-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RQNlshf+zA0voRN8N1Gy32GpJyZRNCH40GYATdDG1b90g/zEKh9agg35r/zJ9lUB YLnyMjUVwxAZVvsG5fDl1A== 0001181431-09-039701.txt : 20090814 0001181431-09-039701.hdr.sgml : 20090814 20090814160849 ACCESSION NUMBER: 0001181431-09-039701 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090804 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moukadam Bahaa N CENTRAL INDEX KEY: 0001470137 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30757 FILM NUMBER: 091015855 MAIL ADDRESS: STREET 1: 302 ENZO DRIVE CITY: SAN JOSE STATE: CA ZIP: 95138 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNRISE TELECOM INC CENTRAL INDEX KEY: 0000907152 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 770291197 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 302 ENZO DRIVE STREET 2: ---------------------------------------- CITY: SAN JOSE STATE: CA ZIP: 95138 BUSINESS PHONE: 4083638000 MAIL ADDRESS: STREET 1: 302 ENZO DRIVE STREET 2: ---------------------------------------- CITY: SAN JOSE STATE: CA ZIP: 95138 3 1 rrd250805.xml FORM 3 X0203 3 2009-08-04 0 0000907152 SUNRISE TELECOM INC SRTI 0001470137 Moukadam Bahaa N 302 ENZO DRIVE SAN JOSE CA 95138 0 1 0 0 Chief Executive Officer Employee Stock Option (right to buy) 0.66 2010-03-31 2019-03-31 Common Stock 105000 D Represents the per share closing price of the Company's common stock on the date of grant, March 31, 2009. Vests 25% on the one year anniversary of grant date; thereafter, 1/48 of the total options granted become exercisable on the first day of each succeeding month. Vesting accelerates and the option becomes immediately exercisable in full upon: (a) a 100% change of control of the company (as a result of stock sales, tender offer, merger or sale of assets); or (b) the Company or its successor terminating the employment of the option holder without cause within two months prior to or following a 70% change of control of the Company. /s/ Bahaa N. Moukadam 2009-08-14 -----END PRIVACY-ENHANCED MESSAGE-----