORP COM 723484101 204 4,578 SH SOLE 4,578 PITNEY BOWES INC COM 724479100 940 40,877 SH SOLE 40,877 PLUM CREEK TIMBER CO INC COM 729251108 238 5,872 SH SOLE 5,872 PREMIERE GLOBAL SERVICES INC COM 740585104 4,738 593,700 SH SOLE 593,700 PREMIERE GLOBAL SERVICES INC COM 740585104 3,990 500,000 SH OTHER 500,000 PROCTER & GAMBLE CO COM 742718109 4,882 76,792 SH SOLE 76,792 QUALCOMM INC COM 747525103 1,002 17,645 SH SOLE 17,645 ROCHESTER MEDICAL CORP COM 771497104 3,231 357,400 SH SOLE 357,400 ROCHESTER MEDICAL CORP COM 771497104 3,661 405,000 SH OTHER 405,000 ROYAL DUTCH SHELL PLC ADR (A) SPONS ADR A 780259206 317 4,452 SH SOLE 4,452 RUSH ENTERPRISES INC CL A 781846209 802 42,150 SH SOLE 42,150 RUSH ENTERPRISES INC CL A 781846209 3,425 180,000 SH OTHER 180,000 SARA LEE CORP COM 803111103 259 13,643 SH SOLE 13,643 SCHLUMBERGER LTD COM 806857108 283 3,270 SH SOLE 3,270 SCOTTS MIRACLE-GRO CO (A) CL A 810186106 332 6,471 SH SOLE 6,471 THE SHERWIN-WILLIAMS CO COM 824348106 269 3,205 SH SOLE 3,205 J.M. SMUCKER CO COM NEW 832696405 2,987 39,081 SH SOLE 39,081 STARBUCKS CORP COM 855244109 679 17,206 SH SOLE 17,206 SYSCO CORP COM 871829107 2,532 81,192 SH SOLE 81,192 TAL INTL GROUP INC COM 874083108 7,324 212,106 SH SOLE 212,106 TAL INTL GROUP INC COM 874083108 5,870 170,000 SH OTHER 170,000 TEAM INC COM 878155100 5,605 232,275 SH SOLE 232,275 TEAM INC COM 878155100 4,343 180,000 SH OTHER 180,000 TIDEWATER INC COM 886423102 1,335 24,813 SH SOLE 24,813 TIDEWATER INC COM 886423102 3,229 60,000 SH OTHER 60,000 TIFFANY & CO COM 886547108 1,391 17,718 SH SOLE 17,718 TIME WARNER INC COM NEW 887317303 217 5,967 SH SOLE 5,967 US BANCORP COM NEW 902973304 266 10,428 SH SOLE 10,428 UNION PACIFIC CORP COM 907818108 369 3,532 SH SOLE 3,532 UNITED PARCEL SERVICE INC (B) CL B 911312106 1,289 17,673 SH SOLE 17,673 WAL-MART STORES INC COM 931142103 3,778 71,092 SH SOLE 71,092 WELLS FARGO & CO COM 949746101 539 19,198 SH SOLE 19,198 WENDY'S/ARBY'S GROUP INC COM 950587105 70 13,830 SH SOLE 13,830 TARGET CORP COM 87612E106 377 8,038 SH SOLE 8,038 VITRAN CORP INC COM 92850E107 5,349 421,150 SH SOLE 421,150 VITRAN CORP INC COM 92850E107 3,937 310,000 SH OTHER 310,000 NAVISTAR INTL CORP COM 63934E108 347 6,150 SH SOLE 6,150 DR PEPPER SNAPPLE GROUP INC COM 26138E109 839 19,998 SH SOLE 19,998 AT&T INC COM 00206R102 875 27,842 SH SOLE 27,842 AMERIGON INC COM 03070L300 6,813 392,000 SH SOLE 392,000 AMERIGON INC COM 03070L300 5,909 340,000 SH OTHER 340,000 BARCLAYS BANK PLC 7.10% PFD SP ADR 7.1%PF3 06739H776 228 9,000 SH SOLE 9,000 BRAVO BRIO RESTAURANT GROUP INC COM 10567B109 4,402 180,175 SH SOLE 180,175 BRAVO BRIO RESTAURANT GROUP INC COM 10567B109 5,741 235,000 SH OTHER 235,000 CARDINAL HEALTH INC COM 14149Y108 372 8,187 SH SOLE 8,187 CISCO SYSTEMS INC COM 17275R102 1,555 99,589 SH SOLE 99,589 CONOCOPHILLIPS COM 20825C104 1,401 18,633 SH SOLE 18,633 COSTCO WHOLESALE CORP COM 22160K105 901 11,094 SH SOLE 11,094 DELL INC COM 24702R101 494 29,640 SH SOLE 29,640 EAST WEST BANCORP INC COM 27579R104 6,288 311,125 SH SOLE 311,125 EAST WEST BANCORP INC COM 27579R104 4,345 215,000 SH OTHER 215,000 EXXONMOBIL CORP COM 30231G102 3,395 41,718 SH SOLE 41,718 FMC TECHNOLOGIES INC COM 30249U101 392 8,750 SH SOLE 8,750 FEDEX CORP COM 31428X106 549 5,787 SH SOLE 5,787 GAMESTOP CORP (A) CL A 36467W109 264 9,900 SH SOLE 9,900 IAC / INTERACTIVE CORP COM PAR $.001 44919P508 305 7,981 SH SOLE 7,981 JP MORGAN CHASE & CO COM 46625H100 2,229 54,449 SH SOLE 54,449 KBR INC COM 48242W106 351 9,307 SH SOLE 9,307 KRAFT FOODS INC (A) CL A 50075N104 2,538 72,045 SH SOLE 72,045 LIBERTY MEDIA INTERACTIVE CORP (A) INT COM SER A 53071M104 363 21,645 SH SOLE 21,645 MERCK & CO INC COM 58933Y105 702 19,890 SH SOLE 19,890 METLIFE INC COM 59156R108 1,041 23,739 SH SOLE 23,739 MOBILE MINI INC COM 60740F105 5,851 276,135 SH SOLE 276,135 MOBILE MINI INC COM 60740F105 4,238 200,000 SH OTHER 200,000 NARA BANCORP INC COM 63080P105 2,755 338,850 SH SOLE 338,850 NATURAL GAS SERVICES GROUP COM 63886Q109 2,481 153,500 SH SOLE 153,500 NATURAL GAS SERVICES GROUP COM 63886Q109 2,828 175,000 SH OTHER 175,000 NEXTERA ENERGY INC COM 65339F101 783 13,635 SH SOLE 13,635 ORION MARINE GROUP INC COM 68628V308 2,531 269,000 SH SOLE 269,000 ORION MARINE GROUP INC COM 68628V308 1,929 205,000 SH OTHER 205,000 PENSKE AUTOMOTIVE GROUP INC COM 70959W103 1,192 52,400 SH SOLE 52,400 SAIA INC COM 78709Y105 6,547 386,225 SH SOLE 386,225 SAIA INC COM 78709Y105 4,068 240,000 SH OTHER 240,000 SONIC AUTOMOTIVE INC (A) CL A 83545G102 7,374 503,350 SH SOLE 503,350 SONIC AUTOMOTIVE INC (A) CL A 83545G102 5,714 390,000 SH OTHER 390,000 3M CO COM 88579Y101 1,676 17,674 SH SOLE 17,674 US ECOLOGY INC COM 91732J102 4,203 245,775 SH SOLE 245,775 VERIZON COMMUNICATIONS INC COM 92343V104 590 15,846 SH SOLE 15,846 VODAFONE GROUP PLC SPONS ADR SPONS ADR NEW 92857W209 350 13,112 SH SOLE 13,112 WABCO HOLDINGS INC COM 92927K102 358 5,182 SH SOLE 5,182 WILSHIRE BANCORP INC COM 97186T108 907 308,350 SH SOLE 308,350 COVIDIEN PLC SHS ADDED G2554F113 369 6,923 SH SOLE 6,923 INGERSOLL-RAND PLC SHS G47791101 517 11,385 SH SOLE 11,385 DRYSHIPS INC SHS Y2109Q101 111 26,600 SH SOLE 26,600