0000921895-22-002055.txt : 20220621
0000921895-22-002055.hdr.sgml : 20220621
20220621194245
ACCESSION NUMBER: 0000921895-22-002055
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220615
FILED AS OF DATE: 20220621
DATE AS OF CHANGE: 20220621
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ma-Weaver Jacob
CENTRAL INDEX KEY: 0001922140
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22873
FILM NUMBER: 221029585
MAIL ADDRESS:
STREET 1: 2261 MARKET STREET
STREET 2: #4307
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARCA biopharma, Inc.
CENTRAL INDEX KEY: 0000907654
STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835]
IRS NUMBER: 363855489
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10170 CHURCH RANCH WAY
STREET 2: SUITE 100
CITY: WESTMINSTER
STATE: CO
ZIP: 80021
BUSINESS PHONE: 7209402200
MAIL ADDRESS:
STREET 1: 10170 CHURCH RANCH WAY
STREET 2: SUITE 100
CITY: WESTMINSTER
STATE: CO
ZIP: 80021
FORMER COMPANY:
FORMER CONFORMED NAME: NUVELO INC
DATE OF NAME CHANGE: 20030203
FORMER COMPANY:
FORMER CONFORMED NAME: HYSEQ INC
DATE OF NAME CHANGE: 19970610
4
1
form413392002_06212022.xml
OWNERSHIP DOCUMENT
X0306
4
2022-06-15
0
0000907654
ARCA biopharma, Inc.
ABIO
0001922140
Ma-Weaver Jacob
2261 MARKET STREET
#4307
SAN FRANCISCO
CA
94114
1
0
1
1
See Footnote 1
Common Stock
2580452
I
By the Funicular Fund
Stock Option (right to buy)
2.27
2022-06-15
4
A
0
12000
0.00
A
2032-06-15
Common Stock
12000
12000
D
Put Option
2.5
2022-12-16
2022-12-16
Common Stock
1450000
1450000
I
By the Funicular Fund
This Form 4 is filed by Jacob Ma-Weaver (the "Reporting Person"). The Reporting Person, the Funicular Fund (the "Fund") and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Person, the Fund and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund.
Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan (the Plan), vesting in 36 equal monthly installments from the date of grant, provided that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan prior to such time. In the event of a change in control of the Issuer, 50% of the unvested options shall become fully and immediately vested upon the closing date of such change in control, provided, however, that on the earlier of (i) the one-year anniversary of the closing date or (ii) involuntary termination, any options that remain unvested on such earlier date shall become fully and immediately vested.
Pursuant to the terms of the Plan, the stock option may not be transferred. Upon vesting, the Reporting Person intends on exercising the option and assigning the underlying shares to the Fund.
/s/ Jacob Ma-Weaver
2022-06-21