-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IO7GHAGupCfW58HeP8SWe4CaVecrcjjU/Ag+3F+OWJSs6gBv+uDzQbujjqBn9mv+ HZft+DEwg83hieoZ566erw== 0000945565-05-000011.txt : 20051102 0000945565-05-000011.hdr.sgml : 20051102 20051102165053 ACCESSION NUMBER: 0000945565-05-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051031 FILED AS OF DATE: 20051102 DATE AS OF CHANGE: 20051102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FX ENERGY INC CENTRAL INDEX KEY: 0000907649 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 870504461 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3006 HIGHLAND DR STREET 2: STE 206 CITY: SALT LAKE CITY STATE: UT ZIP: 84106 BUSINESS PHONE: 801-486-5555 MAIL ADDRESS: STREET 1: 3006 HIGHLAND DR STREET 2: STE 206 CITY: SALT LAKE CITY STATE: UT ZIP: 84106 FORMER COMPANY: FORMER CONFORMED NAME: FRONTIER OIL EXPLORATION CO DATE OF NAME CHANGE: 19940223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PIERCE ANDREW W CENTRAL INDEX KEY: 0000945565 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25386 FILM NUMBER: 051173833 BUSINESS ADDRESS: STREET 1: C/O FX ENERGY INC STREET 2: 3006 HIGHLAND DRIVE SUITE 206 CITY: SALT LAKE CITY STATE: UT ZIP: 84106 BUSINESS PHONE: 8014865555 MAIL ADDRESS: STREET 1: 3006 HIGHLAND DR STREET 2: STE 206 CITY: SALT LAKE CITY STATE: UT ZIP: 84106 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-10-31 0 0000907649 FX ENERGY INC FXEN 0000945565 PIERCE ANDREW W 3006 HIGHLAND DR STE 206 SALT LAKE CITY UT 84106 0 1 0 0 COO Common stock 2005-10-31 4 M 0 10000 8.63 A 10000 D Common stock 2005-10-31 4 S 0 8380 10.43 D 1620 D Common stock 2005-11-01 4 M 0 10000 8.63 A 11620 D Common stock 2005-11-01 4 S 0 8398 10.41 D 3222 D Common stock 2005-11-02 4 M 0 10000 8.63 A 13222 D Common stock 2005-11-02 4 S 0 8533 10.24 D 4689 D Common stock 1768 I By 401(k) Employee stock option 8.63 2005-10-31 4 M 0 10000 8.63 D 2005-11-10 Common stock 10000 40000 D Employee stock option 8.63 2005-11-02 4 M 0 10000 8.63 D 2005-11-10 Common stock 10000 30000 D Employee stock option 8.63 2005-11-02 4 M 0 10000 8.63 D 2005-11-10 Common stock 10000 20000 D Employee stock option 5.75 2006-11-01 Common stock 50000 50000 D Employee stock option 4.06 2007-10-18 Common stock 50000 50000 D Employee stock option 2.44 2008-11-12 Common stock 50000 50000 D Employee stock option 2.4 2009-08-14 Common stock 75000 75000 D Employee stock option 3.98 2010-10-27 Common stock 75000 75000 D Employee stock option 8.37 2011-08-31 Common stock 75000 75000 D Option with expiration date of November 10, 2005 exercised pursuant to a Rule 10b5-1 plan filed September 16, 2005. Open market sale of common stock to cover exercise price of expiring options pursuant to a Rule 10b5-1 plan filed September 16, 2005. The option vested in three equal annual installments beginning 11/10/99. The option vested in three equal annual installments beginning 11/01/00. The option vested in three equal annual installments beginning 10/18/01. The option vested in three equal annual installments beginning 11/12/02. The option vested in three equal annual installments beginning 08/14/03. The option vests in three equal annual installments beginning 10/27/04. The option vests in three equal annual installments beginning 08/31/05. Andrew W. Pierce 2005-11-02 -----END PRIVACY-ENHANCED MESSAGE-----