0000907242-16-000029.txt : 20161117 0000907242-16-000029.hdr.sgml : 20161117 20161117194026 ACCESSION NUMBER: 0000907242-16-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161116 FILED AS OF DATE: 20161117 DATE AS OF CHANGE: 20161117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MONARCH CASINO & RESORT INC CENTRAL INDEX KEY: 0000907242 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 880300760 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3800 S VIRGINIA STREET STREET 2: EXECUTIVE OFFICES CITY: RENO STATE: NV ZIP: 89502 BUSINESS PHONE: 775-335-4600 MAIL ADDRESS: STREET 1: 3800 S VIRGINIA STREET STREET 2: EXECUTIVE OFFICES CITY: RENO STATE: NV ZIP: 89502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farahi David-Jacques CENTRAL INDEX KEY: 0001548756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22088 FILM NUMBER: 162006254 MAIL ADDRESS: STREET 1: 3800 S. VIRGINIA STREET CITY: RENO STATE: NV ZIP: 89502 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-11-16 0 0000907242 MONARCH CASINO & RESORT INC MCRI 0001548756 Farahi David-Jacques 3800 S. VIRGINIA STREET RENO NV 89502 0 1 0 0 Chief Operating Officer Common Stck 2016-11-16 4 S 0 5000 24.76 D 0 D Option/Right to buy 23.63 2019-09-01 2026-09-01 Common stock 11667 163333 D Option/Right to buy 23.52 2019-08-01 2026-08-01 Common Stock 6666 163333 D Option/Right to buy 20.49 2019-03-01 2026-03-01 Common Stock 1666 163333 D Option/Right to buy 17.6 2018-08-21 2025-08-21 Common Stock 10000 163333 D Option/Right to buy 18.44 2018-08-13 2025-08-13 Common Stock 1667 163333 D Option/Right to buy 20.69 2018-07-12 2025-07-12 Common Stock 6667 163333 D Option/Right to buy 17.08 2018-02-10 2025-02-10 Common Stock 1667 163333 D Option/Right to buy 12.4 2017-08-13 2024-08-13 Common Stock 1667 163333 D Option/Right to buy 14.95 2017-07-12 2024-07-12 Common Stock 6667 163333 D Option/Right to buy 18.41 2017-02-10 2024-02-10 Common Stock 1666 163333 D Option/Right to buy 19 2024-01-17 Common Stock 40000 163333 D Option/Right to buy 20 2016-08-13 2023-08-13 Common Stock 1667 163333 D Option/Right to buy 17.79 2016-07-12 2023-07-12 Common Stock 6666 163333 D Option/Right to buy 10.33 2016-02-10 2023-02-10 Common stock 1666 163333 D Option/Right to buy 7.55 2022-08-21 Common Stock 30000 163333 D Option/Right to buy 7.42 2015-08-13 2022-08-13 Common Stock 1667 163333 D Option/Right to buy 9.3 2014-08-13 2021-08-13 Common Stock 1667 163333 D Option/Right to buy 10.2 2020-07-12 Common Stock 20000 163333 D Option/Right to buy 11.15 2020-06-21 Common Stock 5000 163333 D Option/Right to buy 6.72 2020-02-10 Common Stock 5000 163333 D On January 17, 2014, Mr. Farahi was granted 40,000 stock options, which vest as follows: 13,333 vest on January 17, 2017; 13,333 vest on January 17, 2018 and 13,334 vest on January 17, 2019. On August 21, 2012, Mr. Farahi was granted 30,000 stock options, which vest as follows: 10,000 vest on August 21, 2015; 10,000 vest on August 21, 2016 and 10,000 vest on August 21, 2017. On July 12, 2010, Mr. Farahi was granted 20,000 stock options, which vest as follows: 6,666 vest on July 12, 2013; 6,667 vest on July 12, 2014 and 6,667 vest on July 12, 2015. On June 21, 2010, Mr. Farahi was granted 5,000 stock options, which vest as follows: 1,666 vest on June 21, 2013; 1,667 vest on June 21, 2014 and 1,667 vest on June 21, 2015. On February 10, 2010, Mr. Farahi was granted 5,000 stock options, which vest as follows: 1,666 vest on February 10, 2013; 1,667 vest on February 10, 2014 and 1,667 vest on February 10, 2015. David Farahi 2016-11-17