Managing Director

0001085146-19-002675.txt : 20191030 0001085146-19-002675.hdr.sgml : 20191030 20191030093934 ACCESSION NUMBER: 0001085146-19-002675 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191030 DATE AS OF CHANGE: 20191030 EFFECTIVENESS DATE: 20191030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 191178068 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-754-5111 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000908195 XXXXXXXX 09-30-2019 09-30-2019 false SHUFRO ROSE & CO LLC

600 LEXINGTON AVENUE 15TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-04541 N Steven J. Glass Managing Director 212-754-5100 /s/ Steven J. Glass New York NY 10-24-2019 0 340 1010985 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 180 DEGREE CAP CORP COM 68235B109 160 75006 SH SOLE 0 0 75006 3M CO COM 88579Y101 6135 37315 SH SOLE 0 0 37315 A MARK PRECIOUS METALS INC COM 00181T107 2876 238668 SH SOLE 0 0 238668 ABB LTD SPONSORED ADR 000375204 4666 237238 SH SOLE 0 0 237238 ABBOTT LABS COM 002824100 310 3710 SH SOLE 0 0 3710 ABBVIE INC COM 00287Y109 297 3925 SH SOLE 0 0 3925 ABERDEEN ASIA PACIFIC INCOM COM 003009107 93 22245 SH SOLE 0 0 22245 ABERDEEN GLOBAL INCOME FD IN COM 003013109 250 31900 SH SOLE 0 0 31900 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 137 18875 SH SOLE 0 0 18875 ADOBE INC COM 00724F101 276 1000 SH SOLE 0 0 1000 AIR LEASE CORP CL A 00912X302 1500 35875 SH SOLE 0 0 35875 AKEBIA THERAPEUTICS INC COM 00972D105 110 27969 SH SOLE 0 0 27969 ALASKA AIR GROUP INC COM 011659109 1214 18710 SH SOLE 0 0 18710 ALLEGHANY CORP DEL COM 017175100 22335 27997 SH SOLE 0 0 27997 ALLERGAN PLC SHS 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SH SOLE 0 0 2579 SPDR SERIES TRUST S&P BIOTECH 78464A870 633 8300 SH SOLE 0 0 8300 SPDR SERIES TRUST S&P METALS MNG 78464A755 25 1000 SH SOLE 0 0 1000 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 27 1210 SH SOLE 0 0 1210 STARBUCKS CORP COM 855244109 9475 107160 SH SOLE 0 0 107160 STRYKER CORP COM 863667101 1722 7961 SH SOLE 0 0 7961 SYMANTEC CORP COM 871503108 1632 69068 SH SOLE 0 0 69068 SYNCHRONY FINL COM 87165B103 1635 47975 SH SOLE 0 0 47975 TARGET CORP COM 87612E106 331 3100 SH SOLE 0 0 3100 TEJON RANCH CO COM 879080109 389 22950 SH SOLE 0 0 22950 TELUS CORP COM 87971M103 252 7070 SH SOLE 0 0 7070 TEMPLETON GLOBAL INCOME FD COM 880198106 243 39500 SH SOLE 0 0 39500 TERADYNE INC COM 880770102 3105 53625 SH SOLE 0 0 53625 TESLA INC COM 88160R101 269 1115 SH SOLE 0 0 1115 TEXAS INSTRS INC COM 882508104 25233 195242 SH SOLE 0 0 195242 TEXAS PAC LD TR SUB CTF PROP I T 882610108 227 350 SH SOLE 0 0 350 THERMO FISHER SCIENTIFIC INC COM 883556102 17198 59046 SH SOLE 0 0 59046 TIFFANY & CO NEW COM 886547108 295 3190 SH SOLE 0 0 3190 TIVO CORP COM 88870P106 738 96898 SH SOLE 0 0 96898 TOWNSQUARE MEDIA INC CL A 892231101 651 92667 SH SOLE 0 0 92667 TRI POINTE GROUP INC COM 87265H109 2934 195050 SH SOLE 0 0 195050 TRINITY INDS INC COM 896522109 398 20200 SH SOLE 0 0 20200 UMH PPTYS INC COM 903002103 1425 101200 SH SOLE 0 0 101200 UNILEVER PLC SPON ADR NEW 904767704 3302 54941 SH SOLE 0 0 54941 UNION PACIFIC CORP COM 907818108 1201 7415 SH SOLE 0 0 7415 UNITED PARCEL SERVICE INC CL B 911312106 738 6159 SH SOLE 0 0 6159 UNITED TECHNOLOGIES CORP COM 913017109 6796 49779 SH SOLE 0 0 49779 UNITEDHEALTH GROUP INC COM 91324P102 16278 74903 SH SOLE 0 0 74903 UNIVERSAL DISPLAY CORP COM 91347P105 416 2475 SH SOLE 0 0 2475 UNIVERSAL STAINLESS & ALLOY COM 913837100 221 14197 SH SOLE 0 0 14197 VALERO ENERGY CORP NEW COM 91913Y100 486 5700 SH SOLE 0 0 5700 VALMONT INDS INC COM 920253101 1817 13123 SH SOLE 0 0 13123 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 16 138 SH SOLE 0 0 138 VANGUARD INDEX FDS GROWTH ETF 922908736 2719 16350 SH SOLE 0 0 16350 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 11 119 SH SOLE 0 0 119 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 7 24 SH SOLE 0 0 24 VANGUARD INDEX FDS TOTAL STK MKT 922908769 89 587 SH SOLE 0 0 587 VANGUARD WORLD FD ESG US STK ETF 921910733 301 5800 SH SOLE 0 0 5800 VENTAS INC COM 92276F100 3816 52252 SH SOLE 0 0 52252 VERIZON COMMUNICATIONS INC COM 92343V104 738 12228 SH SOLE 0 0 12228 VILLAGE SUPER MKT INC CL A NEW 927107409 320 12100 SH SOLE 0 0 12100 VISA INC COM CL A 92826C839 206 1200 SH SOLE 0 0 1200 VISHAY PRECISION GROUP INC COM 92835K103 5596 170917 SH SOLE 0 0 170917 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 559 28080 SH SOLE 0 0 28080 VORNADO RLTY TR SH BEN INT 929042109 880 13827 SH SOLE 0 0 13827 VOYA PRIME RATE TR SH BEN INT 92913A100 874 185500 SH SOLE 0 0 185500 WALGREENS BOOTS ALLIANCE INC COM 931427108 277 5000 SH SOLE 0 0 5000 WALKER & DUNLOP INC COM 93148P102 13543 242149 SH SOLE 0 0 242149 WALMART INC COM 931142103 430 3627 SH SOLE 0 0 3627 WELLTOWER INC COM 95040Q104 402 4440 SH SOLE 0 0 4440 WENDYS CO COM 95058W100 2350 117634 SH SOLE 0 0 117634 WESTERN ASSET GLB HI INCOME COM 95766B109 99 10005 SH SOLE 0 0 10005 WESTERN ASST MN PRT FD INC COM 95766P108 192 12537 SH SOLE 0 0 12537 WESTERN UN CO COM 959802109 1939 83667 SH SOLE 0 0 83667 WESTLAKE CHEM CORP COM 960413102 305 4650 SH SOLE 0 0 4650 WILLIAMS SONOMA INC COM 969904101 381 5600 SH SOLE 0 0 5600 XYLEM INC COM 98419M100 1531 19233 SH SOLE 0 0 19233