0001085146-21-002115.txt : 20210728 0001085146-21-002115.hdr.sgml : 20210728 20210727210717 ACCESSION NUMBER: 0001085146-21-002115 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210728 DATE AS OF CHANGE: 20210727 EFFECTIVENESS DATE: 20210728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 211119556 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-754-5111 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000908195 XXXXXXXX 06-30-2021 06-30-2021 false SHUFRO ROSE & CO LLC

600 LEXINGTON AVENUE 15TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-04541 N Steven J. Glass 212-754-5100 /s/ Steven J. Glass New York NY 07-26-2021 0 300 1328261 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 180 DEGREE CAP CORP COM NEW 68235B208 218 27001 SH SOLE 0 0 27001 3M CO COM 88579Y101 5519 27786 SH SOLE 0 0 27786 ABB LTD SPONSORED ADR 000375204 7362 216580 SH SOLE 0 0 216580 ABBOTT LABS COM 002824100 321 2772 SH SOLE 0 0 2772 ABBVIE INC COM 00287Y109 227 2016 SH SOLE 0 0 2016 ABERDEEN GLOBAL INCOME FD IN COM 003013109 290 31900 SH SOLE 0 0 31900 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 146 16625 SH SOLE 0 0 16625 ACACIA RESH CORP ACACIA TCH COM 003881307 122 18015 SH SOLE 0 0 18015 AFLAC INC COM 001055102 259 4818 SH SOLE 0 0 4818 AIR LEASE CORP CL A 00912X302 1456 34875 SH SOLE 0 0 34875 ALASKA AIR GROUP INC COM 011659109 458 7600 SH SOLE 0 0 7600 ALLEGHANY CORP MD COM 017175100 8729 13086 SH SOLE 0 0 13086 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 724 57903 SH SOLE 0 0 57903 ALLSTATE CORP COM 020002101 292 2235 SH SOLE 0 0 2235 ALPHABET INC CAP STK CL A 02079K305 1018 417 SH SOLE 0 0 417 ALPHABET INC CAP STK CL C 02079K107 1915 764 SH SOLE 0 0 764 ALTO INGREDIENTS INC COM 021513106 61 10000 SH SOLE 0 0 10000 A-MARK PRECIOUS METALS INC COM 00181T107 465 10000 SH SOLE 0 0 10000 AMAZON COM INC COM 023135106 14194 4126 SH SOLE 0 0 4126 AMERICAN EXPRESS CO COM 025816109 286 1733 SH SOLE 0 0 1733 AMERICAN FINL GROUP INC OHIO COM 025932104 424 3400 SH SOLE 0 0 3400 AMERICAN NATIONAL GROUP INC COM NEW 02772A109 943 6350 SH SOLE 0 0 6350 AMERICAN WELL CORP CL A 03044L105 146 11600 SH SOLE 0 0 11600 AMERICAN WELL CORP CL A 03044L105 31 2500 SH Call SOLE 0 0 2500 AMETEK INC COM 031100100 437 3274 SH SOLE 0 0 3274 AMGEN INC COM 031162100 12748 52299 SH SOLE 0 0 52299 ANTHEM INC COM 036752103 539 1412 SH SOLE 0 0 1412 AON PLC SHS CL A G0403H108 4656 19500 SH SOLE 0 0 19500 APOLLO SR FLOATING RATE FD I COM 037636107 715 45300 SH SOLE 0 0 45300 APPLE INC COM 037833100 33838 247064 SH SOLE 0 0 247064 APPLE INC COM 037833100 685 5000 SH Put SOLE 0 0 5000 ARCOSA INC COM 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CHENIERE ENERGY INC COM NEW 16411R208 2806 32350 SH SOLE 0 0 32350 CHEVRON CORP NEW COM 166764100 1922 18349 SH SOLE 0 0 18349 CISCO SYS INC COM 17275R102 23482 443058 SH SOLE 0 0 443058 CITIGROUP INC COM NEW 172967424 1037 14650 SH SOLE 0 0 14650 COCA COLA CO COM 191216100 435 8033 SH SOLE 0 0 8033 COHEN & STEERS INFRASTRUCTUR COM 19248A109 244 8500 SH SOLE 0 0 8500 COHEN & STEERS QUALITY INCOM COM 19247L106 233 14800 SH SOLE 0 0 14800 COHEN & STEERS TOTAL RETURN COM 19247R103 200 12300 SH SOLE 0 0 12300 COINBASE GLOBAL INC COM CL A 19260Q107 484 1910 SH SOLE 0 0 1910 COMCAST CORP NEW CL A 20030N101 485 8503 SH SOLE 0 0 8503 CONOCOPHILLIPS COM 20825C104 1314 21575 SH SOLE 0 0 21575 CONSOLIDATED EDISON INC COM 209115104 308 4299 SH SOLE 0 0 4299 CORNING INC COM 219350105 56549 1382611 SH SOLE 0 0 1382611 COVETRUS INC COM 22304C100 327 12100 SH SOLE 0 0 12100 CSX CORP COM 126408103 231 7199 SH SOLE 0 0 7199 CVS HEALTH CORP COM 126650100 1144 13706 SH SOLE 0 0 13706 CVS HEALTH CORP COM 126650100 83 1000 SH Put SOLE 0 0 1000 DANA INC COM 235825205 1083 45600 SH SOLE 0 0 45600 DIAGEO PLC SPON ADR NEW 25243Q205 249 1300 SH SOLE 0 0 1300 DISNEY WALT CO COM 254687106 8657 49250 SH SOLE 0 0 49250 DOLLAR GEN CORP NEW COM 256677105 216 1000 SH SOLE 0 0 1000 DOMINION ENERGY INC COM 25746U109 2358 32052 SH SOLE 0 0 32052 EATON VANCE FLTING RATE INC COM 278279104 386 26800 SH SOLE 0 0 26800 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 140 10000 SH SOLE 0 0 10000 EATON VANCE SR FLTNG RTE TR COM 27828Q105 405 28600 SH SOLE 0 0 28600 EMERSON ELEC CO COM 291011104 3003 31199 SH SOLE 0 0 31199 ENBRIDGE INC COM 29250N105 949 23701 SH SOLE 0 0 23701 ENTERPRISE PRODS PARTNERS L COM 293792107 288 11950 SH SOLE 0 0 11950 EQUINIX INC COM 29444U700 2244 2796 SH SOLE 0 0 2796 EQUUS TOTAL RETURN INC COM 294766100 35 17735 SH SOLE 0 0 17735 EXPEDIA GROUP INC COM NEW 30212P303 269 1645 SH SOLE 0 0 1645 EXXON MOBIL CORP COM 30231G102 5188 82240 SH SOLE 0 0 82240 FACEBOOK INC CL A 30303M102 796 2290 SH SOLE 0 0 2290 FIDELITY MERRIMACK STR TR LOW DURTIN ETF 316188408 244 4800 SH SOLE 0 0 4800 FIRST TR SR FLTG RATE INCOME COM 33733U108 268 21100 SH SOLE 0 0 21100 FORD MTR CO DEL COM 345370860 165 11113 SH SOLE 0 0 11113 FREQUENCY ELECTRS INC COM 358010106 335 34161 SH SOLE 0 0 34161 FRIEDMAN INDS INC COM 358435105 644 48091 SH SOLE 0 0 48091 GARTNER INC COM 366651107 261 1078 SH SOLE 0 0 1078 GATX CORP COM 361448103 372 4200 SH SOLE 0 0 4200 GENCOR INDS INC COM 368678108 287 23608 SH SOLE 0 0 23608 GENERAL ELECTRIC CO COM 369604103 959 71280 SH SOLE 0 0 71280 GENERAL MLS INC COM 370334104 2606 42766 SH SOLE 0 0 42766 GENERAL MTRS CO COM 37045V100 3843 64951 SH SOLE 0 0 64951 GILEAD SCIENCES INC COM 375558103 402 5839 SH SOLE 0 0 5839 GLADSTONE LD CORP COM 376549101 1347 56000 SH SOLE 0 0 56000 GOLDMAN SACHS ETF TR ACES ULTRA SHR 381430230 932 18381 SH SOLE 0 0 18381 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 6483 158851 SH SOLE 0 0 158851 GOLDMAN SACHS ETF TR ACTIVEBETA 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TRADED FD TR II PFD ETF 46138E511 461 30075 SH SOLE 0 0 30075 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 1287 61018 SH SOLE 0 0 61018 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 9525 441178 SH SOLE 0 0 441178 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 444 19035 SH SOLE 0 0 19035 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 1804 83040 SH SOLE 0 0 83040 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 461 18100 SH SOLE 0 0 18100 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 723 32589 SH SOLE 0 0 32589 INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 46138J643 87366 3783727 SH SOLE 0 0 3783727 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 60174 399217 SH SOLE 0 0 399217 INVESCO MUN OPPORTUNITY TR COM 46132C107 136 10000 SH SOLE 0 0 10000 INVESCO QQQ TR UNIT SER 1 46090E103 785 2214 SH SOLE 0 0 2214 INVESCO TR INVT GRADE MUNS COM 46131M106 231 16500 SH SOLE 0 0 16500 ISHARES INC MSCI EQUAL WEITE 464286681 800 9464 SH SOLE 0 0 9464 ISHARES TR 0-5YR INVT GR CP 46434V100 1600 30875 SH SOLE 0 0 30875 ISHARES TR BLACKROCK ULTRA 46434V878 16510 326800 SH SOLE 0 0 326800 ISHARES TR CORE MSCI EAFE 46432F842 10178 135959 SH SOLE 0 0 135959 ISHARES TR CORE MSCI TOTAL 46432F834 623 8498 SH SOLE 0 0 8498 ISHARES TR CORE US AGGBD ET 464287226 2004 17374 SH SOLE 0 0 17374 ISHARES TR GL CLEAN ENE ETF 464288224 1208 51474 SH SOLE 0 0 51474 ISHARES TR ISHS 1-5YR INVS 464288646 20373 371697 SH SOLE 0 0 371697 ISHARES TR LATN AMER 40 ETF 464287390 443 14060 SH SOLE 0 0 14060 ISHARES TR MSCI USA MIN VOL 46429B697 44197 600418 SH SOLE 0 0 600418 ISHARES TR MSCI USA MMENTM 46432F396 495 2856 SH SOLE 0 0 2856 ISHARES TR MSCI USA QLT FCT 46432F339 17624 132643 SH SOLE 0 0 132643 ISHARES TR PFD AND INCM SEC 464288687 987 25085 SH SOLE 0 0 25085 ISHARES TR RESIDENTIAL MULT 464288562 342 4100 SH SOLE 0 0 4100 ISHARES TR RUS 1000 GRW ETF 464287614 661 2436 SH SOLE 0 0 2436 ISHARES TR RUSSELL 2000 ETF 464287655 1276 5565 SH SOLE 0 0 5565 ISHARES TR S&P 500 GRWT ETF 464287309 222 3052 SH SOLE 0 0 3052 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 21061 419832 SH SOLE 0 0 419832 J & J SNACK FOODS CORP COM 466032109 2948 16900 SH SOLE 0 0 16900 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 78882 1554632 SH SOLE 0 0 1554632 JACOBS ENGR GROUP INC COM 469814107 2937 22010 SH SOLE 0 0 22010 JETBLUE AWYS CORP COM 477143101 449 26750 SH SOLE 0 0 26750 JOHNSON & JOHNSON COM 478160104 3479 21115 SH SOLE 0 0 21115 JOHNSON CTLS INTL PLC SHS G51502105 29781 433940 SH SOLE 0 0 433940 JPMORGAN CHASE & CO COM 46625H100 30733 197588 SH SOLE 0 0 197588 KAR AUCTION SVCS INC COM 48238T109 298 17000 SH SOLE 0 0 17000 KELLY SVCS INC CL A 488152208 1336 55744 SH SOLE 0 0 55744 KENNAMETAL INC COM 489170100 10398 289478 SH SOLE 0 0 289478 KIMBERLY-CLARK CORP COM 494368103 337 2521 SH SOLE 0 0 2521 KIRBY CORP COM 497266106 437 7200 SH SOLE 0 0 7200 KLA CORP COM NEW 482480100 1012 3122 SH SOLE 0 0 3122 L3HARRIS TECHNOLOGIES INC COM 502431109 653 3020 SH SOLE 0 0 3020 LAUDER ESTEE COS INC CL A 518439104 4439 13957 SH SOLE 0 0 13957 LENNAR CORP CL A 526057104 21581 217219 SH SOLE 0 0 217219 LIBERTY BROADBAND CORP COM SER C 530307305 2836 16332 SH SOLE 0 0 16332 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 1486 31902 SH SOLE 0 0 31902 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 7823 168636 SH SOLE 0 0 168636 LILLY ELI & CO COM 532457108 10593 46153 SH SOLE 0 0 46153 LINCOLN NATL CORP IND COM 534187109 709 11280 SH SOLE 0 0 11280 M & T BK CORP COM 55261F104 405 2786 SH SOLE 0 0 2786 MAGAL SECURITY SYS LTD ORD M6786D104 61 12835 SH SOLE 0 0 12835 MANHATTAN BRDG CAP INC COM 562803106 872 111125 SH SOLE 0 0 111125 MANITEX INTL INC COM 563420108 1425 195500 SH SOLE 0 0 195500 MARATHON PETE CORP COM 56585A102 1067 17662 SH SOLE 0 0 17662 MARATHON PETE CORP COM 56585A102 151 2500 SH Put SOLE 0 0 2500 MASTERCARD INCORPORATED CL A 57636Q104 232 634 SH SOLE 0 0 634 MCKESSON CORP COM 58155Q103 516 2700 SH SOLE 0 0 2700 MEDICAL PPTYS TRUST INC COM 58463J304 663 33000 SH SOLE 0 0 33000 MEDTRONIC PLC SHS G5960L103 1149 9254 SH SOLE 0 0 9254 MERCER INTL INC COM 588056101 2480 194500 SH SOLE 0 0 194500 MERCK & CO INC COM 58933Y105 1789 23002 SH SOLE 0 0 23002 METLIFE INC COM 59156R108 5164 86284 SH SOLE 0 0 86284 MICROSOFT CORP COM 594918104 33654 124229 SH SOLE 0 0 124229 MICROSOFT CORP COM 594918104 406 1500 SH Put SOLE 0 0 1500 MONMOUTH REAL ESTATE INVT CO CL A 609720107 1172 62600 SH SOLE 0 0 62600 MONTROSE ENVIRONMENTAL GROUP COM 615111101 485 9031 SH SOLE 0 0 9031 MORGAN STANLEY COM NEW 617446448 726 7920 SH SOLE 0 0 7920 NATIONAL WESTN LIFE GROUP IN CL A 638517102 1082 4820 SH SOLE 0 0 4820 NEW YORK CMNTY BANCORP INC COM 649445103 623 56550 SH SOLE 0 0 56550 NEXTERA ENERGY INC COM 65339F101 249 3396 SH SOLE 0 0 3396 NIO INC SPON ADS 62914V106 216 4061 SH SOLE 0 0 4061 NIO INC SPON ADS 62914V106 106 2000 SH Put SOLE 0 0 2000 NORTONLIFELOCK INC COM 668771108 1394 51211 SH SOLE 0 0 51211 NOVARTIS AG SPONSORED ADR 66987V109 423 4640 SH SOLE 0 0 4640 NOVOCURE LTD ORD SHS G6674U108 288 1300 SH SOLE 0 0 1300 NUTRIEN LTD COM 67077M108 7209 118945 SH SOLE 0 0 118945 NUVEEN MUN VALUE FD INC COM 670928100 155 13400 SH SOLE 0 0 13400 NUVEEN NEW YORK QLT MUN INC COM 67066X107 196 13000 SH SOLE 0 0 13000 NUVEEN PFD & INCM SECURTIES COM 67072C105 172 17259 SH SOLE 0 0 17259 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 100 10000 SH SOLE 0 0 10000 NVIDIA CORPORATION COM 67066G104 373 466 SH SOLE 0 0 466 OPKO HEALTH INC COM 68375N103 91 22500 SH SOLE 0 0 22500 ORGANON & CO COMMON STOCK 68622V106 236 7798 SH SOLE 0 0 7798 PDC ENERGY INC COM 69327R101 3114 68000 SH SOLE 0 0 68000 PEDEVCO CORP COM PAR 70532Y303 113 71095 SH SOLE 0 0 71095 PERMA-PIPE INTL HLDGS INC COM 714167103 784 117591 SH SOLE 0 0 117591 PFIZER INC COM 717081103 3352 85609 SH SOLE 0 0 85609 PHILLIPS 66 COM 718546104 206 2400 SH SOLE 0 0 2400 PIMCO INCOME STRATEGY FD COM 72201H108 473 37100 SH SOLE 0 0 37100 PIMCO INCOME STRATEGY FD II COM 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ROMEO POWER INC COM 776153108 57 7000 SH Call SOLE 0 0 7000 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 457 11300 SH SOLE 0 0 11300 RPT REALTY SH BEN INT 74971D101 130 10000 SH SOLE 0 0 10000 S&P GLOBAL INC COM 78409V104 274 667 SH SOLE 0 0 667 S&W SEED CO COM 785135104 277 76000 SH SOLE 0 0 76000 SABA CAPITAL INCOME & OPRNT SHARES 78518H103 1039 220500 SH SOLE 0 0 220500 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 94 12100 SH SOLE 0 0 12100 SALESFORCE COM INC COM 79466L302 11485 47018 SH SOLE 0 0 47018 SANDERSON FARMS INC COM 800013104 5813 30923 SH SOLE 0 0 30923 SANOFI SPONSORED ADR 80105N105 315 5980 SH SOLE 0 0 5980 SEABOARD CORP DEL COM 811543107 863 223 SH SOLE 0 0 223 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 363 2460 SH SOLE 0 0 2460 SENECA FOODS CORP NEW CL A 817070501 1303 25500 SH SOLE 0 0 25500 SMUCKER J M CO COM NEW 832696405 373 2877 SH SOLE 0 0 2877 SONOCO PRODS CO COM 835495102 22377 334484 SH SOLE 0 0 334484 SPARK NETWORKS SE SPONSORED ADR 846517100 52 10000 SH SOLE 0 0 10000 SPDR GOLD TR GOLD SHS 78463V107 14284 86240 SH SOLE 0 0 86240 SPDR GOLD TR GOLD SHS 78463V107 331 2000 SH Call SOLE 0 0 2000 SPDR S&P 500 ETF TR TR UNIT 78462F103 649 1515 SH SOLE 0 0 1515 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1050 2139 SH SOLE 0 0 2139 SPDR SER TR S&P BIOTECH 78464A870 1133 8369 SH SOLE 0 0 8369 SPDR SER TR SPDR BLOOMBERG 78468R663 220 2408 SH SOLE 0 0 2408 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 34400 1841529 SH SOLE 0 0 1841529 STARBUCKS CORP COM 855244109 14044 125604 SH SOLE 0 0 125604 STRYKER CORPORATION COM 863667101 1058 4072 SH SOLE 0 0 4072 SYNCHRONY FINANCIAL COM 87165B103 2213 45600 SH SOLE 0 0 45600 TEMPLETON GLOBAL INCOME FD COM 880198106 328 58500 SH SOLE 0 0 58500 TERADYNE INC COM 880770102 1838 13721 SH SOLE 0 0 13721 TEXAS INSTRS INC COM 882508104 37723 196168 SH SOLE 0 0 196168 THERMO FISHER SCIENTIFIC INC COM 883556102 40000 79292 SH SOLE 0 0 79292 TRINITY INDS INC COM 896522109 269 10000 SH SOLE 0 0 10000 UMH PPTYS INC COM 903002103 1728 79200 SH SOLE 0 0 79200 UNILEVER PLC SPON ADR NEW 904767704 6535 111706 SH SOLE 0 0 111706 UNION PAC CORP COM 907818108 1150 5231 SH SOLE 0 0 5231 UNITED PARCEL SERVICE INC CL B 911312106 530 2550 SH SOLE 0 0 2550 UNITEDHEALTH GROUP INC COM 91324P102 21892 54671 SH SOLE 0 0 54671 UNITY SOFTWARE INC COM 91332U101 308 2800 SH SOLE 0 0 2800 UNIVERSAL STAINLESS & ALLOY COM 913837100 144 14197 SH SOLE 0 0 14197 VALERO ENERGY CORP COM 91913Y100 406 5203 SH SOLE 0 0 5203 VALLEY NATL BANCORP COM 919794107 365 27200 SH SOLE 0 0 27200 VALMONT INDS INC COM 920253101 283 1200 SH SOLE 0 0 1200 VANECK MERK GOLD TR GOLD TRUST 921078101 354 20538 SH SOLE 0 0 20538 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 411 12093 SH SOLE 0 0 12093 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 12902 157039 SH SOLE 0 0 157039 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 2180 25387 SH SOLE 0 0 25387 VANGUARD INDEX FDS MID CAP ETF 922908629 1337 5631 SH SOLE 0 0 5631 VANGUARD INDEX FDS SM CP VAL ETF 922908611 761 4382 SH SOLE 0 0 4382 VANGUARD INDEX FDS TOTAL STK MKT 922908769 465 2087 SH SOLE 0 0 2087 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 520 9572 SH SOLE 0 0 9572 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 252 3042 SH SOLE 0 0 3042 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 451 8761 SH SOLE 0 0 8761 VANGUARD WORLD FD ESG US STK ETF 921910733 464 5800 SH SOLE 0 0 5800 VERIZON COMMUNICATIONS INC COM 92343V104 630 11240 SH SOLE 0 0 11240 VIACOMCBS INC CL B 92556H206 519 11482 SH SOLE 0 0 11482 VILLAGE SUPER MKT INC CL A NEW 927107409 677 28800 SH SOLE 0 0 28800 VIRNETX HLDG CORP COM 92823T108 52 12200 SH SOLE 0 0 12200 VISA INC COM CL A 92826C839 419 1791 SH SOLE 0 0 1791 VISHAY PRECISION GROUP INC COM 92835K103 1670 49065 SH SOLE 0 0 49065 WALKER & DUNLOP INC COM 93148P102 12221 117086 SH SOLE 0 0 117086 WALMART INC COM 931142103 535 3795 SH SOLE 0 0 3795 WENDYS CO COM 95058W100 2364 100921 SH SOLE 0 0 100921 WESTERN ASSET GBL HIGH 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