0000907242-14-000003.txt : 20140306 0000907242-14-000003.hdr.sgml : 20140306 20140306114412 ACCESSION NUMBER: 0000907242-14-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140304 FILED AS OF DATE: 20140306 DATE AS OF CHANGE: 20140306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MONARCH CASINO & RESORT INC CENTRAL INDEX KEY: 0000907242 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 880300760 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3800 S VIRGINIA STREET STREET 2: EXECUTIVE OFFICES CITY: RENO STATE: NV ZIP: 89502 BUSINESS PHONE: 775-335-4600 MAIL ADDRESS: STREET 1: 3800 S VIRGINIA STREET STREET 2: EXECUTIVE OFFICES CITY: RENO STATE: NV ZIP: 89502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farahi David-Jacques CENTRAL INDEX KEY: 0001548756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22088 FILM NUMBER: 14671996 MAIL ADDRESS: STREET 1: 3800 S. VIRGINIA STREET CITY: RENO STATE: NV ZIP: 89502 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-03-04 0 0000907242 MONARCH CASINO & RESORT INC MCRI 0001548756 Farahi David-Jacques 3800 S. VIRGINIA STREET RENO NV 89502 0 1 0 0 COO Common Stock 2014-03-04 4 S 0 1594 18.9 D 8406 D Common Stock 2014-03-05 4 S 0 3406 18.61 D 5000 D Common Stock 5000 D Option/right to buy 6.72 2020-02-10 Common Stock 5000 115000 D Option/right to buy 11.15 2020-06-21 Common Stock 5000 115000 D Option/right to buy 10.2 2020-07-12 Common Stock 20000 115000 D Option/right to buy 9.3 2014-08-13 2021-08-13 Commmon Stock 1667 115000 D Option/right to buy 7.42 2015-08-13 2022-08-13 Common Stock 1667 115000 D Option/right to buy 7.55 2022-08-21 Common Stock 30000 115000 D Option/right to buy 10.33 2016-02-10 2023-02-10 Common Stock 1667 115000 D Option/right to buy 17.79 2016-07-12 2023-07-12 Common Stock 6666 115000 D Option/right to buy 20 2016-08-13 2023-08-13 Common Stock 1667 115000 D Option/right to buy 19 2024-01-17 Common Stock 40000 115000 D Option/right to buy 18.41 2017-02-10 2024-02-10 Common Stock 1666 115000 D On February 10, 2010, Mr. Farahi was granted 5,000 stock options which vest as follows: 1,666 vest on February 10, 2013; 1,667 vest on February 10, 2014 and 1,667 vest on February 10, 2015. On June 21, 2010, Mr. Farahi was granted 5,000 stock options which vest as follow: 1,666 vest on August 13, 2011; 1,667 vest on August 13, 2012 and 1,667 vest on August 13, 2013. On July 12, 2010, Mr. Farahi was granted 20,000 stock options which vest as follows: 6,666 vest on July 12, 2013; 6,667 vest on July 12, 2014 and 6,667 vest on July 12, 2015. On August 21, 2012, Mr. Farahi was granted 30,000 stock options which vest as follows: 10,000 vest on August 21, 2015; 10,000 vest on August 21, 2016 and 10,000 vest on August 21, 2017. On January 17, 2014, Mr. Farahi was granted 40,000 stock options which vest as follows: 13,333 vest on January 17, 2017; 13,333 vest on January 17, 2018 and 13,334 vest on January 17, 2018. David Farahi 2014-03-06