0000907242-17-000009.txt : 20170810 0000907242-17-000009.hdr.sgml : 20170810 20170810191928 ACCESSION NUMBER: 0000907242-17-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170809 FILED AS OF DATE: 20170810 DATE AS OF CHANGE: 20170810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARAHI BOB CENTRAL INDEX KEY: 0000937326 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22088 FILM NUMBER: 171022663 MAIL ADDRESS: STREET 1: MONARCH CASINO & RESORT INC STREET 2: 3800 S. VIRGINIA STREET CITY: RENO STATE: NV ZIP: 89502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MONARCH CASINO & RESORT INC CENTRAL INDEX KEY: 0000907242 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 880300760 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3800 S VIRGINIA STREET STREET 2: EXECUTIVE OFFICES CITY: RENO STATE: NV ZIP: 89502 BUSINESS PHONE: 775-335-4600 MAIL ADDRESS: STREET 1: 3800 S VIRGINIA STREET STREET 2: EXECUTIVE OFFICES CITY: RENO STATE: NV ZIP: 89502 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-08-09 0 0000907242 MONARCH CASINO & RESORT INC MCRI 0000937326 FARAHI BOB MONARCH CASINO & RESORT INC 3800 S. VIRGINIA STREET RENO NV 89502 1 1 0 0 President Common Stock 2017-08-09 4 S 0 34000 34.43 D 482516 D Common Stock 2017-08-09 4 M 0 33334 29 A 482516 D Common Stock 2017-08-09 4 F 0 29231 34.91 D 482516 D Common Stock 482516 D Common Stock 435000 I by trust Common Stock 434626 I by trust Common Stock 100000 I by trust Options / Right to Buy 29 2017-08-09 4 M 0 33334 0 D 2010-10-21 2017-10-21 Common Stock 33334 200003 D Options / Right to Buy 23.08 2019-11-01 2026-11-01 Common Stock 33333 200003 D Options / Right to Buy 17.62 2018-10-21 2025-10-21 Common Stock 33334 200003 D Options / Right to Buy 12.32 2017-10-21 2024-10-21 Common Stock 33334 200003 D Options / Right to Buy 21.71 2016-10-21 2023-10-21 Common Stock 33334 200003 D Options / Right to Buy 8.56 2015-10-09 2022-10-09 Common Stock 33334 200003 D Options / Right to Buy 9.33 2014-10-21 2021-10-21 Common Stock 33334 200003 D On August 9, 2017, Mr. Farahi completed "net" stock option exercise whereby he exercised 33,334 stock options with an expiration date 10/21/2017. The exercise price of the stock option and the required tax withholding were paid in the form of stock totaling 29,231 shares. As a result of this "net" stock exercise Mr. Farahi beneficial ownership increased by the balance of 4,103. Bob Farahi 2017-08-10