EX-1.01 2 cmr2022.htm EX-1.01 Document
Exhibit 1.01
Conflict Minerals Report
as required by Items 1.01 and 1.02 of Form SD

The Conflict Minerals Report of BorgWarner Inc. (“BorgWarner” or the “Company”) for the reporting period January 1, 2022 to December 31, 2022 is provided below. This report is provided in accordance with Rule 13p-1 under the Securities and Exchange Commission Act of 1934.

We maintained a cross-functional Conflict Minerals ("CM") team, and based on the data collected and our processes as outlined, BorgWarner has no information that tin, tantalum, tungsten and/or gold (“3TG”) that was necessary to the functionality or production of our products in 2022 either financed or benefited armed groups in the Democratic Republic of the Congo ("DRC") or an adjoining country (together with the DRC, the “Covered Countries”) that shares an internationally recognized border with the DRC (the "Conflict Region").

1. Company and Products Overview

The Company is a global product leader in clean and efficient technology solutions for combustion, hybrid and electric vehicles. BorgWarner’s products help improve vehicle performance, propulsion efficiency, stability and air quality. These products are manufactured and sold worldwide, primarily to original equipment manufacturers (“OEMs”) of light vehicles (passenger cars, sport-utility vehicles, vans and light trucks). The Company's products are also sold to other OEMs of commercial vehicles (medium-duty trucks, heavy-duty trucks and buses) and off-highway vehicles (agricultural and construction machinery and marine applications). We also manufacture and sell our products to certain tier one vehicle systems suppliers and into the aftermarket for light, commercial, and off-highway vehicles. The Company operates manufacturing facilities serving customers in Europe, North and South America as well as Asia and is an original equipment supplier to many major automotive OEMs in the world.

The Company's products fall into four reporting segments: Air Management, e-Propulsion & Drivetrain, Fuel Injection, and Aftermarket. The Air Management segment's products include turbochargers, timing systems, emissions systems and thermal systems. The e-Propulsion & Drivetrain segment's products include transmission systems, torque transfer systems and rotating electrical components. The Fuel Injection segment develops and manufactures gasoline and diesel fuel injection components and systems. The Aftermarket segment sells and services to independent aftermarket customers and original equipment service customers.

Reasonable Country of Origin Inquiry (“RCOI”)

To determine whether any 3TG that was necessary to the function or production of BorgWarner products in 2022 and originated in the Conflict Region, the Company retained APA Engineering Conflict Minerals Due Diligence Service (“APA”), a third-party service provider, to assist us in reviewing our supply chain and identifying risks.

The Company and APA conducted this internal risk analysis by first including in scope suppliers from our previous year’s inquiry that had not been phased out as an active supplier. In addition to this initial list, The Company and APA utilized the International Material Data System (IMDS Database) to identify our products that may have 3TG necessary to their functionality or production and mapped them to our direct suppliers. Through this process The Company and APA identified approximately 875 direct Suppliers that constituted the in scope direct suppliers for the 2022 campaign.

The Company obtained all contact details for the approximately 875 direct suppliers and provided this information to APA for uploading into the AutoGen – CM, a software-as-a-service platform provided by APA that enables users to complete and track supplier communications and allows suppliers to upload completed conflict mineral reporting templates for validation, assessment and management (“AutoGen - CM”).
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Exhibit 1.01

To collect data on the sources of materials procured by the supply chain, the Company used the Conflict Minerals Reporting Template (“CMRT”) version 6.22 or higher to conduct a survey of all in-scope suppliers (we discuss below the suppliers that we believe were out-of-scope). Follow-up questions were submitted to suppliers through early 2023 to better understand whether materials they supply to us contain 3TG and, if so, to better trace the origin of those materials.

During the supplier survey, the Company contacted in-scope suppliers via the AutoGen - CM. The AutoGen - CM also provides functionality that meets the Organization for Economic Cooperation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition, including the related supplements on tantalum, tin, tungsten and gold (the "OECD Guidance") process expectations by evaluating the quality of each supplier response and assigning a score based on the supplier’s declaration of process engagement. Additionally, the metrics provided in this report, as well as the step-by-step process for supplier engagement and upstream due diligence investigations performed, are managed through this platform.

Via the AutoGen - CM and the APA team, the Company requested that all in-scope suppliers complete a CMRT. APA also provided suppliers training and education to guide them on best practices and the use of the CMRT. APA monitored and tracked all communications in the AutoGen - CM for future reporting and transparency. The Company directly contacted suppliers that were unresponsive to APA’s communications during the diligence process and requested these suppliers to complete the CMRT and submit it to APA.

The Company’s program included automated data validation on all submitted CMRTs. The goal of data validation is to increase the accuracy of submissions and identify any contradictory answers in the CMRT. This data validation is based on questions within the declaration tab of the CMRT which help to identify areas that require further classification or risk assessment, as well as understand the due diligence efforts of in-scope suppliers. The results of this data validation contribute to the program’s assessment and are shared with the suppliers to ensure they understand areas that require clarification or improvement.

All submitted forms are accepted and classified as valid or invalid so that data is retained. Suppliers are contacted regarding invalid forms and are encouraged to submit a valid form. Suppliers are also provided with guidance on how to correct these validation errors in the form of feedback to their CMRT submission, training courses and direct engagement help through APA’s Conflict Minerals team. Because some suppliers may remain unresponsive to feedback, the Company tracks program gaps to account for future improvement opportunities.

Based on the findings through the RCOI process, the Company received responses from in-scope suppliers representing 99.4% of the Company’s total annual purchase value in 2022 for in-scope suppliers. The Company continues to perform further due diligence on the source and chain of custody of the minerals in question.

2. Management Systems

2.1 Conflict Minerals Statement

BorgWarner is committed to continuing to operate in a socially responsible manner and expects suppliers throughout its supply chain to supply products and materials from socially responsible sources. To that end, the Company has developed a conflict minerals statement that has been provided to all suppliers and can be found on our internet website at www.borgwarner.com.



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Exhibit 1.01
2.2 Internal Management Team

BorgWarner's cross-functional team to address CM reporting is composed of representatives from Global Supply Chain Management, Finance, Sales and Marketing, Information Technology, and Law.

3. Steps Taken to Determine Origin of Tin, Tantalum, Tungsten, and/or Gold in the Supply Chain

BorgWarner reviewed its standard purchase order terms and conditions and concluded that those requirements encompass supplier responsibility to provide CM reporting information.
Direct suppliers that were in scope in the previous year’s campaign and were still active suppliers were considered in scope for the 2022 campaign
The IMDS Database was utilized and any products that may have 3TG necessary to their function or production were mapped to the Company’s direct suppliers and considered in scope for the 2022 campaign
As a result of our review, BorgWarner’s Global Supply Chain Management team determined that approximately 875 direct material suppliers of BorgWarner should respond to CM information requests for 2022.

Please refer to the RCOI discussion above for detailed discussion on the Company’s engagement of APA and the Company’s use of the CMRT to determine the origin of 3TG in the Company’s supply chain.

The use of the CMRT allowed for some elimination of out-of-scope suppliers. Specifically, the first question of the CMRT asked suppliers whether any of the 3TG they use are necessary to the functionality or production of their products. We also periodically reviewed the supplier list to ensure that irrelevant or “out of scope” suppliers were removed from the survey process. We considered the following suppliers to be “out of scope”:

The company supplies packaging only (excluding labels)
The company supplies us with items that do not end up in our products (including equipment used to make our products)
The company is a test lab
The company is a service provider only

In accordance with OECD Guidance, it is important to understand risk levels associated with 3TG in the supply chain. Smelters or refiners that are not certified as DRC-Conflict Free pose a risk to the Company’s supply chain. Certain of the responses provided by suppliers to the CMRT included the names of facilities listed by the suppliers as smelters or refiners. BorgWarner does not have a direct relationship with 3TG smelters and refiners and does not perform or direct audits of these entities within our supply chain. APA compared these facilities listed in the responses to the list of smelters and refiners maintained by the Responsible Minerals Initiative (“RMI”), and if a supplier indicated that the facility was certified as “Conflict-Free,” APA confirmed that the name was listed by the RMI.

APA also directly contacts smelters and refiners that are not currently enrolled in the Responsible Minerals Assurance Process (“RMAP”) to encourage their participation and gather information regarding each facilities’ sourcing practices on behalf of its compliance partners.

Each facility that meets the RMI’s definition of a smelter or refiner of a 3TG mineral is assessed according to red-flag indicators defined in the OECD Guidance. APA uses numerous factors to
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Exhibit 1.01
determine the level of risk that each smelter poses to the supply chain by identifying red flags. These factors include:

Geographic proximity to the DRC and Covered Countries;
Known mineral source country of origin;
RMAP audit status;
Credible evidence of unethical or conflict sourcing;
Peer assessments conducted by credible third-party sources.

As part of our risk management plan under the OECD Guidance, when facilities of concern were reported on a CMRT by one of the suppliers surveyed, risk mitigation activities were initiated by the business unit responsible for managing the relationship with the supplier. Through APA, suppliers with submissions that included any smelters of concern were provided with feedback instructing that supplier to take their own independent risk mitigation actions. Examples include the submission of a product-specific CMRT to better identify the connection to products that they supply to the Company. Suppliers are given clear performance objectives within reasonable timeframes with the ultimate goal of progressive elimination of these smelters of concern from the supply chain. In addition, suppliers are guided to the educational materials on mitigating the risks identified through the data collection process.

Smelters and Refiners

Attached as Appendix A is a list of the 349 smelters and refineries (collectively referred to as “Smelters”) listed by our suppliers in their completed CMRTs that also appear on the lists of Smelters maintained by the RMI. Because most of the CMRTs we received from our suppliers were made on a company or business unit basis, rather than on a product-level basis, we are not able to identify which Smelters actually processed the 3TGs contained in our products. Therefore, our list of processing Smelters may contain more facilities than those that actually processed 3TG contained in our products. All information on Appendix A is based on information made publicly available by the RMI and listed on the RMI website as of March 10, 2023.

From the responses received, we identified a small number of smelters that potentially posed a potential risk. These concerns stem from the combination of risk factors outlined above. For suppliers that identified these specific smelters of concern on their CMRT, the suppliers were contacted by APA and BorgWarner to evaluate whether or not these smelters could be connected to BorgWarner’s products. The suppliers were asked to complete a product-level, rather than a company level, CMRT to better identify the connection to products that they supply. Other suppliers were evaluated internally to determine if they were in fact still active suppliers.

Foreign Sourcing & Sanctions Compliance

The Company does not source any Conflict Minerals directly from smelters or refiners in Russia. The Company also suspended new orders and shipments into and out of Russia and Belarus since the Russian Government’s invasion of Ukraine in February 2022 to promote compliance with applicable economic sanctions laws.

The Company also does not source any Conflict Minerals directly from smelters or refiners subject to any economic sanctions administered by the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC). Nor does it knowingly source indirectly from such parties. The Company maintains a robust, risk-based economic sanctions compliance program that prohibits transactions with such parties.

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Exhibit 1.01
To the extent that sanctioned entities or countries appear on Appendix A, these listing reflect datasets obtained from RMI. The RMI datasets, in turn, include potential countries of origin compiled from data provided by RMI’s participating members. The inclusion in Appendix A of any OFAC-sanctioned reflects these generalized, third-party datasets and does not indicate actual sourcing from any sanctioned countries or parties.

4. Results for Calendar Year 2022

Based on responses provided to our RCOI, we have no information that 3TG necessary to the functionality or production of our products financed or benefited armed groups in the Conflict Region.

5. Steps BorgWarner Has Taken or Will Take Since the End of Calendar Year 2022

Based on our evaluation of a supplier's response, we may conduct a more thorough due diligence inquiry, which may include follow-up questions to the supplier and the supplier's sub-suppliers within the supply chain, a review of any mine or smelter certification, a review of specifications and similar activities designed to determine the source of 3TG and whether that source directly or indirectly aids armed groups in the Conflict Region.
BorgWarner engages with suppliers directly to request that they complete a valid CMRT for the products that they supply to us. With respect to the OECD requirement to strengthen engagement with suppliers, BorgWarner has developed an internal procedure that includes steps of supplier engagement escalation such as virtual instructional meetings and corrective actions. Feedback from this engagement has allowed us to oversee improvements in supplier responses and supplier compliance for this initiative.
BorgWarner will continue to monitor the state of conflict in the Conflict Region and the availability of conflict-free smelters.

Due to the breadth and complexity of BorgWarner’s products and respective supply chain, it will take time for many of our suppliers to verify the origin of 3TG in the products they supply to us. Using our supply chain due diligence processes, driving accountability within the supply chain by leveraging the industry standard RMI, RMAP, and continuing our outreach efforts, we hope to further develop information from our downstream suppliers.


Continuous Improvement of Supply Chain Due Diligence

The activities undertaken by BorgWarner as described have helped to mitigate the risk that the 3TG materials necessary to BorgWarner’s products benefited armed groups in the Covered Countries. Going forward, BorgWarner intends to take the following steps to improve its due diligence process and further mitigate the risk that the 3TG materials necessary to our combined products benefit armed groups:

1.Continue to strengthen BorgWarner’s engagement with its suppliers regarding Conflict Minerals, including requiring CMRT information from key suppliers and any new supplier;

2.Continue to drive BorgWarner’s suppliers to obtain current, accurate, and complete information from their supply chain about their smelters and refiners of Conflict Minerals;

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Exhibit 1.01
3.Encourage smelters identified as part of BorgWarner’s supply chain which are sourcing, or believed to be sourcing, from the Covered Countries to be audited and certified to a protocol recognized by the RMAP, either directly or indirectly through suppliers and/or relevant industry partnerships, including follow-up in 2023 on smelters that required risk mitigation in 2022; and

4.Evaluate participation in relevant trade associations to define and improve best practices and build leverage over the supply chain in accordance with the OECD Guidance.

Additional Risk Factors

The statements within are based on the RCOI process and due diligence performed in good faith by BorgWarner based on the information available at the time. A number of factors could introduce errors or otherwise affect the statements made within. These factors include, but are not limited to, gaps in supplier data, gaps in smelter data, errors or omissions in information provided by suppliers, errors or omissions in information provided by smelters, confusion by suppliers over requirements of the SEC final rule, gaps in supplier education and knowledge, errors or omissions in public information, translation of public data, oversights or errors in conflict-free smelter audits, Covered Country-sourced materials being declared secondary materials, illegally tagged conflict minerals from Covered Countries being introduced into the supply chain, and smuggling of Conflict Minerals from Covered Countries to countries beyond the Covered Countries.

This Conflict Minerals Report was not subjected to an independent private sector audit.




























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Exhibit 1.01
Appendix A - Smelter List
Includes: Minerals, Smelter/Refinery Name and Smelter Identification Number.

3TG MetalSmelter / Refinery NameSmelter ID
GoldAdvanced Chemical CompanyCID000015
GoldAida Chemical Industries Co., Ltd.CID000019
GoldAgosi AGCID000035
GoldAlmalyk Mining and Metallurgical Complex (AMMC)CID000041
GoldAngloGold Ashanti Corrego do Sitio MineracaoCID000058
GoldArgor-Heraeus S.A.CID000077
GoldAsahi Pretec Corp.CID000082
GoldAsaka Riken Co., Ltd.CID000090
GoldAurubis AGCID000113
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)CID000128
GoldBoliden ABCID000157
GoldC. Hafner GmbH + Co. KGCID000176
GoldCCR Refinery - Glencore Canada CorporationCID000185
GoldCendres + Metaux S.A.CID000189
GoldChimet S.p.A.CID000233
GoldChugai MiningCID000264
GoldDSC (Do Sung Corporation)CID000359
GoldDowaCID000401
GoldEco-System Recycling Co., Ltd. East PlantCID000425
GoldLT Metal Ltd.CID000689
GoldHeimerle + Meule GmbHCID000694
GoldHeraeus Metals Hong Kong Ltd.CID000707
GoldHeraeus Germany GmbH Co. KGCID000711
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.CID000801
GoldIshifuku Metal Industry Co., Ltd.CID000807
GoldIstanbul Gold RefineryCID000814
GoldJapan MintCID000823
GoldJiangxi Copper Co., Ltd.CID000855
GoldAsahi Refining USA Inc.CID000920
GoldAsahi Refining Canada Ltd.CID000924
GoldJX Nippon Mining & Metals Co., Ltd.CID000937
GoldKazzincCID000957
GoldKennecott Utah Copper LLCCID000969
GoldKojima Chemicals Co., Ltd.CID000981
GoldLS-NIKKO Copper Inc.CID001078
GoldMaterionCID001113
GoldMatsuda Sangyo Co., Ltd.CID001119
GoldMetalor Technologies (Suzhou) Ltd.CID001147
GoldMetalor Technologies (Hong Kong) Ltd.CID001149
GoldMetalor Technologies (Singapore) Pte., Ltd.CID001152
GoldMetalor Technologies S.A.CID001153
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Exhibit 1.01
GoldMetalor USA Refining CorporationCID001157
GoldMetalurgica Met-Mex Penoles S.A. De C.V.CID001161
GoldMitsubishi Materials CorporationCID001188
GoldMitsui Mining and Smelting Co., Ltd.CID001193
GoldNadir Metal Rafineri San. Ve Tic. A.S.CID001220
GoldNavoi Mining and Metallurgical CombinatCID001236
GoldNihon Material Co., Ltd.CID001259
GoldOhura Precious Metal Industry Co., Ltd.CID001325
GoldMKS PAMP SACID001352
GoldPT Aneka Tambang (Persero) TbkCID001397
GoldPX Precinox S.A.CID001498
GoldRand Refinery (Pty) Ltd.CID001512
GoldRoyal Canadian MintCID001534
GoldSamduck Precious MetalsCID001555
GoldSEMPSA Joyeria Plateria S.A.CID001585
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.CID001622
GoldSichuan Tianze Precious Metals Co., Ltd.CID001736
GoldSolar Applied Materials Technology Corp.CID001761
GoldSumitomo Metal Mining Co., Ltd.CID001798
GoldTanaka Kikinzoku Kogyo K.K.CID001875
GoldShandong Gold Smelting Co., Ltd.CID001916
GoldTokuriki Honten Co., Ltd.CID001938
GoldTorecomCID001955
GoldUmicore S.A. Business Unit Precious Metals RefiningCID001980
GoldUnited Precious Metal Refining, Inc.CID001993
GoldValcambi S.A.CID002003
GoldWestern Australian Mint (T/a The Perth Mint)CID002030
GoldYamakin Co., Ltd.CID002100
GoldYokohama Metal Co., Ltd.CID002129
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationCID002224
GoldGold Refinery of Zijin Mining Group Co., Ltd.CID002243
GoldSAFINA A.S.CID002290
GoldUmicore Precious Metals ThailandCID002314
GoldGeib Refining CorporationCID002459
GoldMMTC-PAMP India Pvt., Ltd.CID002509
GoldKGHM Polska Miedz Spolka AkcyjnaCID002511
GoldSingway Technology Co., Ltd.CID002516
GoldAl Etihad Gold Refinery DMCCCID002560
GoldEmirates Gold DMCCCID002561
GoldT.C.A S.p.ACID002580
GoldREMONDIS PMR B.V.CID002582
GoldKorea Zinc Co., Ltd.CID002605
GoldMarsam MetalsCID002606
GoldTOO Tau-Ken-AltynCID002615
GoldAbington Reldan Metals, LLCCID002708
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Exhibit 1.01
GoldSAAMPCID002761
GoldL'Orfebre S.A.CID002762
Gold8853 S.p.A.CID002763
GoldItalpreziosiCID002765
GoldWIELAND Edelmetalle GmbHCID002778
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHCID002779
GoldGGC Gujrat Gold Centre Pvt. Ltd.CID002852
GoldBangalore RefineryCID002863
GoldSungEel HiMetal Co., Ltd.CID002918
GoldPlanta Recuperadora de Metales SpACID002919
GoldSafimet S.p.ACID002973
GoldNH Recytech CompanyCID003189
GoldC.I Metales Procesados Industriales SASCID003421
GoldEco-System Recycling Co., Ltd. North PlantCID003424
GoldEco-System Recycling Co., Ltd. West PlantCID003425
GoldAugmont Enterprises Private LimitedCID003461
GoldAlexy MetalsCID003500
GoldSancus ZFS (L’Orfebre, SA)CID003529
GoldMetal Concentrators SA (Pty) Ltd.CID003575
GoldWEEEREFININGCID003615
TantalumChangsha South Tantalum Niobium Co., Ltd.CID000211
TantalumF&X Electro-Materials Ltd.CID000460
TantalumXIMEI RESOURCES (GUANGDONG) LIMITEDCID000616
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.CID000914
TantalumJiujiang Tanbre Co., Ltd.CID000917
TantalumAMG BrasilCID001076
TantalumMetallurgical Products India Pvt., Ltd.CID001163
TantalumMineracao Taboca S.A.CID001175
TantalumMitsui Mining and Smelting Co., Ltd.CID001192
TantalumNPM Silmet ASCID001200
TantalumNingxia Orient Tantalum Industry Co., Ltd.CID001277
TantalumQuantumCleanCID001508
TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.CID001522
TantalumSolikamsk Magnesium Works OAOCID001769
TantalumTaki Chemical Co., Ltd.CID001869
TantalumTelex MetalsCID001891
TantalumUlba Metallurgical Plant JSCCID001969
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.CID002492
TantalumD Block Metals, LLCCID002504
TantalumFIR Metals & Resource Ltd.CID002505
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.CID002506
TantalumXinXing HaoRong Electronic Material Co., Ltd.CID002508
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.CID002512
TantalumKEMET de MexicoCID002539
TantalumTANIOBIS Co., Ltd.CID002544
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Exhibit 1.01
TantalumTANIOBIS GmbHCID002545
TantalumH.C. Starck Hermsdorf GmbHCID002547
TantalumMaterion Newton Inc.CID002548
TantalumTANIOBIS Japan Co., Ltd.CID002549
TantalumTANIOBIS Smelting GmbH & Co. KGCID002550
TantalumGlobal Advanced Metals BoyertownCID002557
TantalumGlobal Advanced Metals AizuCID002558
TantalumResind Industria e Comercio Ltda.CID002707
TantalumJiangxi Tuohong New Raw MaterialCID002842
TantalumRFH Yancheng Jinye New Material Technology Co., Ltd.CID003583
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.CID000228
TinAlphaCID000292
TinPT Aries Kencana SejahteraCID000309
TinDowaCID000402
TinEM VintoCID000438
TinEstanho de Rondonia S.A.CID000448
TinFenix MetalsCID000468
TinGejiu Non-Ferrous Metal Processing Co., Ltd.CID000538
TinGejiu Zili Mining And Metallurgy Co., Ltd.CID000555
TinChina Tin Group Co., Ltd.CID001070
TinMalaysia Smelting Corporation (MSC)CID001105
TinMetallic Resources, Inc.CID001142
TinMineracao Taboca S.A.CID001173
TinMinsurCID001182
TinMitsubishi Materials CorporationCID001191
TinJiangxi New Nanshan Technology Ltd.CID001231
TinNovosibirsk Tin CombineCID001305
TinO.M. Manufacturing (Thailand) Co., Ltd.CID001314
TinOperaciones Metalurgicas S.A.CID001337
TinPT Artha Cipta LanggengCID001399
TinPT Babel Inti PerkasaCID001402
TinPT Babel Surya Alam LestariCID001406
TinPT Bukit TimahCID001428
TinPT Mitra Stania PrimaCID001453
TinPT Prima Timah UtamaCID001458
TinPT Refined Bangka TinCID001460
TinPT Sariwiguna BinasentosaCID001463
TinPT Stanindo Inti PerkasaCID001468
TinPT Timah Tbk KundurCID001477
TinPT Timah Tbk MentokCID001482
TinPT Timah NusantaraCID001486
TinPT Tinindo Inter NusaCID001490
TinRui Da HungCID001539
TinThaisarcoCID001898
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.CID001908
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Exhibit 1.01
TinWhite Solder Metalurgia e Mineracao Ltda.CID002036
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.CID002158
TinTin Smelting Branch of Yunnan Tin Co., Ltd.CID002180
TinCV Venus Inti PerkasaCID002455
TinMagnu's Minerais Metais e Ligas Ltda.CID002468
TinPT ATD Makmur Mandiri JayaCID002503
TinO.M. Manufacturing Philippines, Inc.CID002517
TinPT Rajehan AriqCID002593
TinPT Cipta Persada MuliaCID002696
TinResind Industria e Comercio Ltda.CID002706
TinSuper LigasCID002756
TinMetallo Belgium N.V.CID002773
TinMetallo Spain S.L.U.CID002774
TinPT Sukses Inti MakmurCID002816
TinThai Nguyen Mining and Metallurgy Co., Ltd.CID002834
TinPT Menara Cipta MuliaCID002835
TinHuiChang Hill Tin Industry Co., Ltd.CID002844
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.CID003116
TinChifeng Dajingzi Tin Industry Co., Ltd.CID003190
TinPT Bangka SerumpunCID003205
TinTin Technology & RefiningCID003325
TinMa'anshan Weitai Tin Co., Ltd.CID003379
TinPT Rajawali Rimba PerkasaCID003381
TinLuna Smelter, Ltd.CID003387
TinPT Mitra Sukses GlobalindoCID003449
TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaCID003486
TinCRM SynergiesCID003524
TinFabrica Auricchio Industria e Comercio Ltda.CID003582
TungstenA.L.M.T. Corp.CID000004
TungstenKennametal HuntsvilleCID000105
TungstenGuangdong Xianglu Tungsten Co., Ltd.CID000218
TungstenChongyi Zhangyuan Tungsten Co., Ltd.CID000258
TungstenGlobal Tungsten & Powders Corp.CID000568
TungstenHunan Chenzhou Mining Co., Ltd.CID000766
TungstenHunan Chunchang Nonferrous Metals Co., Ltd.CID000769
TungstenJapan New Metals Co., Ltd.CID000825
TungstenGanzhou Huaxing Tungsten Products Co., Ltd.CID000875
TungstenKennametal FallonCID000966
TungstenWolfram Bergbau und Hutten AGCID002044
TungstenXiamen Tungsten Co., Ltd.CID002082
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.CID002315
TungstenJiangxi Yaosheng Tungsten Co., Ltd.CID002316
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.CID002317
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.CID002318
TungstenMalipo Haiyu Tungsten Co., Ltd.CID002319
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Exhibit 1.01
TungstenXiamen Tungsten (H.C.) Co., Ltd.CID002320
TungstenJiangxi Gan Bei Tungsten Co., Ltd.CID002321
TungstenGanzhou Seadragon W & Mo Co., Ltd.CID002494
TungstenAsia Tungsten Products Vietnam Ltd.CID002502
TungstenHunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products BranchCID002513
TungstenH.C. Starck Tungsten GmbHCID002541
TungstenTANIOBIS Smelting GmbH & Co. KGCID002542
TungstenMasan High-Tech MaterialsCID002543
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.CID002551
TungstenNiagara Refining LLCCID002589
TungstenChina Molybdenum Tungsten Co., Ltd.CID002641
TungstenGanzhou Haichuang Tungsten Co., Ltd.CID002645
TungstenHydrometallurg, JSCCID002649
TungstenUnecha Refractory metals plantCID002724
TungstenPhilippine Chuangxin Industrial Co., Inc.CID002827
TungstenXinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.CID002830
TungstenACL Metais EireliCID002833
TungstenMoliren Ltd.CID002845
TungstenKGETS Co., Ltd.CID003388
TungstenFujian Ganmin RareMetal Co., Ltd.CID003401
TungstenLianyou Metals Co., Ltd.CID003407
TungstenJSC "Kirovgrad Hard Alloys Plant"CID003408
TungstenNPP Tyazhmetprom LLCCID003416
TungstenHubei Green Tungsten Co., Ltd.CID003417
TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.CID003427
TungstenCronimet Brasil LtdaCID003468
TungstenFujian Xinlu Tungsten Co., Ltd.CID003609
TungstenOOO “Technolom” 2CID003612
TungstenOOO “Technolom” 1CID003614
GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.CID000103
GoldCaridadCID000180
GoldYunnan Copper Industry Co., Ltd.CID000197
GoldDaye Non-Ferrous Metals Mining Ltd.CID000343
GoldJSC Novosibirsk RefineryCID000493
GoldRefinery of Seemine Gold Co., Ltd.CID000522
GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.CID000651
GoldHangzhou Fuchunjiang Smelting Co., Ltd.CID000671
GoldHunan Chenzhou Mining Co., Ltd.CID000767
GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.CID000773
GoldHwaSeong CJ CO., LTD.CID000778
GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantCID000927
GoldJSC UralelectromedCID000929
GoldKazakhmys Smelting LLCCID000956
GoldKyrgyzaltyn JSCCID001029
GoldL'azurde Company For JewelryCID001032
12

Exhibit 1.01
GoldLingbao Gold Co., Ltd.CID001056
GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.CID001058
GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.CID001093
GoldMoscow Special Alloys Processing PlantCID001204
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)CID001326
GoldPenglai Penggang Gold Industry Co., Ltd.CID001362
GoldPrioksky Plant of Non-Ferrous MetalsCID001386
GoldSabin Metal Corp.CID001546
GoldSamwon Metals Corp.CID001562
GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.CID001619
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsCID001756
GoldSuper Dragon Technology Co., Ltd.CID001810
GoldGreat Wall Precious Metals Co., Ltd. of CBPMCID001909
GoldTongling Nonferrous Metals Group Co., Ltd.CID001947
GoldMorris and WatsonCID002282
GoldGuangdong Jinding Gold LimitedCID002312
GoldFidelity Printers and Refiners Ltd.CID002515
GoldShandong Humon Smelting Co., Ltd.CID002525
GoldShenzhen Zhonghenglong Real Industry Co., Ltd.CID002527
GoldInternational Precious Metal RefinersCID002562
GoldKaloti Precious MetalsCID002563
GoldSudan Gold RefineryCID002567
GoldFujairah Gold FZCCID002584
GoldIndustrial Refining CompanyCID002587
GoldShirpur Gold Refinery Ltd.CID002588
GoldAU Traders and RefinersCID002850
GoldSai RefineryCID002853
GoldModeltech Sdn BhdCID002857
GoldKyshtym Copper-Electrolytic Plant ZAOCID002865
GoldDegussa Sonne / Mond Goldhandel GmbHCID002867
GoldPease & CurrenCID002872
GoldJALAN & CompanyCID002893
GoldABC Refinery Pty Ltd.CID002920
GoldState Research Institute Center for Physical Sciences and TechnologyCID003153
GoldAfrican Gold RefineryCID003185
GoldGold Coast RefineryCID003186
GoldQG Refining, LLCCID003324
GoldDijllah Gold Refinery FZCCID003348
GoldCGR Metalloys Pvt Ltd.CID003382
GoldSovereign MetalsCID003383
GoldKundan Care Products Ltd.CID003463
GoldEmerald Jewel Industry India Limited (Unit 1)CID003487
GoldEmerald Jewel Industry India Limited (Unit 2)CID003488
GoldEmerald Jewel Industry India Limited (Unit 3)CID003489
GoldEmerald Jewel Industry India Limited (Unit 4)CID003490
13

Exhibit 1.01
GoldK.A. RasmussenCID003497
GoldSellem Industries Ltd.CID003540
GoldMD OverseasCID003548
GoldMetallix Refining Inc.CID003557
TinPT Premium Tin IndonesiaCID000313
TinGejiu Kai Meng Industry and Trade LLCCID000942
TinPT Belitung Industri SejahteraCID001421
TinPT Panca Mega PersadaCID001457
TinPT Tommy UtamaCID001493
TinVQB Mineral and Trading Group JSCCID002015
TinPT Tirus Putra MandiriCID002478
TinMelt Metais e Ligas S.A.CID002500
TinCV Ayi JayaCID002570
TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyCID002572
TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyCID002573
TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyCID002574
TinAn Vinh Joint Stock Mineral Processing CompanyCID002703
TinModeltech Sdn BhdCID002858
TinPongpipat Company LimitedCID003208
TinDongguan CiEXPO Environmental Engineering Co., Ltd.CID003356
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.CID003397
TinPrecious Minerals and Smelting LimitedCID003409
TinGejiu City Fuxiang Industry and Trade Co., Ltd.CID003410
TungstenCNMC (Guangxi) PGMA Co., Ltd.CID000281
TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.CID002313
TungstenArtek LLCCID003553
GoldGold by Gold ColombiaCID003641
TinPT Putera Sarana Shakti (PT PSS)CID003868
TinPT Bangka Prima TinCID002776
TungstenLLC VostokCID003643
GoldShenzhen CuiLu Gold Co., Ltd.CID002750
GoldDongwu Gold GroupCID003663
TinPT Bangka Tin IndustryCID001419
TinDS MyanmarCID003831
GoldAlbino Mountinho Lda.CID002760
Tantalum5D Production OUCID003926
TungstenYUDU ANSHENG TUNGSTEN CO., LTD.CID003662
TungstenHANNAE FOR T Co., Ltd.CID003978

14