EX-99.D4 5 accp2017ex99d4amno3mgmtagr.htm AM NO. 3 MGMT AGREE Exhibit


American Century Capital Portfolios, Inc.

AMENDMENT NO. 3 TO RESTATED MANAGEMENT AGREEMENT

THIS AMENDMENT NO. 3 TO RESTATED MANAGEMENT AGREEMENT (“Amendment”) is effective as of the 31st day of July, 2017, by and between AMERICAN CENTURY CAPITAL PORTFOLIOS, INC., a Maryland corporation (hereinafter called the “Corporation”), and AMERICAN CENTURY INVESTMENT MANAGEMENT, INC., a Delaware corporation (hereinafter called the “Investment Manager”).

WHEREAS, the Corporation and the Investment Manager are parties to a certain Restated Management Agreement effective as of August 1, 2011, and amended effective July 26, 2013 and April 10, 2017 (“Agreement”);

WHEREAS, the parties hereto desire to enter into this Amendment to reflect the name change of the Institutional Class of Common stock to G Class and amend the fee schedule of such class for the series of shares titled NT Large Company Value Fund and NT Mid Cap Value Fund; and

WHEREAS, the parties hereto desire to enter into this Amendment to reflect the elimination of the R6 Class of the series of shares titled NT Large Company Value Fund and NT Mid Cap Value Fund.

NOW, THEREFORE, IN CONSIDERATION of the mutual promises and agreements herein contained, the parties agree as follows:

1.    Amendment of Schedule A. Schedule A to the Agreement is hereby amended by deleting it in its entirety and inserting in lieu therefor the Schedule A attached hereto.

2.    Ratification and Confirmation of Agreement. In the event of a conflict between the terms of this Amendment and the Agreement, it is the intention of the parties that the terms of this Amendment shall control and the Agreement shall be interpreted on that basis. To the extent the provisions of the Agreement have not been amended by this Amendment, the parties hereby confirm and ratify the Agreement.

3.    Full Force and Effect. Except as expressly supplemented, amended or consented to hereby, all of the representations, warranties, terms, covenants and conditions of the Agreement shall remain unamended and shall continue to be in full force and effect.






[Remainder of page intentionally left blank; signature page to follow.]




IN WITNESS WHEREOF, the parties have caused this Amendment to be duly executed by their respective duly authorized officers to be effective as of the day and year first above written.
American Century Investment Management, Inc.
American Century Capital Portfolios, Inc.
/s/ Otis H. Cowan
/s/ Charles A. Etherington
Otis H. Cowan
Vice President
Charles A. Etherington
Senior Vice President

    

2


American Century Capital Portfolios, Inc.

    
Schedule A
Fee Schedules

Series
Investment Strategy Assets
Fee Schedule by Class
Investor
I
A
C
R
R6
R5
T
Y
Value Fund
First $2.5 billion
1.000%
0.800%
1.000%
1.000%
1.000%
0.650%
0.800%
1.000%
0.650%
 
Next $1.0 billion
0.950%
0.750%
0.950%
0.950%
0.950%
0.600%
0.750%
0.950%
0.600%
 
Next $1.0 billion
0.900%
0.700%
0.900%
0.900%
0.900%
0.550%
0.700%
0.900%
0.550%
 
Over $4.5 billion
0.850%
0.650%
0.850%
0.850%
0.850%
0.500%
0.650%
0.850%
0.500%
Small Cap Value
First $2.5 billion
1.250%
1.050%
1.250%
1.250%
1.250%
0.900%
1.050%
n/a
0.900%
Fund
Over $2.5 billion
1.000%
0.800%
1.000%
1.000%
1.000%
0.650%
0.800%
n/a
0.650%
Mid Cap Value Fund
All Assets
1.000%
0.800%
1.000%
1.000%
1.000%
0.650%
0.800%
n/a
0.650%
Large Company
First $1.0 billion
0.900%
0.700%
0.900%
0.900%
0.900%
0.550%
0.700%
n/a
n/a
Value Fund
Next $4.0 billion
0.800%
0.600%
0.800%
0.800%
0.800%
0.450%
0.600%
n/a
n/a
 
Over $5.0 billion
0.700%
0.500%
0.700%
0.700%
0.700%
0.350%
0.500%
n/a
n/a
Equity Income Fund
First $2.5 billion
1.000%
0.800%
1.000%
1.000%
1.000%
0.650%
0.800%
1.000%
0.650%
 
Next $2.5 billion
0.950%
0.750%
0.950%
0.950%
0.950%
0.600%
0.750%
0.950%
0.600%
 
Next $5.0 billion
0.900%
0.700%
0.900%
0.900%
0.900%
0.550%
0.700%
0.900%
0.550%
 
Next $5.0 billion
0.850%
0.650%
0.850%
0.850%
0.850%
0.500%
0.650%
0.850%
0.500%
 
Over $15.0 billion
0.800%
0.600%
0.800%
0.800%
0.800%
0.450%
0.600%
0.800%
0.450%
Real Estate Fund
First $100 million
1.200%
1.000%
1.200%
1.200%
1.200%
0.850%
1.000%
n/a
0.850%
 
Next $900 million
1.150%
0.950%
1.150%
1.150%
1.150%
0.800%
0.950%
n/a
0.800%
 
Next $1 billion
1.100%
0.900%
1.100%
1.100%
1.100%
0.750%
0.900%
n/a
0.750%
 
Next $500 million
1.050%
0.850%
1.050%
1.050%
1.050%
0.700%
0.850%
n/a
0.700%
 
Over $2.5 billion
1.000%
0.800%
1.000%
1.000%
1.000%
0.650%
0.800%
n/a
0.650%




A-1


American Century Capital Portfolios, Inc.

Series
Investment Strategy Assets
Fee Schedule by Class
Investor
A
C
G
R
R5
T
Y
NT Mid Cap Value Fund
All Assets
n/a
n/a
n/a
0.650%
n/a
n/a
n/a
n/a
NT Large Company
First $1.0 billion
n/a
n/a
n/a
0.550%
n/a
n/a
n/a
n/a
Value Fund
Next $4.0 billion
n/a
n/a
n/a
0.450%
n/a
n/a
n/a
n/a
 
Over $5.0 billion
n/a
n/a
n/a
0.350%
n/a
n/a
n/a
n/a



A-2