-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QcRFoBEQoocehW5EXj14nPvGdA35yPUbFaHuyGWd0HIUb1lbQofQw7K2kXwJuV2s 0ny1Y0T2Fu/BwdKTDzik0A== 0001047469-10-000901.txt : 20100216 0001047469-10-000901.hdr.sgml : 20100215 20100216162343 ACCESSION NUMBER: 0001047469-10-000901 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC GLOBAL INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0000908431 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12530 FILM NUMBER: 10608255 BUSINESS ADDRESS: STREET 1: 215 NORTH MARENGO AVE STREET 2: STE 115 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 a2196042z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: DECEMBER 31, 2009 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: PACIFIC GLOBAL INVESTMENT MANAGEMENT COMPANY -------------------------------------------- Address: 101 NORTH BRAND BLVD. -------------------------------------------- SUITE 1950 -------------------------------------------- GLENDALE, CA 91203 -------------------------------------------- Form 13F File Number: 28-12530 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: /s/ JINGJING YAN ------------------------------- Title: TREASURER ------------------------------- Phone: 818-242-6693 ------------------------------- Signature, Place, and Date of Signing: /S/ JINGJING YAN GLENDALE, CA 02/16/2010 ------------------------------- ----------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 185 -------------------- Form 13F Information Table Value Total: $342,915 -------------------- (THOUSANDS) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- ----------- ------------------- ---------- ---------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ------ ABBOTT LABORATORIES COM 002824100 279 5,165 SH SOLE 5,165 ALANCO TECHNOLOGIES INC (A) CL A NO PV NEW 011612603 7 21,500 SH SOLE 21,500 ALLETE INC COM NEW 018522300 229 7,000 SH SOLE 7,000 AMERICAN ECOLOGY CORP COM NEW 025533407 4,644 272,550 SH SOLE 272,550 AMERICAN EXPRESS CO COM 025816109 1,688 41,651 SH SOLE 41,651 AMERICAN WATER WORKS CO INC COM 030420103 327 14,603 SH SOLE 14,603 ANADARKO PETROLEUM CORP COM 032511107 385 6,175 SH SOLE 6,175 APACHE CORP COM 037411105 667 6,463 SH SOLE 6,463 APPLE INC COM 037833100 422 2,003 SH SOLE 2,003 ARCH COAL INC COM 039380100 813 36,545 SH SOLE 36,545 AUTOMATIC DATA PROCESSING INC COM 053015103 449 10,476 SH SOLE 10,476 BRITISH PETROLEUM PLC ADR SPONSORED ADR 055622104 613 10,580 SH SOLE 10,580 BANK OF AMERICA CORP COM 060505104 317 21,061 SH SOLE 21,061 BAXTER INTL INC COM 071813109 305 5,200 SH SOLE 5,200 BECTON DICKINSON & CO COM 075887109 742 9,408 SH SOLE 9,408 BED BATH & BEYOND INC COM 075896100 322 8,340 SH SOLE 8,340 BERKSHIRE HATHAWAY INC (A) CL A 084670108 1,488 15 SH SOLE 15 BOEING CO COM 097023105 1,747 32,271 SH SOLE 32,271 BOOTS & COOTS INC COM NEW 099469504 4,699 2,848,150 SH SOLE 2,848,150 BOOTS & COOTS INC COM NEW 099469504 2,888 1,750,000 SH OTHER 1,750,000 CSX CORP COM 126408103 324 6,690 SH SOLE 6,690 CARMAX INC COM 143130102 352 14,530 SH SOLE 14,530 CATERPILLAR INC COM 149123101 579 10,162 SH SOLE 10,162 CATHAY GENERAL BANCORP COM 149150104 275 36,400 SH SOLE 36,400 CATHAY GENERAL BANCORP COM 149150104 2,341 310,000 SH OTHER 310,000 CHESAPEAKE ENERGY CORP COM 165167107 1,204 46,530 SH SOLE 46,530 CHEVRON CORP COM 166764100 1,619 21,026 SH SOLE 21,026 CHICAGO BRIDGE & IRON CO NV N Y REGISTRY SH 167250109 144 7,120 SH SOLE 7,120 CHICAGO BRIDGE & IRON CO NV N Y REGISTRY SH 167250109 1,618 80,000 SH OTHER 80,000 CHUBB CORP COM 171232101 1,609 32,715 SH SOLE 32,715 CLOROX CO COM 189054109 709 11,624 SH SOLE 11,624 COCA-COLA CO COM 191216100 2,471 43,350 SH SOLE 43,350 COLGATE PALMOLIVE CO COM 194162103 576 7,016 SH SOLE 7,016 COMMERCIAL METALS CO COM 201723103 5,745 367,064 SH SOLE 367,064 COMMERCIAL METALS CO COM 201723103 2,113 135,000 SH OTHER 135,000 CONAGRA FOODS INC COM 205887102 324 14,051 SH SOLE 14,051 CONNS INC COM 208242107 3,333 570,650 SH SOLE 570,650 CONNS INC COM 208242107 1,927 330,000 SH OTHER 330,000 COPART INC COM 217204106 690 18,850 SH SOLE 18,850 COPART INC COM 217204106 2,198 60,000 SH OTHER 60,000 CUBIC CORP COM 229669106 560 15,000 SH SOLE 15,000 DXP ENTERPRISES INC COM NEW 233377407 2,764 211,500 SH SOLE 211,500 DXP ENTERPRISES INC COM NEW 233377407 1,830 140,000 SH OTHER 140,000 DARLING INTL INC COM 237266101 5,015 598,400 SH SOLE 598,400 DARLING INTL INC COM 237266101 2,765 330,000 SH OTHER 330,000 WALT DISNEY CO COM DISNEY 254687106 705 21,868 SH SOLE 21,868 DUPONT DE NEMOURS & CO COM 263534109 336 9,980 SH SOLE 9,980 EMC CORP COM 268648102 276 15,775 SH SOLE 15,775 ELECTRO RENT CORP COM 285218103 215 18,624 SH SOLE 18,624 EZCORP INC (A) CL A NON VTG 302301106 10,014 581,950 SH SOLE 581,950 EZCORP INC (A) CL A NON VTG 302301106 4,130 240,000 SH OTHER 240,000 FPL GROUP INC COM 302571104 603 11,407 SH SOLE 11,407 FROZEN FOOD EXPRESS INDUSTRIES INC COM 359360104 909 275,600 SH SOLE 275,600 HB FULLER CO COM 359694106 1,092 47,981 SH SOLE 47,981 HB FULLER CO COM 359694106 2,480 109,000 SH OTHER 109,000 FURMANITE CORP COM 361086101 2,188 574,300 SH SOLE 574,300 FURMANITE CORP COM 361086101 1,334 350,000 SH OTHER 350,000 GATX CORP COM 361448103 449 15,600 SH SOLE 15,600 GENERAL ELECTRIC CO COM 369604103 1,408 93,086 SH SOLE 93,086 GENERAL MILLS INC COM 370334104 290 4,102 SH SOLE 4,102 GENESEE & WYOMING INC (A) CL A 371559105 1,850 56,680 SH SOLE 56,680 GENESEE & WYOMING INC (A) CL A 371559105 3,264 100,000 SH OTHER 100,000 GRACO INC COM 384109104 719 25,163 SH SOLE 25,163 HALLIBURTON CO COM 406216101 322 10,709 SH SOLE 10,709 HARLEY DAVIDSON INC COM 412822108 295 11,689 SH SOLE 11,689 HJ HEINZ CO COM 423074103 568 13,283 SH SOLE 13,283 HOME DEPOT INC COM 437076102 1,366 47,222 SH SOLE 47,222 HONEYWELL INTL INC COM 438516106 1,442 36,779 SH SOLE 36,779 HORNBECK OFFSHORE SERVICES INC COM 440543106 5,655 242,925 SH SOLE 242,925 HORNBECK OFFSHORE SERVICES INC COM 440543106 2,468 106,000 SH OTHER 106,000 ITT CORP COM 450911102 646 12,995 SH SOLE 12,995 INTEL CORP COM 458140100 746 36,568 SH SOLE 36,568 IBM CORP COM 459200101 1,012 7,727 SH SOLE 7,727 ION GEOPHYSICAL CORP COM 462044108 284 47,900 SH SOLE 47,900 ION GEOPHYSICAL CORP COM 462044108 1,273 215,000 SH OTHER 215,000 ITRON INC COM 465741106 203 3,000 SH SOLE 3,000 JOHNSON & JOHNSON COM 478160104 5,193 80,632 SH SOLE 80,632 K-SWISS INC (A) CL A 482686102 306 30,755 SH SOLE 30,755 KANSAS CITY SOUTHERN COM NEW 485170302 1,433 43,060 SH SOLE 43,060 KIMBERLY CLARK CORP COM 494368103 468 7,343 SH SOLE 7,343 KIRBY CORP COM 497266106 6,983 200,475 SH SOLE 200,475 KIRBY CORP COM 497266106 2,612 75,000 SH OTHER 75,000 LANDSTAR SYSTEMS INC COM 515098101 656 16,925 SH SOLE 16,925 LUFKIN INDUSTRIES INC COM 549764108 392 5,350 SH SOLE 5,350 MARATHON OIL CORP COM 565849106 1,183 37,892 SH SOLE 37,892 MARTEN TRANSPORT LTD COM 573075108 490 27,275 SH SOLE 27,275 MATRIX SERVICE CO COM 576853105 3,746 351,750 SH SOLE 351,750 MATRIX SERVICE CO COM 576853105 2,396 225,000 SH OTHER 225,000 MCCORMICK & CO INC COM NON VTG 579780206 766 21,204 SH SOLE 21,204 MCDONALDS CORP COM 580135101 2,115 33,876 SH SOLE 33,876 MICROSOFT CORP COM 594918104 4,261 139,781 SH SOLE 139,781 MITCHAM INDUSTRIES INC COM 606501104 5,126 695,510 SH SOLE 695,510 MITCHAM INDUSTRIES INC COM 606501104 2,285 310,000 SH OTHER 310,000 MOODYS CORP COM 615369105 268 10,000 SH SOLE 10,000 NATIONAL OILWELL VARCO INC COM 637071101 438 9,925 SH SOLE 9,925 NIKE INC (B) CL B 654106103 433 6,550 SH SOLE 6,550 NOKIA CORP ADR (A) SPONSORED ADR 654902204 325 25,300 SH SOLE 25,300 NORFOLK SOUTHERN CORP COM 655844108 377 7,200 SH SOLE 7,200 PPG INDUSTRIES INC COM 693506107 244 4,167 SH SOLE 4,167 PARKER DRILLING CO COM 701081101 4,145 837,400 SH SOLE 837,400 PARKER DRILLING CO COM 701081101 2,005 405,000 SH OTHER 405,000 PAYCHEX INC COM 704326107 453 14,782 SH SOLE 14,782 PERKINELMER INC COM 714046109 247 12,000 SH SOLE 12,000 PFIZER INC COM 717081103 390 21,442 SH SOLE 21,442 PREMIERE GLOBAL SERVICES INC COM 740585104 4,429 536,850 SH SOLE 536,850 PREMIERE GLOBAL SERVICES INC COM 740585104 2,063 250,000 SH OTHER 250,000 PROCTER & GAMBLE CO COM 742718109 3,909 64,469 SH SOLE 64,469 QUALCOMM INC COM 747525103 353 7,630 SH SOLE 7,630 QUEST RESOURCE CORP COM NEW 748349305 464 800,800 SH SOLE 800,800 QUEST RESOURCE CORP COM NEW 748349305 348 600,000 SH OTHER 600,000 RELIANCE STEEL & ALUMINUM CO COM 759509102 692 16,000 SH SOLE 16,000 ROCHESTER MEDICAL CORP COM 771497104 3,215 288,900 SH SOLE 288,900 ROYAL DUTCH SHELL PLC ADR (A) SPONS ADR A 780259206 272 4,525 SH SOLE 4,525 ST JUDE MEDICAL INC COM 790849103 633 17,218 SH SOLE 17,218 SCOTTS MIRACLE-GRO CO (A) CL A 810186106 290 7,369 SH SOLE 7,369 J.M. SMUCKER CO COM NEW 832696405 3,383 54,792 SH SOLE 54,792 SPECTRA ENERGY CORP COM 847560109 249 12,142 SH SOLE 12,142 STARBUCKS CORP COM 855244109 460 19,935 SH SOLE 19,935 SUNCOR ENERGY INC COM 867224107 530 15,000 SH SOLE 15,000 SYSCO CORP COM 871829107 1,382 49,468 SH SOLE 49,468 TEAM INC COM 878155100 7,511 399,300 SH SOLE 399,300 TEAM INC COM 878155100 3,386 180,000 SH OTHER 180,000 TIDEWATER INC COM 886423102 1,003 20,916 SH SOLE 20,916 TIDEWATER INC COM 886423102 2,398 50,000 SH OTHER 50,000 TIFFANY & CO COM 886547108 822 19,125 SH SOLE 19,125 TOREADOR RESOURCES CORP COM 891050106 2,637 266,350 SH SOLE 266,350 TYLER TECHNOLOGIES INC COM 902252105 2,164 108,700 SH SOLE 108,700 UNITED PARCEL SERVICE INC (B) CL B 911312106 691 12,045 SH SOLE 12,045 WAL-MART STORES INC COM 931142103 1,208 22,607 SH SOLE 22,607 WESTERN UNION CO COM 959802109 210 11,155 SH SOLE 11,155 WILLIAMS COMPANIES INC COM 969457100 662 31,425 SH SOLE 31,425 VITRAN CORP INC COM 92850E107 7,882 725,100 SH SOLE 725,100 VITRAN CORP INC COM 92850E107 3,587 330,000 SH OTHER 330,000 DR PEPPER SNAPPLE GROUP INC COM 26138E109 634 22,414 SH SOLE 22,414 AT&T INC COM 00206R102 637 22,736 SH SOLE 22,736 AMERICA SERVICE GROUP INC COM 02364L109 9,707 611,659 SH SOLE 611,659 AMERICA SERVICE GROUP INC COM 02364L109 4,761 300,000 SH OTHER 300,000 AMERIGON INC COM 03070L300 5,146 648,050 SH SOLE 648,050 AMERIGON INC COM 03070L300 2,700 340,000 SH OTHER 340,000 BARCLAYS BANK PLC 7.10% PFD SP ADR 7.1%PF3 06739H776 331 15,000 SH SOLE 15,000 BURLINGTON NORTHERN SANTA FE CORP COM 12189T104 602 6,104 SH SOLE 6,104 CH ROBINSON WORLDWIDE INC COM NEW 12541W209 217 3,700 SH SOLE 3,700 CAMERON INT'L CORP COM 13342B105 1,003 24,000 SH SOLE 24,000 CISCO SYSTEMS INC COM 17275R102 1,366 57,074 SH SOLE 57,074 CONOCOPHILLIPS COM 20825C104 1,162 22,759 SH SOLE 22,759 COSTCO WHOLESALE CORP COM 22160K105 707 11,950 SH SOLE 11,950 CYTORI THERAPEUTICS INC COM 23283K105 67 11,045 SH SOLE 11,045 DEVON ENERGY CORP COM 25179M103 1,284 17,475 SH SOLE 17,475 DUKE ENERGY CORP COM 26441C105 501 29,133 SH SOLE 29,133 EAST WEST BANCORP INC COM 27579R104 9,818 621,400 SH SOLE 621,400 EAST WEST BANCORP INC COM 27579R104 4,740 300,000 SH OTHER 300,000 EXXONMOBIL CORP COM 30231G102 1,702 24,962 SH SOLE 24,962 FMC TECHNOLOGIES INC COM 30249U101 742 12,825 SH SOLE 12,825 FIRST CASH FINANCIAL SERVICES INC COM 31942D107 4,741 213,650 SH SOLE 213,650 FIRST CASH FINANCIAL SERVICES INC COM 31942D107 2,219 100,000 SH OTHER 100,000 GOLDMAN SACHS GROUP INC COM 38141G104 300 1,779 SH SOLE 1,779 JP MORGAN CHASE & CO COM 46625H100 774 18,586 SH SOLE 18,586 KBR INC COM 48242W106 335 17,605 SH SOLE 17,605 KRAFT FOODS INC (A) CL A 50075N104 1,537 56,542 SH SOLE 56,542 MERCK & CO INC COM ADDED 58933Y105 284 7,771 SH SOLE 7,771 MOBILE MINI INC COM 60740F105 5,535 392,860 SH SOLE 392,860 MOBILE MINI INC COM 60740F105 2,536 180,000 SH OTHER 180,000 NARA BANCORP INC COM 63080P105 3,512 309,725 SH SOLE 309,725 NATURAL GAS SERVICES GROUP COM 63886Q109 28 1,500 SH SOLE 1,500 NATURAL GAS SERVICES GROUP COM 63886Q109 1,885 100,000 SH OTHER 100,000 OMEGA PROTEIN CORP COM 68210P107 2,764 633,975 SH SOLE 633,975 OMEGA PROTEIN CORP COM 68210P107 1,570 360,000 SH OTHER 360,000 ORION MARINE GROUP INC COM 68628V308 8,350 396,500 SH SOLE 396,500 ORION MARINE GROUP INC COM 68628V308 3,896 185,000 SH OTHER 185,000 PG&E CORP COM 69331C108 223 5,000 SH SOLE 5,000 PENSKE AUTOMOTIVE GROUP INC COM 70959W103 724 47,700 SH SOLE 47,700 SAIA INC COM 78709Y105 6,810 459,500 SH SOLE 459,500 SAIA INC COM 78709Y105 3,335 225,000 SH OTHER 225,000 SONIC AUTOMOTIVE INC (A) CL A 83545G102 10,029 965,300 SH SOLE 965,300 SONIC AUTOMOTIVE INC (A) CL A 83545G102 4,416 425,000 SH OTHER 425,000 3M CO COM 88579Y101 1,351 16,346 SH SOLE 16,346 UNITED AMERICAN HEALTHCARE CORP COM 90934C105 371 360,000 SH SOLE 360,000 VERIZON COMMUNICATIONS INC COM 92343V104 399 12,049 SH SOLE 12,049 WABCO HOLDINGS INC COM 92927K102 243 9,428 SH SOLE 9,428 WILSHIRE BANCORP INC COM 97186T108 3,220 393,150 SH SOLE 393,150 ZIMMER HOLDINGS INC COM 98956P102 372 6,300 SH SOLE 6,300 COVIDIEN PLC SHS G2554F105 525 10,959 SH SOLE 10,959 INGERSOLL-RAND PLC SHS G47791101 905 25,322 SH SOLE 25,322 BANCO LATINOAMERICAN O DE EXPORTACIONES SHS E P16994132 487 35,000 SH SOLE 35,000 DRYSHIPS INC SHS Y2109Q101 184 31,600 SH SOLE 31,600
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