Managing Director

0001085146-21-000406.txt : 20210203 0001085146-21-000406.hdr.sgml : 20210203 20210202194911 ACCESSION NUMBER: 0001085146-21-000406 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210203 DATE AS OF CHANGE: 20210202 EFFECTIVENESS DATE: 20210203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 21583613 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-754-5111 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000908195 XXXXXXXX 12-31-2020 12-31-2020 false SHUFRO ROSE & CO LLC

600 LEXINGTON AVENUE 15TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-04541 N Steven J. Glass Managing Director 212-754-5100 /s/ Steven J. 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SH SOLE 0 0 5522 AVERY DENNISON CORP COM 053611109 34753 224055 SH SOLE 0 0 224055 AZEK CO INC CL A 05478C105 88 2300 SH SOLE 0 0 2300 AZEK CO INC CL A 05478C105 154 4000 SH Call SOLE 0 0 4000 BAR HBR BANKSHARES COM 066849100 285 12609 SH SOLE 0 0 12609 BECTON DICKINSON & CO COM 075887109 238 950 SH SOLE 0 0 950 BELLICUM PHARMACEUTICALS INC COM NEW 079481404 46 12941 SH SOLE 0 0 12941 BERKSHIRE HATHAWAY INC DEL CL A 084670108 4869 14 SH SOLE 0 0 14 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 23730 102341 SH SOLE 0 0 102341 BIG LOTS INC COM 089302103 386 9000 SH SOLE 0 0 9000 BK OF AMERICA CORP COM 060505104 1561 51497 SH SOLE 0 0 51497 BLACKROCK CAP INVT CORP COM 092533108 59 21798 SH SOLE 0 0 21798 BLACKROCK ENHANCED EQUITY DI COM 09251A104 248 29285 SH SOLE 0 0 29285 BLACKROCK FLOATING RATE INCO COM 09255X100 739 61050 SH SOLE 0 0 61050 BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 271 19200 SH SOLE 0 0 19200 BLACKROCK MUNIYIELD N Y QUAL COM 09255E102 241 18100 SH SOLE 0 0 18100 BLACKROCK SCIENCE & TECH TR SHS BEN INT 09260K101 215 5911 SH SOLE 0 0 5911 BOEING CO COM 097023105 549 2567 SH SOLE 0 0 2567 BORGWARNER INC COM 099724106 15832 409719 SH SOLE 0 0 409719 BP PLC SPONSORED ADR 055622104 314 15290 SH SOLE 0 0 15290 BRISTOL-MYERS SQUIBB CO COM 110122108 27450 442528 SH SOLE 0 0 442528 BUILDERS FIRSTSOURCE INC COM 12008R107 1673 41000 SH SOLE 0 0 41000 CANADIAN IMP BK COMM COM 136069101 2514 29410 SH SOLE 0 0 29410 CATERPILLAR INC COM 149123101 358 1965 SH SOLE 0 0 1965 CBRE GROUP INC CL A 12504L109 1065 16975 SH SOLE 0 0 16975 CERUS CORP COM 157085101 114 16500 SH SOLE 0 0 16500 CHARTER COMMUNICATIONS INC N CL A 16119P108 1606 2428 SH SOLE 0 0 2428 CHENIERE ENERGY INC COM NEW 16411R208 2021 33665 SH SOLE 0 0 33665 CHEVRON CORP NEW COM 166764100 1669 19759 SH SOLE 0 0 19759 CISCO SYS INC COM 17275R102 20931 467736 SH SOLE 0 0 467736 CITIGROUP INC COM NEW 172967424 915 14844 SH SOLE 0 0 14844 COCA COLA CO COM 191216100 555 10113 SH SOLE 0 0 10113 COEUR MNG INC COM NEW 192108504 104 10000 SH SOLE 0 0 10000 COHEN & STEERS INFRASTRUCTUR COM 19248A109 235 9100 SH SOLE 0 0 9100 COHEN & STEERS QUALITY INCOM COM 19247L106 184 14800 SH SOLE 0 0 14800 COHEN & STEERS TOTAL RETURN COM 19247R103 166 12500 SH SOLE 0 0 12500 COMCAST CORP NEW CL A 20030N101 439 8378 SH SOLE 0 0 8378 CONOCOPHILLIPS COM 20825C104 839 20975 SH SOLE 0 0 20975 CONSOLIDATED EDISON INC COM 209115104 313 4336 SH SOLE 0 0 4336 CORNING INC COM 219350105 54094 1502606 SH SOLE 0 0 1502606 COVETRUS INC COM 22304C100 348 12100 SH SOLE 0 0 12100 CVS HEALTH CORP COM 126650100 993 14546 SH SOLE 0 0 14546 DANA INC COM 235825205 890 45600 SH SOLE 0 0 45600 DIAGEO PLC SPON ADR NEW 25243Q205 206 1300 SH SOLE 0 0 1300 DISNEY WALT CO COM 254687106 9209 50829 SH SOLE 0 0 50829 DOLLAR GEN CORP NEW COM 256677105 210 1000 SH SOLE 0 0 1000 DOMINION ENERGY INC COM 25746U109 2434 32364 SH SOLE 0 0 32364 DOW INC COM 260557103 240 4333 SH SOLE 0 0 4333 DUPONT DE NEMOURS INC COM 26614N102 3445 48442 SH SOLE 0 0 48442 EATON VANCE FLTING RATE INC COM 278279104 370 28100 SH SOLE 0 0 28100 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 134 10000 SH SOLE 0 0 10000 EATON VANCE SR FLTNG RTE TR COM 27828Q105 369 29000 SH SOLE 0 0 29000 EMERSON ELEC CO COM 291011104 2897 36049 SH SOLE 0 0 36049 ENBRIDGE INC COM 29250N105 758 23693 SH SOLE 0 0 23693 ENTERPRISE PRODS PARTNERS L COM 293792107 240 12250 SH SOLE 0 0 12250 EQUINIX INC COM 29444U700 2330 3262 SH SOLE 0 0 3262 EQUUS TOTAL RETURN INC COM 294766100 38 17735 SH SOLE 0 0 17735 EXPEDIA GROUP INC COM NEW 30212P303 337 2542 SH SOLE 0 0 2542 EXXON MOBIL CORP COM 30231G102 4044 98114 SH SOLE 0 0 98114 FACEBOOK INC CL A 30303M102 822 3011 SH SOLE 0 0 3011 FIDELITY MERRIMACK STR TR LOW DURTIN ETF 316188408 653 12800 SH SOLE 0 0 12800 FIRST TR SR FLG RTE INCM FD COM 33733U108 268 23100 SH SOLE 0 0 23100 FORD MTR CO DEL COM 345370860 96 10922 SH SOLE 0 0 10922 FREQUENCY ELECTRS INC COM 358010106 375 34161 SH SOLE 0 0 34161 FRIEDMAN INDS INC 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HONEYWELL INTL INC COM 438516106 204 961 SH SOLE 0 0 961 HOWMET AEROSPACE INC COM 443201108 304 10644 SH SOLE 0 0 10644 HURCO COMPANIES INC COM 447324104 348 11600 SH SOLE 0 0 11600 IAC INTERACTIVECORP NEW COM 44891N109 388 2051 SH SOLE 0 0 2051 II-VI INC COM 902104108 15852 208690 SH SOLE 0 0 208690 ILLINOIS TOOL WKS INC COM 452308109 7180 35218 SH SOLE 0 0 35218 IMMUCELL CORP COM PAR 452525306 301 50670 SH SOLE 0 0 50670 INTEL CORP COM 458140100 33475 671925 SH SOLE 0 0 671925 INTERCONTINENTAL EXCHANGE IN COM 45866F104 427 3704 SH SOLE 0 0 3704 INTERNATIONAL BUSINESS MACHS COM 459200101 1683 13368 SH SOLE 0 0 13368 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 2483 117079 SH SOLE 0 0 117079 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 HY 46138J809 451 19533 SH SOLE 0 0 19533 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 12034 553296 SH SOLE 0 0 553296 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 706 30235 SH SOLE 0 0 30235 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 2391 109195 SH SOLE 0 0 109195 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 569 22400 SH SOLE 0 0 22400 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 766 34229 SH SOLE 0 0 34229 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 54474 427110 SH SOLE 0 0 427110 INVESCO MUN OPPORTUNITY TR COM 46132C107 128 10000 SH SOLE 0 0 10000 INVESCO QQQ TR UNIT SER 1 46090E103 701 2234 SH SOLE 0 0 2234 INVESCO TR INVT GRADE MUNS COM 46131M106 223 16900 SH SOLE 0 0 16900 ISHARES INC MSCI EQUAL WEITE 464286681 557 7713 SH SOLE 0 0 7713 ISHARES TR 0-5YR INVT GR CP 46434V100 21581 413275 SH SOLE 0 0 413275 ISHARES TR BLACKROCK ULTRA 46434V878 1183 23415 SH SOLE 0 0 23415 ISHARES TR CORE MSCI EAFE 46432F842 6332 91645 SH SOLE 0 0 91645 ISHARES TR CORE MSCI TOTAL 46432F834 571 8496 SH SOLE 0 0 8496 ISHARES TR CORE S&P SCP ETF 464287804 362 3938 SH SOLE 0 0 3938 ISHARES TR CORE US AGGBD ET 464287226 1748 14791 SH SOLE 0 0 14791 ISHARES TR GL CLEAN ENE ETF 464288224 1436 50854 SH SOLE 0 0 50854 ISHARES TR ISHS 1-5YR INVS 464288646 44023 797958 SH SOLE 0 0 797958 ISHARES TR LATN AMER 40 ETF 464287390 543 18490 SH SOLE 0 0 18490 ISHARES TR MSCI USA MIN VOL 46429B697 38303 564280 SH SOLE 0 0 564280 ISHARES TR MSCI USA MMENTM 46432F396 298 1849 SH SOLE 0 0 1849 ISHARES TR MSCI USA QLT FCT 46432F339 16705 143748 SH SOLE 0 0 143748 ISHARES TR PFD AND INCM SEC 464288687 850 22085 SH SOLE 0 0 22085 ISHARES TR RESIDENTIAL MULT 464288562 278 4100 SH SOLE 0 0 4100 ISHARES TR RUS 1000 GRW ETF 464287614 714 2961 SH SOLE 0 0 2961 ISHARES TR RUSSELL 2000 ETF 464287655 1199 6118 SH SOLE 0 0 6118 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 62756 1250860 SH SOLE 0 0 1250860 J & J SNACK FOODS CORP COM 466032109 2781 17900 SH SOLE 0 0 17900 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 5598 110219 SH SOLE 0 0 110219 JACOBS ENGR GROUP INC COM 469814107 2689 24680 SH SOLE 0 0 24680 JETBLUE AWYS CORP COM 477143101 396 27250 SH SOLE 0 0 27250 JOHNSON & JOHNSON COM 478160104 3482 22125 SH SOLE 0 0 22125 JOHNSON CTLS INTL PLC SHS G51502105 20588 441906 SH SOLE 0 0 441906 JPMORGAN CHASE & CO COM 46625H100 25617 201601 SH SOLE 0 0 201601 KELLY SVCS INC CL A 488152208 1194 58069 SH SOLE 0 0 58069 KENNAMETAL INC COM 489170100 10732 296130 SH SOLE 0 0 296130 KIMBERLY-CLARK CORP COM 494368103 340 2521 SH SOLE 0 0 2521 KIRBY CORP COM 497266106 373 7200 SH SOLE 0 0 7200 KLA CORP COM NEW 482480100 822 3174 SH SOLE 0 0 3174 L3HARRIS TECHNOLOGIES INC COM 502431109 571 3020 SH SOLE 0 0 3020 LAUDER ESTEE COS INC CL A 518439104 3811 14317 SH SOLE 0 0 14317 LENNAR CORP CL A 526057104 17976 235816 SH SOLE 0 0 235816 LIBERTY BROADBAND CORP COM SER C 530307305 2334 14735 SH SOLE 0 0 14735 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 1502 34782 SH SOLE 0 0 34782 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 7593 174504 SH SOLE 0 0 174504 LILLY ELI & CO COM 532457108 7792 46153 SH SOLE 0 0 46153 LINCOLN NATL CORP IND COM 534187109 578 11480 SH SOLE 0 0 11480 M & T BK CORP COM 55261F104 355 2786 SH SOLE 0 0 2786 MAGAL SECURITY SYS LTD ORD M6786D104 50 12835 SH SOLE 0 0 12835 MANHATTAN BRDG CAP INC COM 562803106 605 116125 SH SOLE 0 0 116125 MANITEX INTL INC COM 563420108 1009 195500 SH SOLE 0 0 195500 MARATHON PETE CORP COM 56585A102 730 17662 SH SOLE 0 0 17662 MASTERCARD INCORPORATED CL A 57636Q104 228 639 SH SOLE 0 0 639 MCKESSON CORP COM 58155Q103 470 2700 SH SOLE 0 0 2700 MEDICAL PPTYS TRUST INC COM 58463J304 1098 50400 SH SOLE 0 0 50400 MEDTRONIC PLC SHS G5960L103 1102 9406 SH SOLE 0 0 9406 MERCER INTL INC COM 588056101 1895 184900 SH SOLE 0 0 184900 MERCK & CO. INC COM 58933Y105 1803 22037 SH SOLE 0 0 22037 METLIFE INC COM 59156R108 4325 92130 SH SOLE 0 0 92130 MICROSOFT CORP COM 594918104 28688 128983 SH SOLE 0 0 128983 MONMOUTH REAL ESTATE INVT CO CL A 609720107 1058 61100 SH SOLE 0 0 61100 MORGAN STANLEY COM NEW 617446448 563 8220 SH SOLE 0 0 8220 NATIONAL WESTN LIFE GROUP IN CL A 638517102 1064 5153 SH SOLE 0 0 5153 NETFLIX INC COM 64110L106 235 435 SH SOLE 0 0 435 NEW YORK CMNTY BANCORP INC COM 649445103 612 58050 SH SOLE 0 0 58050 NEXTERA ENERGY INC COM 65339F101 272 3532 SH SOLE 0 0 3532 NORTONLIFELOCK INC COM 668771108 1108 53323 SH SOLE 0 0 53323 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 315 12400 SH SOLE 0 0 12400 NOVARTIS AG SPONSORED ADR 66987V109 488 5168 SH SOLE 0 0 5168 NOVOCURE LTD ORD SHS G6674U108 346 2000 SH SOLE 0 0 2000 NOVOCURE LTD ORD SHS G6674U108 225 1300 SH Put SOLE 0 0 1300 NUTRIEN LTD COM 67077M108 6260 129984 SH SOLE 0 0 129984 NUVEEN MUN VALUE FD INC COM 670928100 149 13400 SH SOLE 0 0 13400 NUVEEN NEW YORK QLT MUN INC COM 67066X107 184 13000 SH SOLE 0 0 13000 NUVEEN PFD & INCM SECURTIES COM 67072C105 169 17332 SH SOLE 0 0 17332 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 95 10000 SH SOLE 0 0 10000 NVIDIA CORPORATION COM 67066G104 240 460 SH SOLE 0 0 460 OPKO HEALTH INC COM 68375N103 89 22500 SH SOLE 0 0 22500 OPKO HEALTH INC COM 68375N103 20 5000 SH Put SOLE 0 0 5000 PDC ENERGY INC COM 69327R101 1493 72700 SH SOLE 0 0 72700 PEDEVCO CORP COM PAR 70532Y303 107 71095 SH SOLE 0 0 71095 PERMA-PIPE INTL HLDGS INC COM 714167103 594 97591 SH SOLE 0 0 97591 PFIZER INC COM 717081103 3236 87899 SH SOLE 0 0 87899 PIMCO INCOME STRATEGY FD COM 72201H108 424 37100 SH SOLE 0 0 37100 PIMCO INCOME STRATEGY FD II COM 72201J104 354 35650 SH SOLE 0 0 35650 PROCTER AND GAMBLE CO COM 742718109 361 2597 SH SOLE 0 0 2597 PROSPECT CAP CORP COM 74348T102 64 11800 SH SOLE 0 0 11800 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 552 9473 SH SOLE 0 0 9473 PURE STORAGE INC CL A 74624M102 1537 68000 SH SOLE 0 0 68000 PURE STORAGE INC CL A 74624M102 113 5000 SH Call SOLE 0 0 5000 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 47 11000 SH SOLE 0 0 11000 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 678 145800 SH SOLE 0 0 145800 QUALCOMM INC COM 747525103 22206 145768 SH SOLE 0 0 145768 QUALCOMM INC COM 747525103 61 400 SH Put SOLE 0 0 400 QUEST DIAGNOSTICS INC COM 74834L100 907 7615 SH SOLE 0 0 7615 RAND CAP CORP COM NEW 752185207 272 15444 SH SOLE 0 0 15444 RAYTHEON TECHNOLOGIES CORP COM 75513E101 708 9901 SH SOLE 0 0 9901 REALTY INCOME CORP COM 756109104 654 10520 SH SOLE 0 0 10520 REGENERON PHARMACEUTICALS COM 75886F107 401 830 SH SOLE 0 0 830 REGENERON PHARMACEUTICALS COM 75886F107 97 200 SH Put SOLE 0 0 200 RESEARCH FRONTIERS INC COM 760911107 457 162750 SH SOLE 0 0 162750 RING ENERGY INC COM 76680V108 33 50000 SH SOLE 0 0 50000 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 323 9200 SH SOLE 0 0 9200 RPT REALTY SH BEN INT 74971D101 87 10000 SH SOLE 0 0 10000 S&P GLOBAL INC COM 78409V104 219 667 SH SOLE 0 0 667 S&W SEED CO COM 785135104 196 67000 SH SOLE 0 0 67000 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 96 15100 SH SOLE 0 0 15100 SALESFORCE COM INC COM 79466L302 11079 49787 SH SOLE 0 0 49787 SALESFORCE COM INC COM 79466L302 223 1000 SH Call SOLE 0 0 1000 SANDERSON FARMS INC COM 800013104 4430 33508 SH SOLE 0 0 33508 SANOFI SPONSORED ADR 80105N105 300 6180 SH SOLE 0 0 6180 SCHNITZER STEEL INDS INC CL A 806882106 900 28200 SH SOLE 0 0 28200 SEABOARD CORP DEL COM 811543107 661 218 SH SOLE 0 0 218 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 320 2460 SH SOLE 0 0 2460 SENECA FOODS CORP NEW CL A 817070501 1556 39000 SH SOLE 0 0 39000 SMUCKER J M CO COM NEW 832696405 333 2877 SH SOLE 0 0 2877 SONOCO PRODS CO COM 835495102 20515 346247 SH SOLE 0 0 346247 SPDR GOLD TR GOLD SHS 78463V107 11625 65178 SH SOLE 0 0 65178 SPDR S&P 500 ETF TR TR UNIT 78462F103 562 1504 SH SOLE 0 0 1504 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 915 2179 SH SOLE 0 0 2179 SPDR SER TR PORTFOLIO SHORT 78464A474 29373 935431 SH SOLE 0 0 935431 SPDR SER TR S&P BIOTECH 78464A870 1175 8344 SH SOLE 0 0 8344 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 20374 1052908 SH SOLE 0 0 1052908 STARBUCKS CORP COM 855244109 14788 138229 SH SOLE 0 0 138229 STRYKER CORPORATION COM 863667101 1025 4182 SH SOLE 0 0 4182 SYNCHRONY FINANCIAL COM 87165B103 1620 46675 SH SOLE 0 0 46675 TEMPLETON GLOBAL INCOME FD COM 880198106 347 63000 SH SOLE 0 0 63000 TERADYNE INC COM 880770102 3415 28486 SH SOLE 0 0 28486 TEXAS INSTRS INC COM 882508104 33137 201898 SH SOLE 0 0 201898 THERMO FISHER SCIENTIFIC INC COM 883556102 35322 75833 SH SOLE 0 0 75833 TOWNSQUARE MEDIA INC CL A 892231101 170 25500 SH SOLE 0 0 25500 TRINITY INDS INC COM 896522109 264 10000 SH SOLE 0 0 10000 UMH PPTYS INC COM 903002103 1739 117450 SH SOLE 0 0 117450 UNILEVER PLC SPON ADR NEW 904767704 3279 54319 SH SOLE 0 0 54319 UNION PAC CORP COM 907818108 1100 5284 SH SOLE 0 0 5284 UNITED PARCEL SERVICE INC CL B 911312106 509 3025 SH SOLE 0 0 3025 UNITEDHEALTH GROUP INC COM 91324P102 21421 61084 SH SOLE 0 0 61084 UNIVERSAL STAINLESS & ALLOY COM 913837100 106 14197 SH SOLE 0 0 14197 VALERO ENERGY CORP COM 91913Y100 294 5203 SH SOLE 0 0 5203 VALLEY NATL BANCORP COM 919794107 299 30700 SH SOLE 0 0 30700 VALMONT INDS INC COM 920253101 210 1200 SH SOLE 0 0 1200 VANECK MERK GOLD TR GOLD TRUST 921078101 326 17617 SH SOLE 0 0 17617 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 7626 211711 SH SOLE 0 0 211711 VANGUARD BD INDEX FDS INTERMED TERM 921937819 472 5088 SH SOLE 0 0 5088 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 14315 172674 SH SOLE 0 0 172674 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 2262 25647 SH SOLE 0 0 25647 VANGUARD INDEX FDS TOTAL STK MKT 922908769 391 2009 SH SOLE 0 0 2009 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 371 7412 SH SOLE 0 0 7412 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2218 26642 SH SOLE 0 0 26642 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 274 5801 SH SOLE 0 0 5801 VANGUARD WORLD FD ESG US STK ETF 921910733 407 5800 SH SOLE 0 0 5800 VERIZON COMMUNICATIONS INC COM 92343V104 666 11344 SH SOLE 0 0 11344 VIACOMCBS INC CL B 92556H206 681 18281 SH SOLE 0 0 18281 VILLAGE SUPER MKT INC CL A NEW 927107409 640 29000 SH SOLE 0 0 29000 VIRNETX HLDG CORP COM 92823T108 85 16800 SH SOLE 0 0 16800 VISA INC COM CL A 92826C839 524 2397 SH SOLE 0 0 2397 VISHAY PRECISION GROUP INC COM 92835K103 1621 51488 SH SOLE 0 0 51488 VOYA PRIME RATE TR SH BEN INT 92913A100 1053 235500 SH SOLE 0 0 235500 WALKER & DUNLOP INC COM 93148P102 13160 143013 SH SOLE 0 0 143013 WALMART INC COM 931142103 541 3751 SH SOLE 0 0 3751 WENDYS CO COM 95058W100 2226 101538 SH SOLE 0 0 101538 WESTERN ASSET GLOBAL HIGH IN COM 95766B109 107 10685 SH SOLE 0 0 10685 WESTERN ASSET MUN PARTNERS F COM 95766P108 179 11941 SH SOLE 0 0 11941 WIRELESS TELECOM GROUP INC COM 976524108 40 22726 SH SOLE 0 0 22726 XYLEM INC COM 98419M100 1280 12574 SH SOLE 0 0 12574