-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UhJmp6B25CdcJbRPXnVWH/hTV+MbXFfTe9i69ZC6V7mT0MMxi90dDxvbMoASeez9 eZ+ebaSxT34nwLS2pG4rXw== 0000907595-01-000001.txt : 20010214 0000907595-01-000001.hdr.sgml : 20010214 ACCESSION NUMBER: 0000907595-01-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITIES MANAGEMENT & RESEARCH INC/ CENTRAL INDEX KEY: 0000907595 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 591145041 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-03361 FILM NUMBER: 1536714 BUSINESS ADDRESS: STREET 1: ONE MOODY PLZ - 14 FL STREET 2: C/O GREER HERZ & ADAMS CITY: GALVESTON STATE: TX ZIP: 77550 BUSINESS PHONE: 8005268346 MAIL ADDRESS: STREET 1: ONE MOODY PLAZA CITY: GALVESTON STATE: TX ZIP: 77550 13F-HR 1 0001.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2000 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Securities Management and Research, Inc. Address: 2450 South Shore Blvd., Suite 400 League City, TX 77573 __________________________________________ Form 13F File Number: 28-03361 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Brenda T. Koelemay Title: Chief Administrative Officer Phone: (281) 538-4932 Signature, Place, and Date of Signing: Brenda T. Koelemay League City, Texas February 13, 2001 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 297 Form 13F Information Table Value Total: $1233047 (thousands) List of Other Included Managers: No. Form 13F File Number Name 01 28-____________ AMERICAN NATIONAL INSURANCE COMPANY FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AES Corporation COM 00130h105 1340 24200.0000SH DEFINED 01 24200.0000 AXA ADR COM 054536107 50 700.0000 SH SOLE 700.0000 323 4500.0000SH DEFINED 01 4500.0000 Abbott Labs. COM 002824100 2393 49400.0000SH DEFINED 01 49400.0000 Albertson's Inc. COM 013104104 428 16150.0000SH SOLE 16150.0000 7621 287600.0000SH DEFINED 01 287600.0000 Alcatel Alsthom ADR COM 013904305 56 1000.0000SH SOLE 1000.0000 341 6100.0000SH DEFINED 01 6100.0000 Alcoa Inc. COM 013817101 1648 49200.0000SH DEFINED 01 49200.0000 Allegheny Energy Inc. COM 017361106 373 7750.0000SH SOLE 7750.0000 5937 123200.0000SH DEFINED 01 123200.0000 Allergan, Inc. COM 018490102 992 10250.0000SH SOLE 10250.0000 10572 109200.0000SH DEFINED 01 109200.0000 Alltel Corp. COM 020039103 1099 17600.0000SH SOLE 17600.0000 20214 323750.0000SH DEFINED 01 323750.0000 American General Corp COM 026351106 786 9650.0000SH SOLE 9650.0000 9992 122600.0000SH DEFINED 01 122600.0000 American Home Products COM 026609107 108 1700.0000SH SOLE 1700.0000 2955 46500.0000SH DEFINED 01 46500.0000 American Telephone & Telegraph COM 001957109 631 36588.0000SH SOLE 36588.0000 14228 824803.0000SH DEFINED 01 824803.0000 Amgen Inc. COM 031162100 735 11500.0000SH SOLE 11500.0000 6956 108800.0000SH DEFINED 01 108800.0000 Anadarko Petroleum Corp. COM 032511107 217 3048.0000SH SOLE 3048.0000 3489 49092.0000SH DEFINED 01 49092.0000 Anheuser-Busch COM 035229103 1390 30550.0000SH SOLE 30550.0000 24943 548200.0000SH DEFINED 01 548200.0000 AstraZeneca Group PLC ADR COM 046353108 75 1455.0000SH SOLE 1455.0000 453 8800.0000SH DEFINED 01 8800.0000 Aventis ADR COM 053561106 65 775.0000 SH SOLE 775.0000 430 5100.0000SH DEFINED 01 5100.0000 BP Amoco Plc ADR COM 055622104 1962 40984.0000SH SOLE 40984.0000 27460 573580.0000SH DEFINED 01 573580.0000 Banco Santander Central Hispan COM 05964h105 17 1624.0000SH SOLE 1624.0000 104 9800.0000SH DEFINED 01 9800.0000 Bank of Tokyo-Mitsubishi Ltd. COM 065379109 55 5700.0000SH SOLE 5700.0000 340 35100.0000SH DEFINED 01 35100.0000 Banta Corp. COM 066821109 521 20500.0000SH SOLE 20500.0000 10745 422700.0000SH DEFINED 01 422700.0000 Barclays PLC ADR COM 06738e204 39 300.0000 SH SOLE 300.0000 245 1900.0000SH DEFINED 01 1900.0000 Beckman Coulter Inc. COM 075811109 554 13200.0000SH SOLE 13200.0000 12665 302000.0000SH DEFINED 01 302000.0000 Black & Decker COM 091797100 341 8700.0000SH SOLE 8700.0000 10868 276900.0000SH DEFINED 01 276900.0000 Boeing Company COM 097023105 766 11600.0000SH SOLE 11600.0000 10388 157400.0000SH DEFINED 01 157400.0000 Bristol Myers Squibb COM 110122108 2318 31350.0000SH SOLE 31350.0000 18189 246000.0000SH DEFINED 01 246000.0000 British Telecommunications PLC COM 111021408 54 625.0000 SH SOLE 625.0000 286 3300.0000SH DEFINED 01 3300.0000 Broadcom Corp COM 111320107 25 300.0000 SH SOLE 300.0000 1453 17300.0000SH DEFINED 01 17300.0000 Brunswick COM 117043109 252 15350.0000SH SOLE 15350.0000 2201 133900.0000SH DEFINED 01 133900.0000 Burlington Northern, Inc. COM 12189T104 340 12000.0000SH SOLE 12000.0000 Calpine Corp. COM 131347106 16385 363600.0000SH DEFINED 01 363600.0000 Canadian Pacific Ltd. COM 135923100 1123 39300.0000SH DEFINED 01 39300.0000 Canon Inc. ADR COM 138006309 37 1100.0000SH SOLE 1100.0000 222 6600.0000SH DEFINED 01 6600.0000 Centerpoint Properties Corp. COM 151895109 3062 64800.0000SH DEFINED 01 64800.0000 Centex COM 152312104 451 12000.0000SH SOLE 12000.0000 6562 174700.0000SH DEFINED 01 174700.0000 Chevron Corp. COM 166751107 1131 13400.0000SH SOLE 13400.0000 18289 216600.0000SH DEFINED 01 216600.0000 Cigna Corp. COM 125509109 1667 12600.0000SH SOLE 12600.0000 31077 234900.0000SH DEFINED 01 234900.0000 Cisco Systems COM 17275R102 2087 54550.0000SH SOLE 54550.0000 25314 661800.0000SH DEFINED 01 661800.0000 Citigroup Inc. COM 172967101 3100 60713.0001SH SOLE 60713.0001 39676 776998.9998SH DEFINED 01 776998.9998 Coca-Cola COM 191216100 6 100.0000 SH SOLE 100.0000 2102 34500.0000SH DEFINED 01 34500.0000 Comerica, Inc. COM 200340107 499 8400.0000SH SOLE 8400.0000 4958 83500.0000SH DEFINED 01 83500.0000 ConAgra Foods, Inc. COM 205887102 47 1800.0000SH SOLE 1800.0000 2016 77555.0000SH DEFINED 01 77555.0000 Conexant Systems, Inc. COM 207142100 6 400.0000 SH SOLE 400.0000 406 26400.0000SH DEFINED 01 26400.0000 Conseco, Inc. COM 208464107 271 20517.0000SH SOLE 20517.0000 3074 233120.0000SH DEFINED 01 233120.0000 Constellation Energy Group COM 059165100 1185 26300.0000SH DEFINED 01 26300.0000 Corning Inc. COM 219350105 692 13100.0000SH DEFINED 01 13100.0000 Countrywide Credit Industries COM 222372104 887 17650.0000SH SOLE 17650.0000 13407 266800.0000SH DEFINED 01 266800.0000 Crescent Real Estate Trust COM 225756105 1934 86900.0000SH DEFINED 01 86900.0000 DTE Energy Co. COM 233331107 781 20050.0000SH SOLE 20050.0000 5985 153700.0000SH DEFINED 01 153700.0000 DaimlerChrysler COM D1668R123 223 5409.0000SH SOLE 5409.0000 2856 69309.0000SH DEFINED 01 69309.0000 Deere & Co COM 244199105 41 900.0000 SH SOLE 900.0000 5475 119500.0000SH DEFINED 01 119500.0000 Deluxe Corp. COM 248019101 5 200.0000 SH SOLE 200.0000 1440 57000.0000SH DEFINED 01 57000.0000 Deutsche Bank ADR COM 251525309 33 400.0000 SH SOLE 400.0000 225 2700.0000SH DEFINED 01 2700.0000 Deutsche Telekom AG ADR COM 251566105 68 2324.0000SH SOLE 2324.0000 416 14222.0000SH DEFINED 01 14222.0000 Dillard's Inc. COM 254067101 5 408.0000 SH SOLE 408.0000 4146 351000.0000SH DEFINED 01 351000.0000 EMC Corp. COM 268648102 1320 19850.0000SH SOLE 19850.0000 42221 634900.0000SH DEFINED 01 634900.0000 ENI SPA ADR COM 26874r108 51 800.0000 SH SOLE 800.0000 334 5200.0000SH DEFINED 01 5200.0000 Emerson Electric COM 291011104 930 11800.0000SH SOLE 11800.0000 10246 130000.0000SH DEFINED 01 130000.0000 Enron Corp. COM 293561106 2606 31350.0000SH SOLE 31350.0000 15470 186100.0000SH DEFINED 01 186100.0000 Enzon, Inc. COM 293904108 23 375.0000 SH SOLE 375.0000 1924 31000.0000SH DEFINED 01 31000.0000 Equity Office Properties Trust COM 294741103 326 10000.0000SH DEFINED 01 10000.0000 Ericsson LM ADR COM 294821400 63 5600.0000SH SOLE 5600.0000 383 34200.0000SH DEFINED 01 34200.0000 Exodus Communications, Inc. COM 302088109 12 600.0000 SH SOLE 600.0000 1012 50600.0000SH DEFINED 01 50600.0000 Exxon Mobil Corp. COM 30231g102 330 3800.0000SH SOLE 3800.0000 3869 44500.0000SH DEFINED 01 44500.0000 Federated Department Stores, I COM 31410h101 467 13350.0000SH SOLE 13350.0000 7770 222000.0000SH DEFINED 01 222000.0000 First Data Corp. COM 319963104 830 15750.0000SH SOLE 15750.0000 Ford Motor Co. COM 345370860 436 18598.0000SH SOLE 18598.0000 7071 301697.0000SH DEFINED 01 301697.0000 France Telecom ADR COM 35177q105 94 1100.0000SH SOLE 1100.0000 583 6800.0000SH DEFINED 01 6800.0000 General Electric Co. COM 369604103 3579 74650.0000SH SOLE 74650.0000 49817 1039200.0000SH DEFINED 01 1039200.0000 General Motors, Inc. COM 370442105 583 11450.0000SH SOLE 11450.0000 5542 108800.0000SH DEFINED 01 108800.0000 Genetech, Inc. COM 368710406 1239 15200.0000SH DEFINED 01 15200.0000 Glatfelter P.H. COM 377316104 1272 102200.0000SH DEFINED 01 102200.0000 GlaxoSmithKline plc ADR COM 37733W105 141 2524.2000SH SOLE 2524.2000 872 15572.0000SH DEFINED 01 15572.0000 Global Marine Inc. COM 379352404 323 11400.0000SH SOLE 11400.0000 5215 183800.0000SH DEFINED 01 183800.0000 Goodrich BF Co COM 382388106 338 9280.0000SH SOLE 9280.0000 3824 105136.0000SH DEFINED 01 105136.0000 Group 1 Automotive Inc. COM 398905109 750 80000.0000SH DEFINED 01 80000.0000 Hercules, Inc. COM 427056106 181 9500.0000SH SOLE 9500.0000 858 45000.0000SH DEFINED 01 45000.0000 Hitachi Ltd. ADR COM 433578507 34 400.0000 SH SOLE 400.0000 224 2600.0000SH DEFINED 01 2600.0000 Honda Motor Co Ltd. ADR COM 438128308 44 600.0000 SH SOLE 600.0000 266 3600.0000SH DEFINED 01 3600.0000 Hospitality Properties Trust COM 44106M102 1131 50000.0000SH DEFINED 01 50000.0000 IBP, Inc. COM 449223106 542 20250.0000SH SOLE 20250.0000 10379 388000.0000SH DEFINED 01 388000.0000 Imperial Chemical Industries P COM 452704505 657 19500.0000SH SOLE 19500.0000 8358 248100.0000SH DEFINED 01 248100.0000 Ing Groep NV ADR COM 456837103 32 400.0000 SH SOLE 400.0000 216 2700.0000SH DEFINED 01 2700.0000 Inktomi Corp. COM 457277101 5 300.0000 SH SOLE 300.0000 447 25000.0000SH DEFINED 01 25000.0000 Intel Corp. COM 458140100 2002 66600.0000SH SOLE 66600.0000 17439 580100.0000SH DEFINED 01 580100.0000 International Business Machine COM 459200101 523 6150.0000SH SOLE 6150.0000 8407 98900.0000SH DEFINED 01 98900.0000 J C Penney COM 708160106 160 14700.0000SH SOLE 14700.0000 1906 175300.0000SH DEFINED 01 175300.0000 J. P. Morgan - OLD COM 616880100 1159 7000.0000SH SOLE 7000.0000 19148 115700.0000SH DEFINED 01 115700.0000 JDS Uniphase Corp. COM 46612j101 467 11200.0000SH DEFINED 01 11200.0000 Johnson & Johnson COM 478160104 1581 15050.0000SH SOLE 15050.0000 18386 175000.0000SH DEFINED 01 175000.0000 Kerr-McGee Corp. COM 492386107 248 3700.0000SH SOLE 3700.0000 3246 48500.0000SH DEFINED 01 48500.0000 Kinross Gold Corp. COM 496902107 14 27213.0000SH DEFINED 01 27213.0000 Kohl's Corp. COM 500255104 1281 21000.0000SH DEFINED 01 21000.0000 Liberty Property Trust COM 531172104 2859 100100.0000SH DEFINED 01 100100.0000 Louisiana Pacific COM 546347105 171 16850.0000SH SOLE 16850.0000 Lowe's Co. COM 548661107 670 15050.0000SH SOLE 15050.0000 5051 113500.0000SH DEFINED 01 113500.0000 Matsushita Electric Industrial COM 576879209 47 2000.0000SH SOLE 2000.0000 351 15000.0000SH DEFINED 01 15000.0000 McCormick & Co. COM 579780206 339 9400.0000SH SOLE 9400.0000 16066 445500.0000SH DEFINED 01 445500.0000 Medtronic, Inc. COM 585055106 1407 23300.0000SH DEFINED 01 23300.0000 Merck & Co., Inc. COM 589331107 1779 19000.0000SH SOLE 19000.0000 16197 173000.0000SH DEFINED 01 173000.0000 Microsoft Corp COM 594918104 1488 34300.0000SH SOLE 34300.0000 15433 355800.0000SH DEFINED 01 355800.0000 Millennium Pharmaceuticals COM 599902103 1900 30700.0000SH DEFINED 01 30700.0000 Minnesota Mining & Mfg. Co. COM 604059105 856 7100.0000SH SOLE 7100.0000 8086 67100.0000SH DEFINED 01 67100.0000 Mirant Corp. COM 604675108 1416 50000.0000SH DEFINED 01 50000.0000 Molecular Devices Corp. COM 60851c107 39 565.0000 SH SOLE 565.0000 1649 24100.0000SH DEFINED 01 24100.0000 Morgan Stanley, Dean Witter, D COM 617446448 1858 23450.0000SH SOLE 23450.0000 9661 121900.0000SH DEFINED 01 121900.0000 NRG Energy, Inc. COM 629377102 1316 47300.0000SH DEFINED 01 47300.0000 Nec Corp. ADR COM 629050204 36 400.0000 SH SOLE 400.0000 217 2400.0000SH DEFINED 01 2400.0000 Network Appliance, Inc. COM 64120l104 481 7500.0000SH SOLE 7500.0000 2439 38000.0000SH DEFINED 01 38000.0000 News Corp Ltd ADR COM 652487703 45 1400.0000SH SOLE 1400.0000 281 8700.0000SH DEFINED 01 8700.0000 Nextel Communications, Inc. COM 65332v103 324 13100.0000SH SOLE 13100.0000 1124 45400.0000SH DEFINED 01 45400.0000 Nippon Telegraph & Telephone C COM 654624105 143 4000.0000SH SOLE 4000.0000 874 24500.0000SH DEFINED 01 24500.0000 Nokia Oyj ADR COM 654902204 83 1900.0000SH SOLE 1900.0000 522 12000.0000SH DEFINED 01 12000.0000 Novartis ADR COM 66987v109 188 4200.0000SH SOLE 4200.0000 1141 25500.0000SH DEFINED 01 25500.0000 Oracle Corp. COM 68389x105 414 14250.0000SH SOLE 14250.0000 2761 95000.0000SH DEFINED 01 95000.0000 PMC-Sierra, Inc. COM 69344f106 24 300.0000 SH SOLE 300.0000 1777 22600.0000SH DEFINED 01 22600.0000 PNC Financial Services Group COM 693475105 1016 13900.0000SH SOLE 13900.0000 16731 229000.0000SH DEFINED 01 229000.0000 Pacific Century CyberWorks Lim COM 694059106 47 7700.0000SH SOLE 7700.0000 160 26070.0000SH DEFINED 01 26070.0000 Peregrine Systems, Inc. COM 71366q101 20 1025.0000SH SOLE 1025.0000 1225 62000.0000SH DEFINED 01 62000.0000 Pfizer, Inc. COM 717081103 2720 59137.0000SH SOLE 59137.0000 33283 723550.0000SH DEFINED 01 723550.0000 Pharmacia Corp. COM 71713u102 2727 44700.0000SH DEFINED 01 44700.0000 Phelps Dodge Corp COM 717265102 213 3815.0000SH SOLE 3815.0000 1942 34800.0000SH DEFINED 01 34800.0000 Philip Morris Cos., Inc. COM 718154107 202 4601.0000SH SOLE 4601.0000 4730 107500.0000SH DEFINED 01 107500.0000 Praxair, Inc. COM 74005P104 1234 27800.0000SH DEFINED 01 27800.0000 Procter & Gamble, Inc. COM 742718109 2392 30500.0000SH SOLE 30500.0000 21672 276300.0000SH DEFINED 01 276300.0000 QLogic Corp COM 747277101 31 400.0000 SH SOLE 400.0000 2225 28900.0000SH DEFINED 01 28900.0000 Qwest Communications Int'l. In COM 749121109 1272 31126.0000SH SOLE 31126.0000 26553 649610.0000SH DEFINED 01 649610.0000 RJ Reynolds Tobacco Holdings, COM 76182k105 4902 100549.0000SH DEFINED 01 100549.0000 Royal Dutch Petroleum Co. ADR COM 780257804 545 9000.0000SH SOLE 9000.0000 19834 327500.0000SH DEFINED 01 327500.0000 SAP ADR COM 803054204 30 900.0000 SH SOLE 900.0000 175 5200.0000SH DEFINED 01 5200.0000 SBC Communications Inc. COM 78387G103 812 17000.0000SH SOLE 17000.0000 Safeway Inc. COM 786514208 1206 19300.0000SH SOLE 19300.0000 19950 319200.0000SH DEFINED 01 319200.0000 Schering Plough Co. COM 806605101 2815 49600.0000SH SOLE 49600.0000 18920 333400.0000SH DEFINED 01 333400.0000 Schlumberger Ltd. COM 806857108 104 1300.0000SH SOLE 1300.0000 2606 32600.0000SH DEFINED 01 32600.0000 Sensient Technologies Corp. COM 81725t100 589 25900.0000SH SOLE 25900.0000 14044 617300.0000SH DEFINED 01 617300.0000 Shell Transport & Trading Co. COM 822703609 69 1400.0000SH SOLE 1400.0000 415 8400.0000SH DEFINED 01 8400.0000 Siemens AG ADR COM 826197402 52 400.0000 SH SOLE 400.0000 314 2400.0000SH DEFINED 01 2400.0000 Smithfield Foods Inc COM 832248108 2468 81200.0000SH DEFINED 01 81200.0000 Sony Corp. ADR COM 835699307 76 1100.0000SH SOLE 1100.0000 480 6900.0000SH DEFINED 01 6900.0000 Sun Microsystems COM 866810104 1993 71500.0000SH SOLE 71500.0000 7476 268200.0000SH DEFINED 01 268200.0000 Telecom Italia SPA ADR COM 87927w106 66 600.0000 SH SOLE 600.0000 375 3400.0000SH DEFINED 01 3400.0000 Telefonica SA ADR COM 879382208 32 636.0000 SH SOLE 636.0000 182 3633.0000SH DEFINED 01 3633.0000 Texaco COM 881694103 121 1950.0000SH SOLE 1950.0000 9219 148400.0000SH DEFINED 01 148400.0000 Tidewater Inc. COM 886423102 288 6500.0000SH SOLE 6500.0000 6523 147000.0000SH DEFINED 01 147000.0000 Total Fina Elf ADR COM 89151e109 36 500.0000 SH SOLE 500.0000 225 3100.0000SH DEFINED 01 3100.0000 Toyota Motor Corp. ADR COM 892331307 145 2300.0000SH SOLE 2300.0000 888 14100.0000SH DEFINED 01 14100.0000 Toys "R" Us COM 892335100 140 8400.0000SH SOLE 8400.0000 395 23700.0000SH DEFINED 01 23700.0000 Tyco International Ltd. COM 902124106 863 15550.0000SH SOLE 15550.0000 14508 261400.0000SH DEFINED 01 261400.0000 U.S. Bancorp COM 902973106 693 23750.0000SH SOLE 23750.0000 13800 472800.0000SH DEFINED 01 472800.0000 US Freightways Corp. COM 916906100 337 11200.0000SH SOLE 11200.0000 6623 220200.0000SH DEFINED 01 220200.0000 UST, Inc. COM 902911106 261 9300.0000SH SOLE 9300.0000 1900 67700.0000SH DEFINED 01 67700.0000 Unocal Corp. COM 915289102 729 18850.0000SH SOLE 18850.0000 8778 226900.0000SH DEFINED 01 226900.0000 Veritas Software Corp COM 923436109 2940 33600.0000SH SOLE 33600.0000 35648 407400.0000SH DEFINED 01 407400.0000 Verizon Communications COM 92343v104 1225 24435.0000SH SOLE 24435.0000 19037 379786.0000SH DEFINED 01 379786.0000 Vitesse Semiconductor Corp. COM 928497106 39 700.0000 SH SOLE 700.0000 2467 44600.0000SH DEFINED 01 44600.0000 Vodafone Group PLC ADR COM 92857w100 57 1600.0000SH SOLE 1600.0000 279 7800.0000SH DEFINED 01 7800.0000 Wal-Mart COM 931142103 2162 40700.0000SH SOLE 40700.0000 25139 473200.0000SH DEFINED 01 473200.0000 Waters Corp. COM 941848103 1420 17000.0000SH DEFINED 01 17000.0000 Watson Pharmaceuticals, Inc. COM 942683103 845 16500.0000SH SOLE 16500.0000 14640 286000.0000SH DEFINED 01 286000.0000 Wells Fargo Co. COM 949746101 2060 37000.0000SH SOLE 37000.0000 25215 452800.0000SH DEFINED 01 452800.0000 Whirlpool Corp. COM 963320106 3100 65000.0000SH DEFINED 01 65000.0000 Worldcom, Inc. COM 98157d106 365 25950.0000SH SOLE 25950.0000 5628 400200.0000SH DEFINED 01 400200.0000 XO Communications, Inc. COM 983764101 18 1000.0000SH SOLE 1000.0000 1087 61000.0000SH DEFINED 01 61000.0000 Xilinx, Inc. COM 983919101 473 10250.0000SH SOLE 10250.0000 2228 48300.0000SH DEFINED 01 48300.0000 York International COM 986670107 460 15000.0000SH DEFINED 01 15000.0000
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