-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NM11AzeljFyFsFrOP0RgWyNiEOIz2WsH7cr6gbflWy+1aZpD7MLUZK4IE+aggsQd /J7sCee5Nk4K0Wj/oIoJEA== 0000907687-99-000001.txt : 19990112 0000907687-99-000001.hdr.sgml : 19990112 ACCESSION NUMBER: 0000907687-99-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981231 FILED AS OF DATE: 19990111 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ACTEL CORP CENTRAL INDEX KEY: 0000907687 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 770097724 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-21970 FILM NUMBER: 99503823 BUSINESS ADDRESS: STREET 1: 955 EAST ARQUES AVE CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 4087391010 MAIL ADDRESS: STREET 1: 955 EAST ARQUES AVE STREET 2: 955 EAST ARQUES AVE CITY: SUNNYVALE STATE: CA ZIP: 94086 COMPANY DATA: COMPANY CONFORMED NAME: ACTEL CORP CENTRAL INDEX KEY: 0000907687 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] OFFICER IRS NUMBER: 770097724 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 955 EAST ARQUES AVE CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 4087391010 MAIL ADDRESS: STREET 1: 955 EAST ARQUES AVE STREET 2: 955 EAST ARQUES AVE CITY: SUNNYVALE STATE: CA ZIP: 94086 4 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) BURROW, CARL 955 East Arques Avenue Sunnyvale, CA 94086-4533 2. Issuer Name and Ticker or Trading Symbol ACTEL CORPORATION (ACTL) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year 12/98 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) Vice President of Marketing 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code V Amount D Price End of Month I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/03/98 M 9,711 A $11.1250 D Direct Common Stock 12/03/98 S 9,711 D $19.1085 D Direct Common Stock 12/03/98 M 2,843 A $10.6250 D Direct Common Stock 12/03/98 S 2,843 D $19.1085 D Direct Common Stock 12/03/98 M 525 A $7.6300 D Direct Common Stock 12/03/98 S 525 D $19.1085 D Direct Common Stock 12/03/98 M 438 A $7.6300 D Direct Common Stock 12/03/98 S 438 D $19.1085 D Direct Common Stock 12/03/98 M 1,500 A $7.6300 D Direct Common Stock 12/03/98 S 1,500 D $19.1085 D Direct Common Stock 12/03/98 M 94 A $8.0000 D Direct Common Stock 12/03/98 S 94 D $19.1085 D Direct Common Stock 12/03/98 M 1,300 A $8.0000 D Direct Common Stock 12/03/98 S 1,300 D $19.1085 D Direct Common Stock 12/03/98 S 2,503 D $19.1085 0 D Direct Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code V A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right $7.6300 12/03/98 M 525 (1) 07/26/04 to buy) Incentive Stock Option (right $7.6300 12/03/98 M 438 (1) 07/26/04 to buy) Incentive Stock Option (right $7.6300 12/03/98 M 1,500 (1) 07/26/04 to buy) Incentive Stock Option (right $8.0000 12/03/98 M 94 08/01/97 (2) 06/30/03 to buy) Incentive Stock Option (right $8.0000 12/03/98 M 1,300 08/01/97 (2) 06/30/03 to buy) Incentive Stock Option (right $10.0625 07/28/98 A V 9,937 08/01/02 (3) 07/28/08 to buy) Incentive Stock Option (right $10.6250 12/03/98 M 2,843 (4) 01/05/06 to buy) Incentive Stock Option (right $11.1250 01/09/98 A V 3 01/09/08 to buy) Incentive Stock Option (right $14.8750 08/01/00 07/17/06 to buy) Incentive Stock Option (right $16.3750 08/01/01 07/03/07 to buy) Incentive Stock Option (right $22.3750 05/01/97 12/20/06 to buy) Non-Qualified Stock Option $10.0625 07/28/98 A V 15,063 08/01/02 (3) 07/28/08 (right to buy) Non-Qualified Stock Option $10.0625 07/28/98 A V 18,750 12/31/99 (5) 07/28/08 (right to buy) Non-Qualified Stock Option $11.1250 01/09/98 A V 39,997 01/09/08 (right to buy) Non-Qualified Stock Option $11.1250 12/03/98 M 9,711 01/09/08 (right to buy) Non-Qualified Stock Option $11.8750 01/23/98 A V 24,583 01/23/08 (right to buy) Non-Qualified Stock Option $16.3750 07/03/07 (right to buy) Non-Qualified Stock Option $22.3750 02/01/98 12/20/06 (right to buy) Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Month - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right 12/03/98 Common Stock 525 D Direct to buy) Incentive Stock Option (right 12/03/98 Common Stock 438 $19.1085 D Direct to buy) Incentive Stock Option (right 12/03/98 Common Stock 1,500 $19.1085 0 D Direct to buy) Incentive Stock Option (right 12/03/98 Common Stock 94 $19.1085 D Direct to buy) Incentive Stock Option (right 12/03/98 Common Stock 1,300 $19.1085 0 D Direct to buy) Incentive Stock Option (right 07/28/98 Common Stock 9,937 9,937 D Direct to buy) Incentive Stock Option (right 12/03/98 Common Stock 2,843 8,807 D Direct to buy) Incentive Stock Option (right 01/09/98 Common Stock 3 3 D Direct to buy) Incentive Stock Option (right Common Stock 5,000 5,000 D Direct to buy) Incentive Stock Option (right Common Stock 5,679 5,679 D Direct to buy) Incentive Stock Option (right Common Stock 3,708 3,708 D Direct to buy) Non-Qualified Stock Option 07/28/98 Common Stock 15,063 D Direct (right to buy) Non-Qualified Stock Option 07/28/98 Common Stock 18,750 33,813 D Direct (right to buy) Non-Qualified Stock Option 01/09/98 Common Stock 39,997 D Direct (right to buy) Non-Qualified Stock Option 12/03/98 Common Stock 9,711 $19.7500 30,286 D Direct (right to buy) Non-Qualified Stock Option 01/23/98 Common Stock 24,583 24,583 D Direct (right to buy) Non-Qualified Stock Option Common Stock 3,663 3,663 D Direct (right to buy) Non-Qualified Stock Option Common Stock 1,292 1,292 D Direct (right to buy) Explanation of Responses: (1) Option for 1,500 shares becomes 100% exercisable on 8/1/98. Option for 438 shares vests and is exercisable as to 188 shares on 8/1/97, 62 shares on 11/1/97, 63 shares on 2/1/98, 62 shares on 5/1/98 and 63 shares on 8/1/98. Option for 525 shares vests and is exercisable as to 225 shares on 8/1/97, and 75 shares each on 11/1/97, 2/1/98, 5/1/98 and 8/1/98. (2) Option is fully vested and is exercisable. (3) Option becomes 100% exercisable on 8/1/2002 (4) Option for 20,000 shares is exercisable at 6.25% per quarter with vesting commencing on 1/5/96. Option for 3,500 shares is exercisable at 6.25% per quarter with vesting commencing on 8/1/95. Option for 1,900 shares becomes 100% exercisable on 8/1/99. (5) Option begins vesting 12/31/98 and is exercisable quarterly as to 6,250 shares in 1999, 2000 and 2001. - - Includes shares acquired pursuant to the 1993 Employee Stock Purchase Plan
SIGNATURE OF REPORTING PERSON /S/ BURROW, CARL DATE -----END PRIVACY-ENHANCED MESSAGE-----