Managing Director

0001085146-13-001909.txt : 20131112 0001085146-13-001909.hdr.sgml : 20131111 20131112132236 ACCESSION NUMBER: 0001085146-13-001909 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 EFFECTIVENESS DATE: 20131112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 131209140 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 BUSINESS PHONE: 2127545100 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000908195 XXXXXXXX 09-30-2013 09-30-2013 false SHUFRO ROSE & CO LLC

745 FIFTH AVENUE 26TH FLOOR NEW YORK NY 10151-2600

13F HOLDINGS REPORT 028-04541 N Steven J. Glass Managing Director 212-754-5100 /s/ Steven J. Glass New York NY 11-11-2013 0 253 879355 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 10351 86685 SH SOLE 0 0 86685 ABB LTD SPONSORED ADR 000375204 904 38350 SH SOLE 0 0 38350 ABBOTT LABS COM 002824100 3626 109250 SH SOLE 0 0 109250 ABBVIE INC COM 00287Y109 3987 89150 SH SOLE 0 0 89150 ABERDEEN ASIA PACIFIC INCOM COM 003009107 231 38200 SH SOLE 0 0 38200 AGILYSYS INC COM 00847J105 1757 147415 SH SOLE 0 0 147415 AGRIUM INC COM 008916108 7504 89311 SH SOLE 0 0 89311 ALCOA INC COM 013817101 6505 801119 SH SOLE 0 0 801119 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 5763 818701 SH SOLE 0 0 818701 ALPHA PRO TECH LTD COM 020772109 22 14900 SH SOLE 0 0 14900 ALTEVA COM 02153V102 321 41400 SH SOLE 0 0 41400 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 6735 481425 SH SOLE 0 0 481425 AMERICAN ELEC PWR INC COM 025537101 377 8701 SH SOLE 0 0 8701 AMERICAN FINL GROUP INC OHIO COM 025932104 243 4500 SH SOLE 0 0 4500 AMERICAN SOFTWARE INC CL A 029683109 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