0000921895-22-001792.txt : 20220525
0000921895-22-001792.hdr.sgml : 20220525
20220525171215
ACCESSION NUMBER: 0000921895-22-001792
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220523
FILED AS OF DATE: 20220525
DATE AS OF CHANGE: 20220525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Funicular Fund, LP
CENTRAL INDEX KEY: 0001752618
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22873
FILM NUMBER: 22964073
BUSINESS ADDRESS:
STREET 1: 2261 MARKET STREET
STREET 2: #4307
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94114
BUSINESS PHONE: 4158571965
MAIL ADDRESS:
STREET 1: 2261 MARKET STREET
STREET 2: #4307
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ma-Weaver Jacob
CENTRAL INDEX KEY: 0001922140
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22873
FILM NUMBER: 22964072
MAIL ADDRESS:
STREET 1: 2261 MARKET STREET
STREET 2: #4307
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARCA biopharma, Inc.
CENTRAL INDEX KEY: 0000907654
STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835]
IRS NUMBER: 363855489
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10170 CHURCH RANCH WAY
STREET 2: SUITE 100
CITY: WESTMINSTER
STATE: CO
ZIP: 80021
BUSINESS PHONE: 7209402200
MAIL ADDRESS:
STREET 1: 10170 CHURCH RANCH WAY
STREET 2: SUITE 100
CITY: WESTMINSTER
STATE: CO
ZIP: 80021
FORMER COMPANY:
FORMER CONFORMED NAME: NUVELO INC
DATE OF NAME CHANGE: 20030203
FORMER COMPANY:
FORMER CONFORMED NAME: HYSEQ INC
DATE OF NAME CHANGE: 19970610
4
1
form413392002_05252022.xml
OWNERSHIP DOCUMENT
X0306
4
2022-05-23
0
0000907654
ARCA biopharma, Inc.
ABIO
0001752618
Funicular Fund, LP
2261 MARKET STREET
#4307
SAN FRANCISCO
CA
94114
0
0
0
1
See Footnote 1
0001922140
Ma-Weaver Jacob
2261 MARKET STREET
#4307
SAN FRANCISCO
CA
94114
0
0
0
1
See Footnote 1
Common Stock
2022-05-23
4
P
0
2301
2.2950
A
2497491
D
Common Stock
2022-05-24
4
P
0
18110
2.2851
A
2515601
D
Common Stock
2022-05-25
4
P
0
64851
2.3244
A
2580452
D
Put Option (obligation to buy)
2.50
2022-12-16
2022-12-16
Common Stock
1450000
14500
D
This Form 4 is filed by the Funicular Fund, LP (the "Fund") and Jacob Ma-Weaver (the "Reporting Persons"). The Reporting Persons and Cable Car Capital LLC ("Cable Car") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each of the Reporting Persons and Cable Car disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
Represents securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund.
Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $2.2850 to $2.2950, inclusive of brokerage commissions. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.
Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $2.2550 to $2.3450, inclusive of brokerage commissions. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.
Funicular Fund, LP, By: Cable Car Capital LLC, its general partner, By: /s/ Jacob Ma-Weaver, Managing Member
2022-05-25
By: /s/ Jacob Ma-Weaver
2022-05-25