0001209191-21-069964.txt : 20211216
0001209191-21-069964.hdr.sgml : 20211216
20211216163343
ACCESSION NUMBER: 0001209191-21-069964
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211214
FILED AS OF DATE: 20211216
DATE AS OF CHANGE: 20211216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ozeroff Christopher David
CENTRAL INDEX KEY: 0001454996
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22873
FILM NUMBER: 211498180
MAIL ADDRESS:
STREET 1: 8001 ARISTA PLACE
STREET 2: SUITE 200
CITY: BROOMFIELD
STATE: CO
ZIP: 80021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARCA biopharma, Inc.
CENTRAL INDEX KEY: 0000907654
STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835]
IRS NUMBER: 363855489
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10170 CHURCH RANCH WAY
STREET 2: SUITE 100
CITY: WESTMINSTER
STATE: CO
ZIP: 80021
BUSINESS PHONE: 7209402200
MAIL ADDRESS:
STREET 1: 10170 CHURCH RANCH WAY
STREET 2: SUITE 100
CITY: WESTMINSTER
STATE: CO
ZIP: 80021
FORMER COMPANY:
FORMER CONFORMED NAME: NUVELO INC
DATE OF NAME CHANGE: 20030203
FORMER COMPANY:
FORMER CONFORMED NAME: HYSEQ INC
DATE OF NAME CHANGE: 19970610
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-12-14
0
0000907654
ARCA biopharma, Inc.
ABIO
0001454996
Ozeroff Christopher David
10170 CHURCH RANCH WAY
SUITE 100
WESTMINSTER
CO
80021
0
1
0
0
S.V.P., General Counsel
Common Stock
50970
D
Stock Option (right to buy)
2.29
2021-12-14
4
A
0
27500
0.00
A
2031-12-14
Common Stock
27500
27500
D
Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan (the Plan), vesting in 36 equal monthly installments from the date of grant, provided that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan prior to such time. In the event of a change in control of the Issuer, 50% of the unvested options shall become fully and immediately vested upon the closing date of such change in control, provided, however, that on the earlier of (i) the one-year anniversary of the closing date or (ii) involuntary termination, any options that remain unvested on such earlier date shall become fully and immediately vested.
/s/ C. Jeffrey Dekker, Attorney-in-Fact
2021-12-16