13F-HR 1 a2193644z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: JUNE 30, 2009 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Pacific Global Investment Management Company -------------------------------------------- Address: 101 North Brand Blvd. -------------------------------------------- Suite 1950 -------------------------------------------- Glendale, CA 91230 -------------------------------------------- Form 13F File Number: 28-12530 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: JINGJING YAN ------------------------------- Title: TREASURER ------------------------------- Phone: 818-242-6693 ------------------------------- Signature, Place, and Date of Signing: /s/ JINGJING YAN GLENDALE, CA 08/14/09 ------------------------------- ----------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 185 -------------------- Form 13F Information Table Value Total: $332,628 -------------------- (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------- ---------------- --------- -------- ------------------ ---------- ---------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------- ---------------- --------- -------- --------- --- ---- ---------- ---------- --------- -------- ------ ALANCO TECHNOLOGIES INC (A) CL A NO PV NEW 011612603 9 21,500 SH SOLE 21,500 ALLETE INC COM NEW 018522300 201 7,000 SH SOLE 7,000 AMERICAN ECOLOGY CORP COM NEW 025533407 5,833 325,475 SH SOLE 325,475 AMERICAN EXPRESS CO COM 025816109 980 42,159 SH SOLE 42,159 ANADARKO PETROLEUM CORP COM 032511107 280 6,175 SH SOLE 6,175 APACHE CORP COM 037411105 578 8,013 SH SOLE 8,013 APOGEE ENTERPRISES INC COM 037598109 3,704 301,163 SH SOLE 301,163 APOGEE ENTERPRISES INC COM 037598109 2,645 215,000 SH OTHER 215,000 APPLE INC COM 037833100 242 1,700 SH SOLE 1,700 ARCH COAL INC COM 039380100 609 39,595 SH SOLE 39,595 ARCH COAL INC COM 039380100 1,230 80,000 SH OTHER 80,000 ARCHER DANIELS MIDLAND CO COM 039483102 330 12,312 SH SOLE 12,312 AUTOMATIC DATA PROCESSING INC COM 053015103 328 9,260 SH SOLE 9,260 BRITISH PETROLEUM PLC ADR SPONSORED ADR 055622104 457 9,580 SH SOLE 9,580 BANK OF AMERICA CORP COM 060505104 242 18,355 SH SOLE 18,355 BAXTER INTL INC COM 071813109 275 5,200 SH SOLE 5,200 BECTON DICKINSON & CO COM 075887109 646 9,058 SH SOLE 9,058 BED BATH & BEYOND INC COM 075896100 254 8,275 SH SOLE 8,275 BERKSHIRE HATHAWAY INC (A) CL A 084670108 1,350 15 SH SOLE 15 BERKSHIRE HATHAWAY INC (B) CL B 084670207 1,480 511 SH SOLE 511 BOEING CO COM 097023105 1,272 29,937 SH SOLE 29,937 BOOTS & COOTS INC COM NEW 099469504 3,962 2,850,650 SH SOLE 2,850,650 BOOTS & COOTS INC COM NEW 099469504 2,850 2,050,000 SH OTHER 2,050,000 CSX CORP COM 126408103 232 6,690 SH SOLE 6,690 CARMAX INC COM 143130102 223 15,200 SH SOLE 15,200 CATERPILLAR INC COM 149123101 339 10,255 SH SOLE 10,255 CATHAY GENERAL BANCORP COM 149150104 307 32,300 SH SOLE 32,300 CATHAY GENERAL BANCORP COM 149150104 1,997 210,000 SH OTHER 210,000 CHATTEM INC COM 162456107 1,111 16,320 SH SOLE 16,320 CHATTEM INC COM 162456107 2,520 37,000 SH OTHER 37,000 CHESAPEAKE ENERGY CORP COM 165167107 975 49,155 SH SOLE 49,155 CHEVRON CORP COM 166764100 1,138 17,170 SH SOLE 17,170 CHICAGO BRIDGE & IRON CO NV N Y REGISTRY SH 167250109 140 11,270 SH SOLE 11,270 CHICAGO BRIDGE & IRON CO NV N Y REGISTRY SH 167250109 1,711 138,000 SH OTHER 138,000 CHUBB CORP COM 171232101 1,142 28,630 SH SOLE 28,630 CLOROX CO COM 189054109 485 8,688 SH SOLE 8,688 COCA-COLA CO COM 191216100 2,083 43,400 SH SOLE 43,400 COLGATE PALMOLIVE CO COM 194162103 495 7,002 SH SOLE 7,002 COMMERCIAL METALS CO COM 201723103 6,009 374,857 SH SOLE 374,857 COMMERCIAL METALS CO COM 201723103 3,046 190,000 SH OTHER 190,000 CONNS INC COM 208242107 5,132 410,525 SH SOLE 410,525 CONNS INC COM 208242107 3,188 255,000 SH OTHER 255,000 COPART INC COM 217204106 367 10,575 SH SOLE 10,575 COPART INC COM 217204106 2,080 60,000 SH OTHER 60,000 CUBIC CORP COM 229669106 537 15,000 SH SOLE 15,000 DARLING INTL INC COM 237266101 3,946 597,900 SH SOLE 597,900 DARLING INTL INC COM 237266101 3,102 470,000 SH OTHER 470,000 DENBURY RESOURCES INC COM NEW 247916208 75 5,100 SH SOLE 5,100 DENBURY RESOURCES INC COM NEW 247916208 1,694 115,000 SH OTHER 115,000 WALT DISNEY CO COM DISNEY 254687106 539 23,112 SH SOLE 23,112 DUPONT DE NEMOURS & CO COM 263534109 246 9,620 SH SOLE 9,620 EMC CORP COM 268648102 207 15,775 SH SOLE 15,775
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------- ---------------- --------- -------- ------------------ ---------- ---------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------- ---------------- --------- -------- --------- --- ---- ---------- ---------- --------- -------- ------ ELECTRO RENT CORP COM 285218103 160 16,892 SH SOLE 16,892 EZCORP INC (A) CL A NON VTG 302301106 5,928 549,900 SH SOLE 549,900 EZCORP INC (A) CL A NON VTG 302301106 4,150 385,000 SH OTHER 385,000 FPL GROUP INC COM 302571104 508 8,938 SH SOLE 8,938 FROZEN FOOD EXPRESS INDUSTRIES INC COM 359360104 876 275,600 SH SOLE 275,600 HB FULLER CO COM 359694106 1,069 56,917 SH SOLE 56,917 HB FULLER CO COM 359694106 3,379 180,000 SH OTHER 180,000 FURMANITE CORP COM 361086101 2,136 478,900 SH SOLE 478,900 FURMANITE CORP COM 361086101 825 185,000 SH OTHER 185,000 GATX CORP COM 361448103 399 15,500 SH SOLE 15,500 GENERAL ELECTRIC CO COM 369604103 1,163 99,218 SH SOLE 99,218 GENERAL MILLS INC COM 370334104 229 4,097 SH SOLE 4,097 GENESEE & WYOMING INC (A) CL A 371559105 1,538 58,030 SH SOLE 58,030 GENESEE & WYOMING INC (A) CL A 371559105 3,314 125,000 SH OTHER 125,000 GRACO INC COM 384109104 725 32,906 SH SOLE 32,906 GROUP 1 AUTOMOTIVE, INC COM 398905109 390 15,000 SH SOLE 15,000 HALLIBURTON CO COM 406216101 222 10,709 SH SOLE 10,709 HARLEY DAVIDSON INC COM 412822108 216 13,300 SH SOLE 13,300 HJ HEINZ CO COM 423074103 441 12,364 SH SOLE 12,364 HOME DEPOT INC COM 437076102 1,049 44,408 SH SOLE 44,408 HONEYWELL INTL INC COM 438516106 1,161 36,983 SH SOLE 36,983 HORNBECK OFFSHORE SERVICES INC COM 440543106 5,354 250,300 SH SOLE 250,300 HORNBECK OFFSHORE SERVICES INC COM 440543106 3,422 160,000 SH OTHER 160,000 ITT CORP COM 450911102 572 12,855 SH SOLE 12,855 INTEL CORP COM 458140100 553 33,417 SH SOLE 33,417 IBM CORP COM 459200101 822 7,869 SH SOLE 7,869 ION GEOPHYSICAL CORP COM 462044108 125 48,450 SH SOLE 48,450 ION GEOPHYSICAL CORP COM 462044108 553 215,000 SH OTHER 215,000 JOHNSON & JOHNSON COM 478160104 4,482 78,906 SH SOLE 78,906 K-SWISS INC (A) CL A 482686102 318 37,395 SH SOLE 37,395 KANSAS CITY SOUTHERN COM NEW 485170302 704 43,710 SH SOLE 43,710 KIMBERLY CLARK CORP COM 494368103 399 7,602 SH SOLE 7,602 KIRBY CORP COM 497266106 6,604 207,725 SH SOLE 207,725 KIRBY CORP COM 497266106 3,656 115,000 SH OTHER 115,000 LANDSTAR SYSTEMS INC COM 515098101 352 9,800 SH SOLE 9,800 LUFKIN INDUSTRIES INC COM 549764108 347 8,150 SH SOLE 8,150 MARATHON OIL CORP COM 565849106 1,275 42,301 SH SOLE 42,301 MATRIX SERVICE CO COM 576853105 3,499 304,775 SH SOLE 304,775 MATRIX SERVICE CO COM 576853105 2,181 190,000 SH OTHER 190,000 MCCORMICK & CO INC COM NON VTG 579780206 690 21,196 SH SOLE 21,196 MCDONALDS CORP COM 580135101 1,009 17,550 SH SOLE 17,550 MICROSOFT CORP COM 594918104 3,250 136,725 SH SOLE 136,725 MITCHAM INDUSTRIES INC COM 606501104 3,557 685,360 SH SOLE 685,360 MITCHAM INDUSTRIES INC COM 606501104 1,609 310,000 SH OTHER 310,000 MOODYS CORP COM 615369105 290 11,000 SH SOLE 11,000 NATIONAL OILWELL VARCO INC COM 637071101 329 10,075 SH SOLE 10,075 NIKE INC (B) CL B 654106103 286 5,527 SH SOLE 5,527 NOKIA CORP ADR (A) SPONSORED ADR 654902204 369 25,300 SH SOLE 25,300 NORFOLK SOUTHERN CORP COM 655844108 271 7,200 SH SOLE 7,200 PARKER DRILLING CO COM 701081101 4,045 932,100 SH SOLE 932,100 PARKER DRILLING CO COM 701081101 2,647 610,000 SH OTHER 610,000 PAYCHEX INC COM 704326107 307 12,190 SH SOLE 12,190 PERKINELMER INC COM 714046109 209 12,000 SH SOLE 12,000 PFIZER INC COM 717081103 263 17,521 SH SOLE 17,521 PHILLIPS-VAN HEUSEN CORP COM 718592108 1,397 48,700 SH SOLE 48,700
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------- ---------------- --------- -------- ------------------ ---------- ---------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------- ---------------- --------- -------- --------- --- ---- ---------- ---------- --------- -------- ------ PREMIERE GLOBAL SERVICES INC COM 740585104 5,740 529,550 SH SOLE 529,550 PREMIERE GLOBAL SERVICES INC COM 740585104 1,680 155,000 SH OTHER 155,000 PROCTER & GAMBLE CO COM 742718109 3,116 60,987 SH SOLE 60,987 QUALCOMM INC COM 747525103 283 6,250 SH SOLE 6,250 QUEST RESOURCE CORP COM NEW 748349305 264 800,800 SH SOLE 800,800 QUEST RESOURCE CORP COM NEW 748349305 198 600,000 SH OTHER 600,000 RELIANCE STEEL & ALUMINUM CO COM 759509102 614 16,000 SH SOLE 16,000 ROCHESTER MEDICAL CORP COM 771497104 3,169 236,500 SH SOLE 236,500 ROYAL DUTCH SHELL PLC ADR (A) SPONS ADR A 780259206 225 4,475 SH SOLE 4,475 ST JUDE MEDICAL INC COM 790849103 718 17,468 SH SOLE 17,468 SCOTTS MIRACLE-GRO CO (A) CL A 810186106 267 7,615 SH SOLE 7,615 SMUCKER JM CO COM NEW 832696405 2,687 55,226 SH SOLE 55,226 SPECTRA ENERGY CORP COM 847560109 205 12,142 SH SOLE 12,142 STARBUCKS CORP COM 855244109 283 20,410 SH SOLE 20,410 SUNCOR ENERGY INC COM 867229106 455 15,000 SH SOLE 15,000 SYSCO CORP COM 871829107 745 33,142 SH SOLE 33,142 TEAM INC COM 878155100 5,828 371,950 SH SOLE 371,950 TEAM INC COM 878155100 3,510 224,000 SH OTHER 224,000 TIDEWATER INC COM 886423102 934 21,780 SH SOLE 21,780 TIDEWATER INC COM 886423102 3,301 77,000 SH OTHER 77,000 TIFFANY & CO COM 886547108 526 20,749 SH SOLE 20,749 TOREADOR RESOURCES CORP COM 891050106 1,785 266,350 SH SOLE 266,350 TYLER TECHNOLOGIES INC COM 902252105 1,698 108,700 SH SOLE 108,700 UNITED PARCEL SERVICE INC (B) CL B 911312106 252 5,045 SH SOLE 5,045 WAL-MART STORES INC COM 931142103 871 17,975 SH SOLE 17,975 WESTERN UNION CO COM 959802109 414 25,239 SH SOLE 25,239 WILLIAMS COMPANIES INC COM 969457100 495 31,725 SH SOLE 31,725 VITRAN CORP INC COM 92850E107 7,031 710,250 SH SOLE 710,250 VITRAN CORP INC COM 92850E107 3,733 377,050 SH OTHER 377,050 DR PEPPER SNAPPLE GROUP INC COM 26138E109 575 27,156 SH SOLE 27,156 AT&T INC COM 00206R102 339 13,638 SH SOLE 13,638 AMERICA SERVICE GROUP INC COM 02364L109 11,012 685,257 SH SOLE 685,257 AMERICA SERVICE GROUP INC COM 02364L109 8,035 500,000 SH OTHER 500,000 AMERIGON INC COM 03070L300 4,841 793,550 SH SOLE 793,550 AMERIGON INC COM 03070L300 3,477 570,000 SH OTHER 570,000 BARCLAYS BANK PLC 7.10% PFD SP ADR 7.1%PF3 06739H776 274 15,000 SH SOLE 15,000 BURLINGTON NORTHERN SANTA FE CORP COM 12189T104 851 11,570 SH SOLE 11,570 CH ROBINSON WORLDWIDE INC COM NEW 12541W209 235 4,500 SH SOLE 4,500 CAMERON INT'L CORP COM 13342B105 679 24,000 SH SOLE 24,000 CISCO SYSTEMS INC COM 17275R102 1,022 54,824 SH SOLE 54,824 CONOCOPHILLIPS COM 20825C104 771 18,330 SH SOLE 18,330 COSTCO WHOLESALE CORP COM 22160K105 550 12,024 SH SOLE 12,024 DEVON ENERGY CORP COM 25179M103 941 17,275 SH SOLE 17,275 DUKE ENERGY CORP COM 26441C105 373 25,533 SH SOLE 25,533 EAST WEST BANCORP INC COM 27579R104 4,060 625,550 SH SOLE 625,550 EAST WEST BANCORP INC COM 27579R104 3,115 480,000 SH OTHER 480,000 EXXONMOBIL CORP COM 30231G102 1,315 18,812 SH SOLE 18,812 FMC TECHNOLOGIES INC COM 30249U101 448 11,925 SH SOLE 11,925 FIRST CASH FINANCIAL SERVICES INC COM 31942D107 6,697 382,250 SH SOLE 382,250 FIRST CASH FINANCIAL SERVICES INC COM 31942D107 2,628 150,000 SH OTHER 150,000 FRONTIER COMMUNICATIONS CORP COM 35906A108 1,267 177,450 SH SOLE 177,450 GOLDMAN SACHS GROUP INC COM 38141G104 400 2,714 SH SOLE 2,714 HOSPITALITY PROPERTY TRUST COM SH BEN INT 44106M102 176 14,772 SH SOLE 14,772 JP MORGAN CHASE & CO COM 46625H100 590 17,296 SH SOLE 17,296 KBR INC COM 48242W106 350 19,005 SH SOLE 19,005
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------- ---------------- --------- -------- ------------------ ---------- ---------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------- ---------------- --------- -------- --------- --- ---- ---------- ---------- --------- -------- ------ KRAFT FOODS INC (A) CL A 50075N104 1,372 54,141 SH SOLE 54,141 MOBILE MINI INC COM 60740F105 5,730 390,610 SH SOLE 390,610 MOBILE MINI INC COM 60740F105 3,776 257,400 SH OTHER 257,400 NARA BANCORP INC COM 63080P105 1,528 295,025 SH SOLE 295,025 OMEGA PROTEIN CORP COM 68210P107 2,568 632,475 SH SOLE 632,475 OMEGA PROTEIN CORP COM 68210P107 1,624 400,000 SH OTHER 400,000 ORION MARINE GROUP INC COM 68628V308 7,287 383,525 SH SOLE 383,525 ORION MARINE GROUP INC COM 68628V308 3,800 200,000 SH OTHER 200,000 QUEST DIAGNOSTICS INC COM 74834L100 248 4,400 SH SOLE 4,400 SAIC INC COM 78390X101 186 10,040 SH SOLE 10,040 SAIA INC COM 78709Y105 8,295 460,600 SH SOLE 460,600 SAIA INC COM 78709Y105 5,403 300,000 SH OTHER 300,000 SANDISK CORP COM 80004C101 147 10,000 SH SOLE 10,000 SONIC AUTOMOTIVE INC (A) CL A 83545G102 12,385 1,219,025 SH SOLE 1,219,025 SONIC AUTOMOTIVE INC (A) CL A 83545G102 8,463 833,000 SH OTHER 833,000 3M CO COM 88579Y101 1,014 16,864 SH SOLE 16,864 UNITED AMERICAN HEALTHCARE CORP. COM 90934C105 594 360,000 SH SOLE 360,000 VERIZON COMMUNICATIONS INC COM 92343V104 212 6,897 SH SOLE 6,897 ZIMMER HOLDINGS INC COM 98956P102 268 6,300 SH SOLE 6,300 COVIDIEN PLC SHS G2554F105 409 10,932 SH SOLE 10,932 INGERSOLL-RAND COMPANY LTD (A) CL A G4776G101 209 10,000 SH SOLE 10,000 BANCO LATINOAMERICAN O DE EXPORTACIONES CL E P16994132 435 35,000 SH SOLE 35,000 DRYSHIPS INC SHS Y2109Q101 180 31,200 SH SOLE 31,200