-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QKZqrHTj43eXIO+cLDlPT2TatnqPLuYD10i71i8pFonYAAAgsT/ydvmZwgGfDzrm DNw284TG3zF78DuhjhohCA== 0001047469-09-005612.txt : 20090514 0001047469-09-005612.hdr.sgml : 20090514 20090514154840 ACCESSION NUMBER: 0001047469-09-005612 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090514 DATE AS OF CHANGE: 20090514 EFFECTIVENESS DATE: 20090514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC GLOBAL INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0000908431 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12530 FILM NUMBER: 09826547 BUSINESS ADDRESS: STREET 1: 215 NORTH MARENGO AVE STREET 2: STE 115 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 a2192467z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: MARCH 31, 2009 Check here if Amendment |_|; Amendment Number: ___________ This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: PACIFIC GLOBAL INVESTMENT MANAGEMENT COMPANY Address: 101 NORTH BRAND BLVD. SUITE 1950 GLENDALE, CA 91203 Form 13F File Number: 28-12530 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: JINGJING YAN Title: TREASURER Phone: 818-242-6693 Signature, Place, and Date of Signing: /s/ JINGJING YAN GLENDALE, CA 05/14/2009 - -------------------------------- Report Type (Check only one): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 185 Form 13F Information Table Value Total: $241,741 (THOUSANDS) List of Other Included Managers: NONE PACIFIC GLOBAL INVESTMENT MANAGEMENT COMPANY 3/31/2009
VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------------------- --------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- ALANCO TECHNOLOGIES INC (A) CL A NO PV NEW 011612603 8 21,500 SH SOLE 21,500 AMERICAN ECOLOGY CORP COM NEW 025533407 4,534 325,275 SH SOLE 325,275 AMERICAN EXPRESS CO COM 025816109 533 39,119 SH SOLE 39,119 ANADARKO PETROLEUM CORP COM 032511107 243 6,247 SH SOLE 6,247 APACHE CORP COM 037411105 607 9,469 SH SOLE 9,469 APOGEE ENTERPRISES INC COM 037598109 3,308 301,285 SH SOLE 301,285 APOGEE ENTERPRISES INC COM 037598109 2,525 230,000 SH OTHER 230,000 ARCH COAL INC COM 039380100 514 38,455 SH SOLE 38,455 ARCH COAL INC COM 039380100 1,070 80,000 SH OTHER 80,000 ARCHER DANIELS MIDLAND CO COM 039483102 342 12,309 SH SOLE 12,309 AUTOMATIC DATA PROCESSING INC COM 053015103 304 8,635 SH SOLE 8,635 BRITISH PETROLEUM PLC ADR SPONSORED ADR 055622104 384 9,580 SH SOLE 9,580 BANK OF AMERICA CORP COM 060505104 125 18,387 SH SOLE 18,387 BAXTER INTL INC COM 071813109 266 5,200 SH SOLE 5,200 BECTON DICKINSON & CO COM 075887109 604 8,983 SH SOLE 8,983 BERKSHIRE HATHAWAY INC (A) CL A 084670108 1,387 16 SH SOLE 16 BERKSHIRE HATHAWAY INC (B) CL B 084670207 1,435 509 SH SOLE 509 BOEING CO COM 097023105 1,008 28,339 SH SOLE 28,339 BOOTS & COOTS INTL WELL CONTROL INC COM NEW 099469504 3,536 2,828,450 SH SOLE 2,828,450 BOOTS & COOTS INTL WELL CONTROL INC COM NEW 099469504 2,563 2,050,000 SH OTHER 2,050,000 BRISTOL-MYERS SQUIBB CO COM 110122108 428 19,540 SH SOLE 19,540 CARMAX INC COM 143130102 199 16,000 SH SOLE 16,000 CATERPILLAR INC COM 149123101 290 10,363 SH SOLE 10,363 CATHAY GENERAL BANCORP COM 149150104 328 31,400 SH SOLE 31,400 CATHAY GENERAL BANCORP COM 149150104 2,190 210,000 SH OTHER 210,000 CHATTEM INC COM 162456107 719 12,820 SH SOLE 12,820 CHATTEM INC COM 162456107 1,682 30,000 SH OTHER 30,000 CHESAPEAKE ENERGY CORP COM 165167107 852 49,955 SH SOLE 49,955 CHEVRON CORP COM 166764100 1,039 15,450 SH SOLE 15,450 CHICAGO BRIDGE & IRON CO NV N Y REGISTRY SH 167250109 155 24,720 SH SOLE 24,720 CHICAGO BRIDGE & IRON CO NV N Y REGISTRY SH 167250109 909 145,000 SH OTHER 145,000 CHUBB CORP COM 171232101 1,177 27,805 SH SOLE 27,805 CITIGROUP INC COM 172967101 42 16,714 SH SOLE 16,714 CLOROX CO COM 189054109 366 7,106 SH SOLE 7,106 COCA-COLA CO COM 191216100 1,874 42,645 SH SOLE 42,645 COLGATE PALMOLIVE CO COM 194162103 418 7,089 SH SOLE 7,089 COMMERCIAL METALS CO COM 201723103 4,307 372,857 SH SOLE 372,857 COMMERCIAL METALS CO COM 201723103 2,195 190,000 SH OTHER 190,000 CONNS INC COM 208242107 5,901 420,275 SH SOLE 420,275 CONNS INC COM 208242107 4,142 295,000 SH OTHER 295,000 COPART INC COM 217204106 214 7,200 SH SOLE 7,200 COPART INC COM 217204106 1,631 55,000 SH OTHER 55,000 CUBIC CORP COM 229669106 380 15,004 SH SOLE 15,004 DARLING INTL INC COM 237266101 1,845 497,400 SH SOLE 497,400 DARLING INTL INC COM 237266101 1,373 370,000 SH OTHER 370,000 DENBURY RESOURCES INC COM NEW 247916208 76 5,100 SH SOLE 5,100 DENBURY RESOURCES INC COM NEW 247916208 1,709 115,000 SH OTHER 115,000 WALT DISNEY CO COM DISNEY 254687106 616 33,902 SH SOLE 33,902 DUPONT DE NEMOURS & CO COM 263534109 216 9,675 SH SOLE 9,675 EMC CORP COM 268648102 180 15,775 SH SOLE 15,775 ELECTRO RENT CORP COM 285218103 147 15,290 SH SOLE 15,290 EZCORP INC (A) CL A NON VTG 302301106 5,636 487,085 SH SOLE 487,085 EZCORP INC (A) CL A NON VTG 302301106 4,107 355,000 SH OTHER 355,000 FPL GROUP INC COM 302571104 463 9,127 SH SOLE 9,127 FROZEN FOOD EXPRESS INDUSTRIES INC COM 359360104 827 275,600 SH SOLE 275,600 HB FULLER CO COM 359694106 744 57,222 SH SOLE 57,222 HB FULLER CO COM 359694106 2,340 180,000 SH OTHER 180,000 FURMANITE CORP COM 361086101 1,489 478,900 SH SOLE 478,900 FURMANITE CORP COM 361086101 575 185,000 SH OTHER 185,000 GATX CORP. COM 361448103 303 15,000 SH SOLE 15,000 GENERAL ELECTRIC CO COM 369604103 1,365 134,995 SH SOLE 134,995 GENESEE & WYOMING INC (A) CL A 371559105 1,170 55,055 SH SOLE 55,055 GENESEE & WYOMING INC (A) CL A 371559105 2,656 125,000 SH OTHER 125,000 GRACO INC COM 384109104 551 32,255 SH SOLE 32,255 GROUP 1 AUTOMOTIVE, INC. COM 398905109 279 20,000 SH SOLE 20,000 HALLIBURTON CO COM 406216101 165 10,635 SH SOLE 10,635 HARLEY DAVIDSON INC COM 412822108 181 13,488 SH SOLE 13,488 HJ HEINZ CO COM 423074103 271 8,210 SH SOLE 8,210
HOME DEPOT INC COM 437076102 904 38,374 SH SOLE 38,374 HONEYWELL INTL INC COM 438516106 1,061 38,067 SH SOLE 38,067 HORNBECK OFFSHORE SERVICES INC COM 440543106 3,788 248,550 SH SOLE 248,550 HORNBECK OFFSHORE SERVICES INC COM 440543106 2,438 160,000 SH OTHER 160,000 ITT CORP COM 450911102 495 12,855 SH SOLE 12,855 INTEL CORP COM 458140100 456 30,325 SH SOLE 30,325 IBM CORP COM 459200101 718 7,408 SH SOLE 7,408 ION GEOPHYSICAL CORP COM 462044108 76 48,450 SH SOLE 48,450 ION GEOPHYSICAL CORP COM 462044108 335 215,000 SH OTHER 215,000 JOHNSON & JOHNSON COM 478160104 4,017 76,368 SH SOLE 76,368 K-SWISS INC (A) CL A 482686102 342 39,995 SH SOLE 39,995 KANSAS CITY SOUTHERN COM NEW 485170302 508 39,985 SH SOLE 39,985 KIMBERLY CLARK CORP COM 494368103 244 5,302 SH SOLE 5,302 KIRBY CORP COM 497266106 5,477 205,600 SH SOLE 205,600 KIRBY CORP COM 497266106 3,064 115,000 SH OTHER 115,000 LANDSTAR SYSTEMS INC COM 515098101 328 9,800 SH SOLE 9,800 MARATHON OIL CORP COM 565849106 1,080 41,073 SH SOLE 41,073 MATRIX SERVICE CO COM 576853105 2,522 306,825 SH SOLE 306,825 MATRIX SERVICE CO COM 576853105 1,562 190,000 SH OTHER 190,000 MCCORMICK & CO INC COM NON VTG 579780206 583 19,708 SH SOLE 19,708 MCDONALDS CORP COM 580135101 798 14,629 SH SOLE 14,629 MICROSOFT CORP COM 594918104 2,345 127,653 SH SOLE 127,653 MITCHAM INDUSTRIES INC COM 606501104 2,055 539,460 SH SOLE 539,460 MITCHAM INDUSTRIES INC COM 606501104 1,181 310,000 SH OTHER 310,000 MOODYS CORP COM 615369105 252 11,000 SH SOLE 11,000 NATIONAL OILWELL VARCO INC COM 637071101 291 10,142 SH SOLE 10,142 NIKE INC (B) CL B 654106103 247 5,262 SH SOLE 5,262 NOKIA CORP ADR (A) SPONSORED ADR 654902204 298 25,576 SH SOLE 25,576 NOBLE INTERNATIONAL LTD COM 655053106 218 1,143,500 SH SOLE 1,143,500 NOBLE INTERNATIONAL LTD COM 655053106 153 800,000 SH OTHER 800,000 NORFOLK SOUTHERN CORP COM 655844108 213 6,322 SH SOLE 6,322 PARKER DRILLING CO COM 701081101 1,884 1,023,975 SH SOLE 1,023,975 PARKER DRILLING CO COM 701081101 1,122 610,000 SH OTHER 610,000 PAYCHEX INC COM 704326107 247 9,610 SH SOLE 9,610 PERKINELMER INC. COM 714046109 153 12,000 SH SOLE 12,000 PFIZER INC COM 717081103 519 38,085 SH SOLE 38,085 PHILLIPS-VAN HEUSEN CORP COM 718592108 1,105 48,700 SH SOLE 48,700 PREMIERE GLOBAL SERVICES INC COM 740585104 4,669 529,350 SH SOLE 529,350 PREMIERE GLOBAL SERVICES INC COM 740585104 1,235 140,000 SH OTHER 140,000 PROCTER & GAMBLE CO COM 742718109 2,584 54,878 SH SOLE 54,878 QUALCOMM INC COM 747525103 243 6,250 SH SOLE 6,250 QUEST RESOURCE CORP COM NEW 748349305 251 801,300 SH SOLE 801,300 QUEST RESOURCE CORP COM NEW 748349305 188 600,000 SH OTHER 600,000 RELIANCE STEEL & ALUMINUM CO. COM 759509102 421 16,000 SH SOLE 16,000 ST JUDE MEDICAL INC COM 790849103 635 17,490 SH SOLE 17,490 SCOTTS MIRACLE-GRO CO (A) CL A 810186106 264 7,615 SH SOLE 7,615 SMUCKER JM CO COM NEW 832696405 1,892 50,770 SH SOLE 50,770 SPECTRA ENERGY CORP COM 847560109 173 12,242 SH SOLE 12,242 STARBUCKS CORP COM 855244109 222 19,970 SH SOLE 19,970 SUNCOR ENERGY INC. COM 867229106 333 15,000 SH SOLE 15,000 SYSCO CORP COM 871829107 256 11,245 SH SOLE 11,245 TEAM INC COM 878155100 2,629 224,350 SH SOLE 224,350 TEAM INC COM 878155100 2,168 185,000 SH OTHER 185,000 TIDEWATER INC COM 886423102 846 22,780 SH SOLE 22,780 TIDEWATER INC COM 886423102 2,859 77,000 SH OTHER 77,000 TIFFANY & CO COM 886547108 440 20,398 SH SOLE 20,398 TOREADOR RESOURCES CORP COM 891050106 673 267,950 SH SOLE 267,950 TYLER TECHNOLOGIES INC COM 902252105 1,593 108,900 SH SOLE 108,900 UNITED PARCEL SERVICE INC (B) CL B 911312106 248 5,045 SH SOLE 5,045 WAL-MART STORES INC COM 931142103 886 17,008 SH SOLE 17,008 WESTERN UNION CO COM 959802109 394 31,324 SH SOLE 31,324 WILLIAMS COMPANIES INC COM 969457100 361 31,725 SH SOLE 31,725 WYETH LTD COM 983024100 216 5,019 SH SOLE 5,019 VITRAN CORP INC COM 92850E107 3,221 612,425 SH SOLE 612,425 VITRAN CORP INC COM 92850E107 1,983 377,050 SH OTHER 377,050 DR PEPPER SNAPPLE GROUP INC COM 26138E109 434 25,671 SH SOLE 25,671 AT&T INC COM 00206R102 351 13,927 SH SOLE 13,927 AMERICA SERVICE GROUP INC COM 02364L109 8,980 690,757 SH SOLE 690,757
AMERICA SERVICE GROUP INC COM 02364L109 6,500 500,000 SH OTHER 500,000 AMERIGON INC COM 03070L300 2,768 748,225 SH SOLE 748,225 AMERIGON INC COM 03070L300 2,109 570,000 SH OTHER 570,000 BARCLAYS BANK PLC 7.10% PFD SP ADR 7.1%PF3 06739H776 176 15,000 SH SOLE 15,000 BURLINGTON NORTHERN SANTA FE CORP COM 12189T104 607 10,095 SH SOLE 10,095 CH ROBINSON WORLDWIDE INC COM NEW 12541W209 205 4,500 SH SOLE 4,500 CAMERON INT'L CORP. COM 13342B105 526 24,000 SH SOLE 24,000 CISCO SYSTEMS INC COM 17275R102 746 44,499 SH SOLE 44,499 CONOCOPHILLIPS COM 20825C104 673 17,178 SH SOLE 17,178 COSTCO WHOLESALE CORP COM 22160K105 540 11,661 SH SOLE 11,661 DEVON ENERGY CORP COM 25179M103 762 17,050 SH SOLE 17,050 DUKE ENERGY CORP COM 26441C105 369 25,733 SH SOLE 25,733 EAST WEST BANCORP INC COM 27579R104 2,720 595,100 SH SOLE 595,100 EAST WEST BANCORP INC COM 27579R104 2,194 480,000 SH OTHER 480,000 EXXONMOBIL CORP COM 30231G102 1,192 17,500 SH SOLE 17,500 FMC TECHNOLOGIES INC COM 30249U101 374 11,925 SH SOLE 11,925 FIRST CASH FINANCIAL SERVICES INC COM 31942D107 5,795 388,375 SH SOLE 388,375 FIRST CASH FINANCIAL SERVICES INC COM 31942D107 2,238 150,000 SH OTHER 150,000 FRONTIER COMMUNICATIONS CORP COM 35906A108 1,287 179,250 SH SOLE 179,250 GLAXOSMITHKLINE PLC ADR SPONSORED ADR 37733W105 202 6,505 SH SOLE 6,505 GOLDMAN SACHS GROUP INC COM 38141G104 343 3,233 SH SOLE 3,233 HOSPITALITY PROPERTY TRUST COM SH BEN INT 44106M102 178 14,872 SH SOLE 14,872 JP MORGAN CHASE & CO COM 46625H100 404 15,214 SH SOLE 15,214 KBR INC COM 48242W106 200 14,505 SH SOLE 14,505 KRAFT FOODS INC CL A 50075N104 1,082 48,542 SH SOLE 48,542 MOBILE MINI INC COM 60740F105 4,207 365,160 SH SOLE 365,160 MOBILE MINI INC COM 60740F105 2,965 257,400 SH OTHER 257,400 NARA BANCORP INC COM 63080P105 579 196,825 SH SOLE 196,825 OMEGA PROTEIN CORP COM 68210P107 1,216 460,675 SH SOLE 460,675 OMEGA PROTEIN CORP COM 68210P107 988 374,200 SH OTHER 374,200 ORION MARINE GROUP INC COM 68628V308 6,259 477,750 SH SOLE 477,750 ORION MARINE GROUP INC COM 68628V308 3,865 295,000 SH OTHER 295,000 QUEST DIAGNOSTICS INC COM 74834L100 209 4,400 SH SOLE 4,400 SAIC INC COM 78390X101 318 17,040 SH SOLE 17,040 SAIA INC COM 78709Y105 5,127 429,000 SH SOLE 429,000 SAIA INC COM 78709Y105 3,585 300,000 SH OTHER 300,000 SANDISK CORP COM 80004C101 127 10,065 SH SOLE 10,065 SONIC AUTOMOTIVE INC (A) CL A 83545G102 1,047 654,500 SH SOLE 654,500 SONIC AUTOMOTIVE INC (A) CL A 83545G102 1,008 630,000 SH OTHER 630,000 TETRA TECHNOLOGIES INC COM 88162G103 2,182 107,070 SH SOLE 107,070 3M CO COM 88579Y101 804 16,180 SH SOLE 16,180 UNITED AMERICAN HEALTHCARE CORP. COM 90934C105 536 360,000 SH SOLE 360,000 VERIZON COMMUNICATIONS INC COM 92343V104 209 6,914 SH SOLE 6,914 WABCO HOLDINGS INC COM 92927K102 127 10,339 SH SOLE 10,339 ZIMMER HOLDINGS INC COM 98956P102 230 6,300 SH SOLE 6,300 COVIDIEN LTD COM G2552X108 376 11,299 SH SOLE 11,299 INGERSOLL-RAND COMPANY LTD (A) CL A G4776G101 367 26,570 SH SOLE 26,570 BANCO LATINOAMERICAN O DE EXPORTACIONES E CL E P16994132 328 35,000 SH SOLE 35,000 DRYSHIPS INC SHS Y2109Q101 147 28,975 SH SOLE 28,975
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