13F-HR 1 a2201239z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Pacific Global Investment Management Company Address: 101 North Brand Blvd. Suite 1950 Glendale, CA 91203 Form 13F File Number: 28-12530 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: JINGJING YAN Title: TREASURER Phone: 818-242-6693 Signature, Place, and Date of Signing: /s/ JINGJING YAN GLENDALE, CA 02/14/11 Report Type (Check only one): X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 184 Form 13F Information Table Value Total: $359,705 (thousands) List of Other Included Managers: None Pacific Global Investment Management Company 12/31/2010
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- ------------- ------------------- ---------- ---------- -------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- ------------- ---------- --- ---- ---------- ---------- -------- -------- -------- ABBOTT LABORATORIES COM 002824100 716 14,952 SH SOLE 14,952 AMERICAN EXPRESS CO COM 025816109 1,807 42,101 SH SOLE 42,101 AMERICAN WATER WORKS CO INC COM 030420103 473 18,712 SH SOLE 18,712 APPLE INC COM 037833100 801 2,483 SH SOLE 2,483 ARCH COAL INC COM 039380100 1,037 29,575 SH SOLE 29,575 AUTOMATIC DATA PROCESSING INC COM 053015103 339 7,334 SH SOLE 7,334 BAXTER INTERNATIONAL INC COM 071813109 253 5,000 SH SOLE 5,000 BED BATH & BEYOND INC COM 075896100 394 8,015 SH SOLE 8,015 BERKSHIRE HATHAWAY INC (A) CL A 084670108 1,686 14 SH SOLE 14 BERKSHIRE HATHAWAY INC (B) CL B NEW 084670702 2,333 29,123 SH SOLE 29,123 BEST BUY CO INC COM 086516101 444 12,951 SH SOLE 12,951 BOEING CO COM 097023105 1,566 24,001 SH SOLE 24,001 BRISTOL-MYERS SQUIBB CO COM 110122108 223 8,428 SH SOLE 8,428 CSX CORP COM 126408103 580 8,977 SH SOLE 8,977 CVS CAREMARK CORP COM 126650100 670 19,266 SH SOLE 19,266 CAMPBELL SOUP CO COM 134429109 299 8,595 SH SOLE 8,595 CARMAX INC COM 143130102 393 12,330 SH SOLE 12,330 CATERPILLAR INC COM 149123101 791 8,449 SH SOLE 8,449 CATHAY GENERAL BANCORP COM 149150104 423 25,300 SH SOLE 25,300 CATHAY GENERAL BANCORP COM 149150104 4,292 257,000 SH OTHER 257,000 CHESAPEAKE ENERGY CORP COM 165167107 1,175 45,350 SH SOLE 45,350 CHEVRON CORP COM 166764100 2,083 22,831 SH SOLE 22,831 CHICAGO BRIDGE & IRON CO N Y NV REGISTRY SH 167250109 493 14,995 SH SOLE 14,995 CHICAGO BRIDGE & IRON CO N Y NV REGISTRY SH 167250109 2,961 90,000 SH OTHER 90,000 CITIGROUP INC COM 172967101 271 57,270 SH SOLE 57,270 CLOROX CO COM 189054109 1,525 24,100 SH SOLE 24,100 COCA-COLA CO COM 191216100 2,990 45,455 SH SOLE 45,455 COLGATE PALMOLIVE CO COM 194162103 549 6,830 SH SOLE 6,830 COMMERCIAL METALS CO COM 201723103 3,978 239,786 SH SOLE 239,786 COMMERCIAL METALS CO COM 201723103 2,074 125,000 SH OTHER 125,000 CONAGRA FOODS INC COM 205887102 401 17,761 SH SOLE 17,761 CONNS INC COM 208242107 5,673 1,212,265 SH SOLE 1,212,265 CONNS INC COM 208242107 4,030 861,045 SH OTHER 861,045 COPART INC COM 217204106 1,099 29,415 SH SOLE 29,415 COPART INC COM 217204106 3,175 85,000 SH OTHER 85,000 CORNING INC COM 219350105 465 24,065 SH SOLE 24,065 DXP ENTERPRISES INC COM NEW 233377407 3,905 162,700 SH SOLE 162,700 DXP ENTERPRISES INC COM NEW 233377407 3,480 145,000 SH OTHER 145,000 DARLING INTL INC COM 237266101 4,619 347,850 SH SOLE 347,850 DARLING INTL INC COM 237266101 3,984 300,000 SH OTHER 300,000 WALT DISNEY CO COM DISNEY 254687106 699 18,625 SH SOLE 18,625 EMC CORP COM 268648102 251 10,945 SH SOLE 10,945 ELECTRO RENT CORP COM 285218103 290 17,941 SH SOLE 17,941 EZCORP INC (A) CL A NON VTG 302301106 7,477 275,600 SH SOLE 275,600 EZCORP INC (A) CL A NON VTG 302301106 5,073 187,000 SH OTHER 187,000 FROZEN FOOD EXPRESS INDUSTRIES INC COM 359360104 456 102,600 SH SOLE 102,600 HB FULLER CO COM 359694106 742 36,181 SH SOLE 36,181 HB FULLER CO COM 359694106 2,052 100,000 SH OTHER 100,000 FURMANITE CORP COM 361086101 3,867 559,600 SH SOLE 559,600 FURMANITE CORP COM 361086101 2,557 370,000 SH OTHER 370,000 GENERAL ELECTRIC CO COM 369604103 2,110 115,338 SH SOLE 115,338 GENERAL MILLS INC COM 370334104 288 8,080 SH SOLE 8,080 GENESEE & WYOMING INC (A) CL A 371559105 2,567 48,480 SH SOLE 48,480 GENESEE & WYOMING INC (A) CL A 371559105 4,766 90,000 SH OTHER 90,000 GENUINE PARTS CO COM 372460105 290 5,650 SH SOLE 5,650 GRACO INC COM 384109104 773 19,590 SH SOLE 19,590 HALLIBURTON CO COM 406216101 662 16,209 SH SOLE 16,209 HARLEY DAVIDSON INC COM 412822108 326 9,398 SH SOLE 9,398 HJ HEINZ CO COM 423074103 687 13,891 SH SOLE 13,891 HEWLETT-PACKARD CO COM 428236103 539 12,800 SH SOLE 12,800 HOME DEPOT INC COM 437076102 1,393 39,722 SH SOLE 39,722 HONEYWELL INTL INC COM 438516106 1,282 24,120 SH SOLE 24,120 HORNBECK OFFSHORE SERVICES INC COM 440543106 2,826 135,350 SH SOLE 135,350 HORNBECK OFFSHORE SERVICES INC COM 440543106 2,840 136,000 SH OTHER 136,000 ITT CORP COM 450911102 808 15,503 SH SOLE 15,503 INTEL CORP COM 458140100 921 43,802 SH SOLE 43,802 IBM CORP COM 459200101 2,592 17,663 SH SOLE 17,663 ION GEOPHYSICAL CORP COM 462044108 779 91,900 SH SOLE 91,900 ION GEOPHYSICAL CORP COM 462044108 3,180 375,000 SH OTHER 375,000 JOHNSON & JOHNSON COM 478160104 5,470 88,435 SH SOLE 88,435 JOY GLOBAL INC COM 481165108 331 3,819 SH SOLE 3,819 K-SWISS INC (A) CL A 482686102 437 35,075 SH SOLE 35,075 KANSAS CITY SOUTHERN COM NEW 485170302 1,527 31,910 SH SOLE 31,910 KIMBERLY-CLARK CORP COM 494368103 1,099 17,433 SH SOLE 17,433 KIRBY CORP COM 497266106 6,120 138,925 SH SOLE 138,925 KIRBY CORP COM 497266106 3,216 73,000 SH OTHER 73,000 LANDSTAR SYSTEM INC COM 515098101 523 12,775 SH SOLE 12,775 LEGGETT & PLATT INC COM 524660107 308 13,550 SH SOLE 13,550 ELI LILLY & CO COM 532457108 473 13,504 SH SOLE 13,504 LUFKIN INDUSTRIES INC COM 549764108 312 5,000 SH SOLE 5,000 MARATHON OIL CORP COM 565849106 203 5,478 SH SOLE 5,478 MARTEN TRANSPORT LTD COM 573075108 823 38,475 SH SOLE 38,475 MARTEN TRANSPORT LTD COM 573075108 2,673 125,000 SH OTHER 125,000 MATRIX SERVICE CO COM 576853105 4,747 389,725 SH SOLE 389,725 MATRIX SERVICE CO COM 576853105 3,045 250,000 SH OTHER 250,000 MATTEL INC COM 577081102 430 16,915 SH SOLE 16,915 MCCORMICK & CO INC COM NON VTG 579780206 619 13,313 SH SOLE 13,313 MCDONALDS CORP COM 580135101 2,731 35,583 SH SOLE 35,583 MICROSOFT CORP COM 594918104 4,202 150,548 SH SOLE 150,548 MITCHAM INDUSTRIES INC COM 606501104 6,707 580,350 SH SOLE 580,350 MITCHAM INDUSTRIES INC COM 606501104 3,812 330,000 SH OTHER 330,000 NATIONAL OILWELL VARCO INC COM 637071101 789 11,725 SH SOLE 11,725 NIKE INC (B) CL B 654106103 541 6,335 SH SOLE 6,335 NOKIA CORP ADR (A) SPONSORED ADR 654902204 503 48,708 SH SOLE 48,708 NORFOLK SOUTHERN CORP COM 655844108 452 7,201 SH SOLE 7,201 NORTH AMERICAN ENERGY PARTNERS INC COM 656844107 1,112 90,700 SH SOLE 90,700 PPG INDUSTRIES INC COM 693506107 344 4,090 SH SOLE 4,090 PARKER DRILLING CO COM 701081101 3,298 721,650 SH SOLE 721,650 PARKER DRILLING CO COM 701081101 1,851 405,000 SH OTHER 405,000 PAYCHEX INC COM 704326107 462 14,933 SH SOLE 14,933 PFIZER INC COM 717081103 878 50,160 SH SOLE 50,160 PHILLIPS-VAN HEUSEN CORP COM 718592108 315 5,000 SH SOLE 5,000 PINNACLE WEST CAPITAL CORP COM 723484101 230 5,543 SH SOLE 5,543 PLUM CREEK TIMBER CO INC COM 729251108 249 6,651 SH SOLE 6,651 POSTROCK ENERGY CORP COM 737525105 166 45,680 SH SOLE 45,680 POSTROCK ENERGY CORP COM 737525105 91 25,000 SH OTHER 25,000 PREMIERE GLOBAL SERVICES INC COM 740585104 3,822 562,000 SH SOLE 562,000 PREMIERE GLOBAL SERVICES INC COM 740585104 2,924 430,000 SH OTHER 430,000 PROCTER & GAMBLE CO COM 742718109 4,757 73,943 SH SOLE 73,943 QUALCOMM INC COM 747525103 384 7,750 SH SOLE 7,750 ROCHESTER MEDICAL CORP COM 771497104 3,172 290,496 SH SOLE 290,496 ROCHESTER MEDICAL CORP COM 771497104 2,512 230,000 SH OTHER 230,000 ROYAL DUTCH SHELL PLC ADR (A) SPONS ADR A 780259206 282 4,225 SH SOLE 4,225 SARA LEE CORP COM 803111103 235 13,431 SH SOLE 13,431 SCHLUMBERGER LTD COM 806857108 267 3,200 SH SOLE 3,200 SCOTTS MIRACLE-GRO CO (A) CL A 810186106 376 7,398 SH SOLE 7,398 THE SHERWIN-WILLIAMS CO COM 824348106 271 3,231 SH SOLE 3,231 J.M. SMUCKER CO COM NEW 832696405 2,935 44,701 SH SOLE 44,701 STARBUCKS CORP COM 855244109 636 19,779 SH SOLE 19,779 SUNCOR ENERGY INC COM 867224107 383 10,000 SH SOLE 10,000 SYSCO CORP COM 871829107 1,976 67,206 SH SOLE 67,206 TECO ENERGY INC COM 872375100 227 12,757 SH SOLE 12,757 TAL INTL GROUP INC COM 874083108 6,989 226,403 SH SOLE 226,403 TAL INTL GROUP INC COM 874083108 4,167 135,000 SH OTHER 135,000 TEAM INC COM 878155100 6,710 277,275 SH SOLE 277,275 TEAM INC COM 878155100 3,920 162,000 SH OTHER 162,000 TIDEWATER INC COM 886423102 1,075 19,972 SH SOLE 19,972 TIDEWATER INC COM 886423102 3,230 60,000 SH OTHER 60,000 TIFFANY & CO COM 886547108 1,220 19,586 SH SOLE 19,586 US BANCORP COM NEW 902973304 237 8,769 SH SOLE 8,769 UNITED PARCEL SERVICE INC (B) CL B 911312106 1,307 18,013 SH SOLE 18,013 WAL-MART STORES INC COM 931142103 3,660 67,864 SH SOLE 67,864 TARGET CORP COM 87612E106 529 8,806 SH SOLE 8,806 VITRAN CORP INC COM 92850E107 6,713 511,650 SH SOLE 511,650 VITRAN CORP INC COM 92850E107 3,936 300,000 SH OTHER 300,000 NAVISTAR INTL CORP COM 63934E108 206 3,550 SH SOLE 3,550 DR PEPPER SNAPPLE GROUP INC COM 26138E109 733 20,860 SH SOLE 20,860 AT&T INC COM 00206R102 811 27,602 SH SOLE 27,602 AMERICA SERVICE GROUP INC COM 02364L109 6,666 440,263 SH SOLE 440,263 AMERICA SERVICE GROUP INC COM 02364L109 3,705 244,700 SH OTHER 244,700 AMERIGON INC COM 03070L300 3,434 315,650 SH SOLE 315,650 AMERIGON INC COM 03070L300 2,611 240,000 SH OTHER 240,000 BARCLAYS BANK PLC 7.10% SP ADR PFD 7.1%PF3 06739H776 249 10,000 SH SOLE 10,000 CARDINAL HEALTH INC COM 14149Y108 314 8,198 SH SOLE 8,198 CISCO SYSTEMS INC COM 17275R102 1,182 58,415 SH SOLE 58,415 CONOCOPHILLIPS COM 20825C104 1,439 21,128 SH SOLE 21,128 COSTCO WHOLESALE CORP COM 22160K105 852 11,804 SH SOLE 11,804 DUKE ENERGY CORP COM 26441C105 514 28,833 SH SOLE 28,833 EAST WEST BANCORP INC COM 27579R104 7,149 365,700 SH SOLE 365,700 EAST WEST BANCORP INC COM 27579R104 4,262 218,000 SH OTHER 218,000 EXXONMOBIL CORP COM 30231G102 2,960 40,477 SH SOLE 40,477 FMC TECHNOLOGIES INC COM 30249U101 398 4,475 SH SOLE 4,475 FEDEX CORP COM 31428X106 538 5,781 SH SOLE 5,781 FIRST CASH FINANCIAL SERVICES INC COM 31942D107 2,231 72,000 SH SOLE 72,000 FIRST CASH FINANCIAL SERVICES INC COM 31942D107 2,386 77,000 SH OTHER 77,000 FREEPORT MCMORAN COPPER & GOLD INC COM 35671D857 206 1,714 SH SOLE 1,714 GAMESTOP CORP (A) CL A 36467W109 228 9,950 SH SOLE 9,950 IAC / INTERACTIVE CORP COM PAR $.001 44919P508 245 8,531 SH SOLE 8,531 JP MORGAN CHASE & CO COM 46625H100 2,034 47,938 SH SOLE 47,938 KBR INC COM 48242W106 323 10,607 SH SOLE 10,607 KRAFT FOODS INC (A) CL A 50075N104 2,237 71,005 SH SOLE 71,005 MERCK & CO INC COM 58933Y105 757 21,013 SH SOLE 21,013 METLIFE INC COM 59156R108 1,013 22,788 SH SOLE 22,788 MOBILE MINI INC COM 60740F105 6,194 314,585 SH SOLE 314,585 MOBILE MINI INC COM 60740F105 3,938 200,000 SH OTHER 200,000 NARA BANCORP INC COM 63080P105 2,997 305,100 SH SOLE 305,100 NATURAL GAS SERVICES GROUP COM 63886Q109 2,892 152,950 SH SOLE 152,950 NATURAL GAS SERVICES GROUP COM 63886Q109 2,647 140,000 SH OTHER 140,000 NEXTERA ENERGY INC COM 65339F101 811 15,597 SH SOLE 15,597 ORION MARINE GROUP INC COM 68628V308 3,591 309,600 SH SOLE 309,600 ORION MARINE GROUP INC COM 68628V308 2,378 205,000 SH OTHER 205,000 PENSKE AUTOMOTIVE GROUP INC COM 70959W103 888 51,000 SH SOLE 51,000 SAIA INC COM 78709Y105 6,465 389,682 SH SOLE 389,682 SAIA INC COM 78709Y105 3,733 225,000 SH OTHER 225,000 SONIC AUTOMOTIVE INC (A) CL A 83545G102 6,980 527,200 SH SOLE 527,200 SONIC AUTOMOTIVE INC (A) CL A 83545G102 4,502 340,000 SH OTHER 340,000 3M CO COM 88579Y101 1,420 16,452 SH SOLE 16,452 US ECOLOGY INC COM 91732J102 4,080 234,775 SH SOLE 234,775 VERIZON COMMUNICATIONS INC COM 92343V104 602 16,828 SH SOLE 16,828 WABCO HOLDINGS INC COM 92927K102 319 5,235 SH SOLE 5,235 WILSHIRE BANCORP INC COM 97186T108 2,883 378,400 SH SOLE 378,400 COVIDIEN PLC SHS G2554F105 492 10,771 SH SOLE 10,771 INGERSOLL-RAND PLC SHS G47791101 576 12,226 SH SOLE 12,226 DRYSHIPS INC SHS Y2109Q101 155 28,150 SH SOLE 28,150