485BPOS 1 d460062d485bpos.htm NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I

As filed with the Securities and Exchange Commission on October 31, 2017

Registration No. 333-39157

811-07798

 

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.

 

 

Form N-6

REGISTRATION STATEMENT

UNDER

     THE SECURITIES ACT OF 1933   

     Post-Effective Amendment No. 28   

and

REGISTRATION STATEMENT

UNDER

THE INVESTMENT COMPANY ACT OF 1940   

Amendment No. 140   

 

 

NYLIAC VARIABLE UNIVERSAL LIFE SEPARATE ACCOUNT-I

(Exact Name of Registrant)

NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION

(Name of Depositor)

 

 

51 Madison Avenue,

New York, New York 10010

(Address of Depositor’s Principal Executive Office)

Depositor’s Telephone Number: (212) 576-7000

Erica E. Carrig, Esq.

New York Life Insurance and Annuity Corporation

51 Madison Avenue

New York, New York 10010

(Name and Address of Agent for Service)

 

 

Copy to:

Stephen E. Roth, Esq.

Sutherland Asbill & Brennan LLP

1275 Pennsylvania Avenue, NW

Washington, DC 20004-2415

 

Thomas F. English, Esq.

Senior Vice President, Deputy General Counsel

and Chief Insurance Counsel

New York Life Insurance Company

51 Madison Avenue

New York, New York 10010

 

 

Approximate Date of Proposed Public Offering:

It is proposed that this filing will become effective:

  immediately upon filing pursuant to paragraph (b) of Rule 485.
  on November 13, 2017 pursuant to paragraph (b) of Rule 485.
  60 days after filing pursuant to paragraph (a)(i) of Rule 485.
  on             pursuant to paragraph (a)(i) of 485.

If appropriate, check the following box:

  this post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 

 


The Registrant is filing this Post-Effective Amendment No. 28 to Registration Statement No. 333-39157 for the purpose of including in the Registration Statement a Prospectus Supplement. The Prospectus and Statement of Additional Information that were filed as part of Post-Effective Amendment No. 27, filed with the SEC on April 11, 2017, are hereby incorporated by reference. Other than as set forth herein, this Post-Effective Amendment does not amend or delete any other part of the Registration Statement.


Supplement dated October 31, 2017

to the Prospectuses dated May 1, 2017, as amended, for

NYLIAC Variable Universal Life 2000

NYLIAC Variable Universal Life Provider

NYLIAC Survivorship Variable Universal Life

Flexible Premium Variable Universal Life

New York Life Variable Universal Life Accumulator

New York Life Survivorship Variable Universal Life Accumulator

New York Life Variable Universal Life Accumulator Plus

Investing in

NYLIAC Variable Universal Life Separate Account-I

This supplement amends the current prospectuses, as amended (the “Prospectuses”) for the variable universal life insurance policies offered through the separate account referenced above (the “Policies”). You should read this information carefully and retain this supplement for future reference together with the Prospectuses. This supplement is not valid unless it is read in conjunction with the Prospectuses. All capitalized terms used but not defined herein have the same meaning as those included in the Prospectuses.

The purpose of this supplement is to note the following changes taking effect on November 13, 2017:

 

 

(i)

The addition of three new Investment Divisions that will be available under the Policies; and

 

 

(ii)

The closure of three Investment Divisions to new investments.

Keeping this purpose in mind, please note the following:

 

I.

ADDITION OF NEW INVESTMENT DIVISIONS AVAILABLE UNDER THE POLICIES

As of November 13, 2017, the following new Investment Divisions will be available under the Policies.

 

 

A.

Addition of American Funds IS® Blue Chip Income and Growth Fund - Class 2

Add the following entry to the table in your Prospectus entitled “Funds and Eligible Portfolios.”

 

Funds and Eligible Portfolios

 

Investment Adviser

 

Investment Objectives

American Funds IS® Blue Chip Income and Growth Fund – Class 2

 

Capital Research and Management Company

 

•  Seeks to produce income exceeding the average yield on U.S. stocks generally and to provide an opportunity for growth of principal consistent with sound common stock investing.

 

 

B.

Addition of American Funds IS® Growth Fund - Class 2

Add the following entry to the table in your Prospectus entitled “Funds and Eligible Portfolios.”

 

Funds and Eligible Portfolios

 

Investment Adviser

 

Investment Objectives

American Funds IS® Growth Fund – Class 2

 

Capital Research and Management Company

 

•  Seeks to provide growth of capital.


 

C.

Addition of Janus Henderson VIT Enterprise Portfolio – Institutional Shares

Add the following entry to the table in your Prospectus entitled “Funds and Eligible Portfolios.”

 

Funds and Eligible Portfolios

 

Investment Adviser

 

Investment Objectives

Janus Henderson VIT Enterprise Portfolio – Institutional Shares

 

Janus Capital Management LLC

 

•  Seeks long-term growth of capital.

 

 

D.

Number of Investment Divisions

All references in the Prospectus to the number of available Investment Divisions should be changed to refer to 67 Investment Divisions.

 

II.

CLOSURE OF INVESTMENT DIVISIONS TO NEW INVESTMENTS

Effective as of the close of business on November 10, 2017 (the “Closure Date”), the following three Investment Divisions will be closed to all policyowners except those policyowners who have Cash Value allocated to the Investment Divisions as of the Closure Date.

 

 

A.

Mainstay VP Cornerstone Growth – Initial Class

 

 

B.

MainStay VP Emerging Markets Equity – Initial Class

 

 

C.

MainStay VP T. Rowe Price Equity Income – Initial Class

Policyowners who have cash value allocated to these Investment Divisions as of the Closure Date may continue to allocate Cash Value to the Investment Divisions thereafter. Existing policyowners who remove all Cash Value from these Investment Divisions on or after the Closure Date, however, will not be able to reinvest in them at a later date. Policyowners who do not have Cash Value allocated to the Investment Divisions as of the Closure Date will not be permitted to invest in these Investment Divisions thereafter.

Automated investment features such as Dollar Cost Averaging, Automatic Asset Reallocation, Expense Allocation and Interest Sweep programs, if elected prior to the Closure Date, will not be affected by the closures unless a policyowner withdraws or otherwise transfers his/her entire account value from these Investment Divisions.

 

 

New York Life Insurance and Annuity Corporation

(A Delaware Corporation)

51 Madison Avenue

New York, New York 10010


PART C. OTHER INFORMATION

ITEM 26. EXHIBITS

 

(a)

  Board of Directors Resolutions

(a)(1)

  Resolution of the Board of Directors of NYLIAC establishing the Separate Account — Previously filed as Exhibit 1.(1) to Registrant’s initial Registration Statement on Form S-6, re-filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit 1.(1) to Registrant’s Post-Effective Amendment No. 4 on Form S-6, for NYLIAC Variable Universal Life Separate Account-I (File No. 033-64410), filed 4/25/97 and incorporated herein by reference.

(a)(2)

  Resolution of the Board of Directors of NYLIAC authorizing filings relating to the Policy with the Securities and Exchange Commission — Previously filed as Exhibit 1.(1)(b) to Registrant’s Pre-Effective Amendment No. 1 on Form S-6, for NYLIAC Variable Universal Life Separate Account-I (File No. 033-64410), filed 4/13/98 and incorporated herein by reference.

(b)

  Custodian Agreements. Not applicable.

(c)

  Underwriting Contracts.

(c)(1)

  Distribution Agreement between NYLIFE Securities Inc. and NYLIAC — Previously filed as Exhibit 1.(3)(a) to Post- Effective Amendment No. 1 to the registration statement on Form S-6 for NYLIAC MFA Separate Account-I (File No. 002-86084), re-filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit 1.(3)(a)(1) to Post-Effective Amendment No. 4 to the registration statement on Form S-6 for NYLIAC Variable Universal Life Separate Account-I (File No. 033-64410), filed 4/25/97 and incorporated herein by reference.

(c)(2)

  Distribution Agreement between NYLIFE Distributors Inc. and NYLIAC — Previously filed as Exhibit (3)(b) to Post-Effective Amendment No. 1 to the Registration Statement on Form N-4 for NYLIAC Variable Annuity Separate Account-III (File No. 033-87382), filed 4/18/96 and incorporated herein by reference.

(c)(3)

  Distribution and Underwriting Agreement, dated April 27, 2006, between New York Life Insurance and Annuity Corporation and NYLIFE Distributors LLC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (c)(3) to Post-Effective Amendment No. 16 on Form N-6 for NYLIAC Corporate Sponsored Variable Universal Life Separate Account-I (File No. 333-48300), filed 8/15/06 and incorporated herein by reference.

(c)(4)

  Amendment to Distribution and Underwriting Agreement, dated March 6, 2015, between New York Life Insurance and Annuity Corporation and NYLIFE Distributors LLC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit(c)(4) to Post-Effective Amendment No. 25 on Form N-6 for NYLIAC Variable Universal Life Separate Account-I (File No. 333-79309), filed 4/14/2015 and incorporated herein by reference.

(d)

  Contracts.

(d)(1)

  Form of Policy for Survivorship Variable Adjustable Life Insurance — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit 1.(5)(a) to Registrant’s initial Registration Statement on Form S-6 (File No. 333-39157), filed 10/31/97 and incorporated herein by reference.

(d)(2)

  Form of Policy for Survivorship Variable Universal Life Policies (No. 302-150) — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (5)(a)(l) to Registrant’s Post-Effective Amendment No. 5 on Form S-6 (File No. 333-39157), filed 1/24/02 and incorporated herein by reference.

(d)(3)

  Form of Guaranteed Minimum Death Benefit Rider for Survivorship Variable Adjustable Life Insurance — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit 1.(5)(b) to Registrant’s initial Registration Statement on Form S-6 (File No. 333-39157), filed 10/31/97 and incorporated herein by reference.

(d)(4)

  Form of Level First-To-Die Term Rider for Survivorship Variable Adjustable Life Insurance — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit 1.(5)(c) to Registrant’s initial Registration Statement on Form S-6 (File No. 333-39157), filed 10/31/97 and incorporated herein by reference.

(d)(5)

  Amended Form of Level First-to-Die Term Rider for Survivorship Variable Adjustable Life Insurance — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit 1.(5)(c)(2) to Registrant’s Pre-Effective Amendment No. 1 on Form S-6 (File No. 333-39157), filed 4/3/98 and incorporated herein by reference.

(d)(6)

  Form of First-To-Die Monthly Deduction Waiver Rider for Survivorship Variable Adjustable Life Insurance — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit 1.(5)(d) to Registrant’s initial registration statement on Form S-6 (File No. 333-39157), filed 10/31/97 and incorporated herein by reference.

(d)(7)

  Amended Form of First-to-Die Monthly Deduction Waiver Rider for Survivorship Variable Adjustable Life Insurance — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit 1.(5)(d)(2) to Registrant’s Pre-Effective Amendment No. 1 on Form S-6 (File No. 333-39157), filed 4/3/98 and incorporated herein by reference.

(d)(8)

  Form of Supplementary Term Rider for Survivorship Variable Adjustable Life Insurance — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit 1.(5)(e) to Registrant’s initial registration statement on Form S-6 (File No. 333-39157), filed 10/31/97 and incorporated herein by reference.

(d)(9)

  Form of Accelerated Benefits Rider for Survivorship Variable Adjustable Life Insurance — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit 1.(5)(f) to Registrant’s initial registration statement on Form S-6 (File No. 333-39157), filed 10/31/97 and incorporated herein by reference.

(d)(10)

  Life Extension Rider — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (5)(g) to Registrant’s Post-Effective Amendment No. 5 on Form S-6 (File No. 333-39157), filed 1/24/02 and incorporated herein by reference.

(e)

  Applications.

(e)(1)

  Form of Application — Previously filed as Exhibit 1.(10) to the initial registration statement on Form S-6 for NYLIAC Variable Universal Life Separate Account-I (File No. 033-64410), and re-filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit 1.(10) to Post-Effective Amendment No. 4 to Registrant’s registration statement on Form S-6 (File No. 033-64410), filed 4/25/97 and incorporated herein by reference.

(f)

  Depositor’s Certificate of Incorporation and By-Laws.

(f)(1)

  Restated Certificate of Incorporation of NYLIAC — Previously filed as Exhibit (6)(a) to the registration statement on Form S-6 for NYLIAC MFA Separate Account-I (File No. 002-86083), re-filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit 1.(6)(a) to the initial registration statement on Form S-6 for NYLIAC Corporate Sponsored Variable Universal Life Separate Account-I (File No. 333-07617), filed 7/3/96 and incorporated herein by reference.

(f)(1)(a)

  Amended and Restated Certificate of Incorporation of NYLIAC — Previously filed as Exhibit 6(a)(1) to the registration statement on Form N-4 for the NYLIAC MFA Separate Account-I (File No. 2-86083), filed 4/12/13 and incorporated herein by reference.

(f)(2)

  By-Laws of NYLIAC — Previously filed as Exhibit (6)(b) to the registration statement on Form S-6 for NYLIAC MFA Separate Account-I (File No. 002-86083), re-filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit 1.(6)(b) to the initial registration statement on Form S-6 for NYLIAC Corporate Sponsored Variable Universal Life Separate Account-I (File No. 333-07617), and filed 7/3/96 incorporated herein by reference.

 

C-1


(f)(2)(a)

   Amendments to By-Laws of NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit 1.(6)(b)(2) to Pre-Effective Amendment No. 1 to the registration statement on Form S-6 for NYLIAC Variable Universal Life Separate Account-I (File No. 333-39157), filed 4/3/98 and incorporated herein by reference.

(f)(2)(b)

   Amended and Restated By-Laws of NYLIAC — Previously filed as Exhibit 6(b)(3) to the registration statement on Form N-4 for the NYLIAC MFA Separate Account-I (File No. 2-86083), filed 4/12/13 and incorporated herein by reference.

(g)

   Reinsurance Contracts.

(g)(1)

   Specimen Automatic Reinsurance Agreement between NYLIAC and Certain Reinsurers Relating to certain NYLIAC Variable Universal Life Policies — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (g)(1) to Post-Effective Amendment No. 8 to the registration statement on Form N-6 for NYLIAC Variable Universal Life Separate Account-I (File No. 333-39157), filed 4/17/03 and incorporated herein by reference.

(g)(2)

   Specimen Automatic Reinsurance Agreement between NYLIAC and Certain Reinsurers Relating to certain NYLIAC Variable Universal Life Policies — Amendment Number 1 thereto, and Amendment Number 2 thereto — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (g)(2) to Post-Effective Amendment No. 8 to the registration statement on Form N-6 NYLIAC for Variable Universal Life Separate Account-I (File No. 333-39157), filed 4/17/03 and incorporated herein by reference.

(g)(3)

   Specimen Faculative Reinsurance Agreement between NYLIAC and Certain Reinsurers Relating to certain NYLIAC Variable Universal Life Policies — Previously filed in accordance with Regulation S-T, 17 CFR 232.201(e) as Exhibit (g)(5) to Post Effective Amendment No. 8 to the registration statement on Form N-6 for NYLIAC Variable Universal Life Separate Account-I (File No. 333-79309), filed 4/16/03 and incorporated herein by reference.

(h)

   Participation Agreements.

(h)(1)

   Stock Sale Agreement between NYLIAC and MainStay VP Series Fund, Inc. (formerly New York Life MFA Series Fund, Inc.) — Previously filed as Exhibit 1.(9) to Registrant’s Pre-Effective Amendment No. 1 on Form S-6, refiled as Exhibit 1.(9)(a) to Pre-Effective Amendment No. 1 to the registration statement on Form S-6 for NYLIAC Corporate Sponsored Variable Universal Life Separate Account-I (File No. 333-07617), filed on 1/2/97 and incorporated herein by reference.

(h)(2)

   Participation Agreement among Acacia Capital Corporation, Calvert Asset Management Company, Inc. and NYLIAC, as amended — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit 1.(9)(b)(1) to Pre-Effective Amendment No. 1 to the registration statement on Form S-6 for NYLIAC Corporate Sponsored Variable Universal Life Separate Account-I (File No. 333-07617), filed 1/2/97 and incorporated herein by reference.

(h)(3)

   Participation Agreement among The Alger American Fund, Fred Alger and Company, Incorporated and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit 1.(9)(b)(2) to Pre-Effective Amendment No. 1 to the registration statement on Form S-6 for NYLIAC Corporate Sponsored Variable Universal Life Separate Account-I (File No. 333-07617), filed 1/2/97 and incorporated herein by reference.

(h)(4)

   Participation Agreement between Janus Aspen Series and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit 1.(9)(b)(3) to Pre-Effective Amendment No. 1 to the registration statement on Form S-6 for NYLIAC Corporate Sponsored Variable Universal Life Separate Account-I (File No. 333-07617), filed 1/2/97 and incorporated herein by reference.

(h)(5)

   Participation Agreement among Morgan Stanley Universal Funds, Inc., Morgan Stanley Asset Management Inc. and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit 1.(9)(b)(4) to Pre-Effective Amendment No. 1 to the registration statement on Form S-6 for NYLIAC Corporate Sponsored Variable Universal Life Separate Account-I (File No. 333-07617), filed 1/2/97 and incorporated herein by reference.

(h)(6)

   Amended and Restated Participation Agreement among Variable Insurance Products Funds, Fidelity Distributors Corporation and NYLIAC, as amended, dated November 23, 2009 — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (8)(f) to Post-Effective Amendment No. 24 to the registration statement on Form N-4 for NYLIAC Variable Annuity Separate Account-I (File No. 033-53342), filed 4/13/10 and incorporated herein by reference.

 

C-2


(h)(7)

  Form of Participation Agreement among T. Rowe Price Equity Series, Inc., T. Rowe Price Associates, Inc. and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (8)(h) to Post-Effective Amendment No. 7 to the registration statement on Form N-4 for NYLIAC Variable Annuity Separate Account-I (File No. 033-53342), filed 4/16/98 and incorporated herein by reference.

(h)(8)

  Form of Participation Agreement among Dreyfus Investment Portfolios, The Dreyfus Corporation, Dreyfus Service Corporation and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (9)(r) to Pre-Effective Amendment No. 1 to the registration statement on Form S-6 for NYLIAC Variable Universal Life Separate Account-I (File No. 333-57210), filed 6/4/01 and incorporated herein by reference.

(h)(9)

  Form of Substitution Agreement among NYLIAC, MainStay Management LLC, and New York Life Investment Management LLC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (9)(s) to Pre-Effective Amendment No. 1 to the registration statement on Form S-6 for NYLIAC Variable Universal Life Separate Account-I (File No. 333-57210), filed 6/4/01 and incorporated herein by reference.

(h)(10)

  Amendment dated 9/27/02 to Stock Sale Agreement dated 6/4/93 between NYLIAC and MainStay VP Series Fund, Inc. — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (8)(n) to Post-Effective Amendment No. 18 to the registration statement on Form N-4 for NYLIAC Variable Annuity Separate Account-III (File No. 033-87382), filed 4/9/03 and incorporated herein by reference.

(h)(11)

  Form of Participation Agreement among Van Eck Worldwide Insurance Trust, Van Eck Associates Corporation and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (8)(i) to Post-Effective Amendment No. 7 to the registration statement on Form N-4 for NYLIAC Variable Annuity Separate Account-I (File No. 033-53342), filed 4/16/98 and incorporated herein by reference.

(h)(12)

  Form of Participation Agreement among Royce Capital Fund, Royce & Associates, LLC and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (h)(19) to Post-Effective Amendment No. 10 to the registration statement on Form N-6 for NYLIAC Corporate Sponsored Variable Universal Life Separate Account-I (File No. 333-48300), filed 6/25/04 and incorporated herein by reference.

(h)(13)

  Participation Agreement among New York Life Insurance and Annuity Corporation, MainStay VP Series Fund, Inc., and New York Life Investment Management LLC dated 10/7/04 — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (8)(y) to Post-Effective Amendment No. 20 to the registration statement on Form N-4 for NYLIAC Variable Annuity Separate Account-I (File No. 033-53342), filed 4/10/06 and incorporated herein by reference.

(h)(14)

  Form of Participation Agreement among MFS Variable Insurance Trust, Massachusetts Financial Services Company and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (8)(j) to Post-Effective Amendment No. 7 to the registration statement on Form N-4 for NYLIAC Variable Annuity Separate Account-I (File No. 033-53342), filed 4/16/98 and incorporated herein by reference.

(h)(15)

  Form of Participation Agreement by and among AIM Variable Insurance Funds, AIM Distributors, Inc. and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (h)(22) to Post-Effective Amendment No. 13 to the registration statement on Form N-6 for NYLIAC Corporate Sponsored Variable Universal Life Separate Account-I (File No. 333-48300), filed 9/15/05 and incorporated herein by reference.

(h)(16)

  Form of Participation Agreement, dated May 1, 2007, among New York Life Insurance and Annuity Corporation, AllianceBernstein L.P. and AllianceBernstein Investments, Inc. — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (h)(26) to Post-Effective Amendment No. 17 to the registration statement on Form N-6 for NYLIAC Corporate Sponsored Variable Universal Life Separate Account-I (File No. 333-48300), filed 4/18/07 and incorporated herein by reference.

(h)(17)

  Form of Participation Agreement, dated May 1, 2007, among New York Life Insurance and Annuity Corporation, DWS Variable Series I, DWS Variable Series II, and DWS Investments VIT Funds, DWS Scudder Distributors, Inc. and Deutsche Investment Management Americas Inc. — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (h)(27) to Post-Effective Amendment No. 17 to the registration statement on Form N-6 for NYLIAC Corporate Sponsored Variable Universal Life Separate Account-I (File No. 333-48300), filed 4/18/07 and incorporated herein by reference.

(h)(18)

  Form of Participation Agreement among NYLIAC, PIMCO Variable Insurance Trust and PIMCO Advisors Distributors LLC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (h)(17) to Post-Effective Amendment No. 9 to the registration statement on Form N-6 for NYLIAC Corporate Sponsored Variable Universal Life Separate Account-I (File No. 333-48300), filed 4/14/04 and incorporated herein by reference.

(h)(19)

  Form of Fund Participation Agreement, dated March 25, 2011, and effective as of May 1, 2011, between BlackRock Variable Series Funds, Inc., BlackRock Investments, LLC, and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit 8(b)(b) to Post-Effective Amendment No. 25 to the registration statement on Form N-4 for NYLIAC Variable Annuity Separate Account-I (File No. 033-53342), filed 4/14/11 and incorporated herein by reference.

(h)(20)

  Form of Fund Participation Agreement among Neuberger Berman Advisers Management Trust, Neuberger Berman Management Inc. and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (9)(q) to Pre-Effective Amendment No. 1 to the registration statement on Form S-6 for NYLIAC Variable Universal Life Separate Account-I (File No. 333-57210), filed 6/4/01 and incorporated herein by reference.

(h)(21)

  Form of Fund Participation Agreement, dated August 14, 2006, among New York Life Insurance and Annuity Corporation, Delaware VIP Trust, Delaware Management Company, and Delaware Distributors, L.P. — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (h)(25) to Post-Effective Amendment No. 16 to the registration statement on Form N-6 for NYLIAC Corporate Sponsored Variable Universal Life Separate Account — I (File No. 333-48300), filed 8/15/06 and incorporated herein by reference.

(i)

  Administrative Contracts.

(i)(1)

  Service Agreement between Fred Alger Management, Inc. and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (i)(1) to Post-Effective Amendment No. 6 to the registration statement on Form N-6 for NYLIAC Variable Universal Life Separate Account-I (File No. 333-79309), filed 1/21/03 and incorporated herein by reference.

(i)(2)

  Administrative Services Agreement between Dreyfus Corporation and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (i)(2) to Post-Effective Amendment No. 6 to the registration statement on Form N-6 for NYLIAC Variable Universal Life Separate Account-I (File No. 333-79309), filed 1/21/03 and incorporated herein by reference.

(i)(3)

  Administrative Services Agreement between Janus Capital Corporation and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (i)(3) to Post-Effective Amendment No. 6 to the registration statement on Form N-6 for NYLIAC Variable Universal Life Separate Account-I (File No. 333-79309), filed 1/21/03 and incorporated herein by reference.

(i)(4)

  Services Agreement between New York Life Investment Management LLC and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (i)(4) to Post-Effective Amendment No. 6 to the registration statement on Form N-6 for NYLIAC Variable Universal Life Separate Account-I (File No. 333-79309), filed 1/21/03 and incorporated herein by reference.

(i)(5)

  Administrative Services Agreement between T. Rowe Price Associates, Inc. and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (i)(5) to Post-Effective Amendment No. 6 to the registration statement on Form N-6 for NYLIAC Variable Universal Life Separate Account-I (File No. 333-79309), filed 1/21/03 and incorporated herein by reference.

(i)(6)

  Service Agreement between Fidelity Investments Institutional Operations Company, Inc. and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (i)(6) to Post-Effective Amendment No. 6 to the registration statement on Form N-6 for NYLIAC Variable Universal Life Separate Account-I (File No. 333-79309), filed 1/21/03 and incorporated herein by reference.

(i)(7)

  Addendum to the Participation Agreement among Calvert Variable Series, Inc. Calvert Asset Management Company, Inc. and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (i)(11) to Post-Effective Amendment No. 3 to the registration statement on Form N-6 for NYLIAC Variable Universal Life Separate Account-I (File No. 333-57210), filed 2/12/03 and incorporated herein by reference.

(i)(8)

  Administrative Services Agreement by and between Royce & Associates, LLC and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (8)(u) to Post-Effective Amendment No. 18 to the registration statement on Form N-4 for NYLIAC Variable Annuity Separate Account-I (File No. 033-53342), filed 4/12/05 and incorporated herein by reference.

(i)(9)

  Form of Administrative and Shareholder Services Letter of Agreement dated 1/16/98 between Van Eck Worldwide Insurance Trust and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (i)(9) to Post- Effective Amendment No. 11 to the registration statement on Form N-6 for NYLIAC Variable Universal Life Separate Account- I (File No.333-79309), filed 9/13/05 and incorporated herein by reference.

(i)(10)

  Administrative Services Agreement between New York Life Investment Management LLC and NYLIAC dated 1/1/05 — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (8)(w) to Post-Effective Amendment No. 20 to the registration statement on Form N-4 for NYLIAC Variable Annuity Separate Account-I (File No. 033-53342), filed 4/10/06 and incorporated herein by reference.

(i)(11)

  Administrative Service Agreement between Morgan Stanley & Co. Incorporated and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (i)(15) to Pre-Effective Amendment No. 1 to the registration statement on Form N-6 for NYLIAC Variable Universal Life Separate Account - I (File No. 333-147707), filed on 4/14/08 and incorporated herein by reference.

(i)(12)

  Administrative Services Agreement between Massachusetts Financial Services Company and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (i)(8) to Post-Effective Amendment No. 3 to the registration statement on Form N-6 for NYLIAC Variable Universal Life Separate Account-I (File No. 333-57210), filed 2/12/03 and incorporated herein by reference.

(i)(13)

  Form of Service Agreement by and between AIM Advisors, Inc. and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (i)(18) to Post-Effective Amendment No. 13 to the registration statement on Form N-6 for NYLIAC Corporate Sponsored Variable Universal Life Separate Account — I (File No. 333-48300), filed 9/15/05 and incorporated herein by reference.

(i)(14)

  Form of Administrative Services Agreement, dated May 1, 2007, among New York Life Insurance and Annuity Corporation, AllianceBernstein L.P. and AllianceBernstein Investments, Inc. — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (i)(23) to Post-Effective Amendment No. 17 to the registration statement on Form N-6 for NYLIAC Corporate Sponsored Variable Universal Life Separate Account - I (File No. 333-48300), filed 4/18/07 and incorporated herein by reference.

(i)(15)

  Administrative Services Letter of Agreement, dated May 1, 2007, between Deutsche Investment Management Americas, Inc. and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (i)(14) to Pre-Effective Amendment No. 1 to the registration statement on Form N-6 for NYLIAC Variable Universal Life Separate Account-I (File No. 333-147707), filed 4/14/08 and incorporated herein by reference.

(i)(16)

  Services Agreement between PIMCO Variable Insurance Trust and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (i)(13) to Post- Effective Amendment No. 10 to the registration statement on Form N-6 for NYLIAC Variable Universal Life Separate Account-I (File No. 333-57210), filed 4/13/05 and incorporated herein by reference.

(i)(17)

  Form of Administrative Services Agreement, dated March 25, 2011, and effective as of May 1, 2011, between BlackRock Advisors, LLC and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit 8(a)(a) to Post-Effective Amendment No. 25 to the registration statement on Form N-4 for NYLIAC Variable Annuity Separate Account-I (File No. 033-53342), filed 4/14/11 and incorporated herein by reference.

(i)(18)

  Form of Distribution and Administrative Services Agreement, Class S Shares, between Neuberger Berman Management, Inc. and NYLIAC — Previously filed in accordance with Regulation S-T, 17 CFR 232.102 (e) as Exhibit (8)(w) to Post-Effective Amendment No. 19 to the registration statement on Form N-4 for NYLIAC Variable Annuity Separate Account-III (File No. 033-87382), filed 5/14/03 and incorporated herein by reference.

(i)(19)

  Amended and Restated Administrative Services Agreement between New York Life Investment Management LLC and NYLIAC, dated February 17, 2012 — Previously filed in accordance with Regulation S-T 17 CFR 232.102(e) as Exhibit (8)(c)(c) to Post-Effective Amendment No. 26 to the registration statement on Form N-4 for NYLIAC Variable Annuity Separate Account — I (File No. 033-53342), filed 4/11/12 and incorporated herein by reference.

(i)(20)

  Form of Service Agreement, dated May 1, 2007, between Delaware Distributors, L.P. and New York Life Insurance and Annuity Corporation — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (i)(22) to Post-Effective Amendment No. 17 to the registration statement on Form N-6 for NYLIAC Corporate Sponsored Variable Universal Life Separate Account — I (File No. 333-48300), filed 4/18/07 and incorporated herein by reference.

(j)

  Other Material Contracts.
(j)(1)   Powers of Attorney — Previously filed in accordance with Regulation S-T, 17 CFR 232.102(e) as Exhibit (j)(1) to Post-Effective Amendment No. 28 to the registration statement on Form N-6 for NYLIAC Variable Universal Life Separate Account-I (File No. 333-79309), filed 10/31/17 and incorporated herein by reference.

 

C-3


(k)

   Legal Opinion.
   Opinion and consent of Thomas F. English, Esq. — Filed herewith.

(l)

   Actuarial Opinion.
   Not applicable.

(m)

   Calculation.
   Not applicable.

(n)

   Other Opinions.
   Consent of PricewaterhouseCoopers LLP — Filed herewith.

(o)

   Omitted Financial Statements.
   Not applicable.

(p)

   Initial Capital Agreements.
   Not applicable.

(q)

   Redeemability Exemption.

(q)(1)

   Memorandum describing NYLIAC’s Issuance, Transfer and Redemption Procedures for Policies Pursuant to Rule 6e-3(T) (b)(iii) — Previously filed in accordance with Regulation S-T, 17 CFR 232, 102(e) as Exhibit (q)(1) to Post-Effective Amendment No. 27 to the registration statement on Form N-6 for NYLIAC Variable Universal Life Separate Account-I (File No. 333-79309), filed 4/11/17 and incorporated herein by reference.

 

C-4


ITEM 27. DIRECTORS AND OFFICERS OF THE DEPOSITOR

The principal business address of each director and officer of NYLIAC is 51 Madison Avenue, New York, NY 10010.

 

Name:

  

Title:

Mathas, Theodore A.

   Director, Chairman & Chief Executive Officer

Ashe, Christopher T.

   Director & Senior Vice President

Bedard, David G.

   Director & Senior Vice President

Cook, Alexander I.

   Director & Senior Vice President

Fleurant, John T.

   Director, Executive Vice President & Chief Financial Officer

Gardner, Robert M.

   Director, Vice President & Controller

Grove, Matthew M.

   Director & Senior Vice President

Harte, Frank M.

   Director & Senior Vice President

Hendry, Thomas A.

   Director, Senior Vice President & Treasurer

Huang, Dylan W.

   Director & Senior Vice President

Kim, John Y.

   Director & President

Madgett, Mark J.

   Director, Senior Vice President & Head of Agency

Miller, Amy

   Director

Seter, Arthur H.

   Director, Senior Vice President & Chief Investment Officer

Steinberg, Joel M.

   Director, Senior Vice President, Chief Risk Officer & Chief Actuary

Wion, Matthew D.

   Director & Senior Vice President

Afshar, Pedram

   Senior Vice President

Badler, Sara L.

   Senior Vice President

Berlin, Scott L.

   Senior Vice President

Castellani, David J.

   Senior Vice President

Cole, Thomas

   Senior Vice President

DeSanto, Craig L.

   Senior Vice President & Actuary

DiMella, Robert A.

   Senior Vice President

English, Thomas F.

   Senior Vice President & Chief Legal Officer

Girard, Thomas J.

   Senior Vice President

Lenz, Scott L.

   Senior Vice President & Chief Tax Counsel

Loffredo, John M.

   Senior Vice President

Malloy, Anthony R.

   Senior Vice President

McDermott, Gail A.

   Senior Vice President

McInerney, Barbara J.

   Senior Vice President & Chief Compliance Officer

Ok, Francis J.

   Senior Vice President

Phlegar, Jeffrey S.

   Senior Vice President

Ramasamy, Neal S.

   Senior Vice President & Chief Technology Officer

Roberts, Dan C.

   Senior Vice President

Rocchi, Gerard A.

   Senior Vice President

Schwartz, Richard C.

   Senior Vice President

Shively, George S.

   Senior Vice President & Legal Officer

Starr, Andrew P.

   Senior Vice President

Swanson, Matthew T.

   Senior Vice President

Talgo, Mark W.

   Senior Vice President

Yoon, Jae

   Senior Vice President

Anderson, Erick A.

   Vice President & Actuary

Ascione, Mitchell P.

   Vice President

Bain, Karen A.

   Vice President - Tax

Baker, Lee C.

   Vice President

Bartlett, Judy R.

   Vice President & Legal Officer

Barton, Jacqueline M.

   Vice President

Beligotti, Jeffrey

   Vice President & Actuary

Brill, Elizabeth

   Vice President & Actuary

Caminiti, Philip E.

   Vice President

Carbone, Jeanne M.

   Vice President

Casanova, Ramon A.

   Vice President & Actuary

Chen, Roger

   Vice President

Cherpelis, George S.

   Vice President

Cohen, Louis N.

   Vice President

Cristallo, James J.

   Vice President & Actuary

DeToro, Karen J.

   Vice President

Dial, Robert H.

   Vice President

Diaz, Mayra L.

   Vice President

DiRago, John C.

   Vice President

Donnelly, Kathleen A.

   Vice President

Donohue, Robert

   Vice President & Assistant Treasurer

Dubrow, Michael G.

   Vice President

Feinstein, Jonathan

   Vice President

Ferguson, Robert E.

   Vice President

Ferraro, Anthony

   Vice President & Actuary

Fitzgerald, Edward J.

   Vice President

Fong, Michael

   Vice President & Actuary

Frawley, Stephanie A.

   Vice President

Furlong, Brian

   Vice President

Gangemi, Thomas J.

   Vice President & Chief Underwriter

Goldstein, Ross M.

   Vice President

Hallahan, Mary

   Vice President & Treasurer

Hamrick, Jane L.

   Vice President & Actuary

Hanley, Dale A.

   Vice President

Heller, Thomas S.

   Vice President

Hoffman, Eric S.

   Vice President

Huang, Angela

   Vice President & Actuary

Hynes, Robert J.

   Vice President

Karmen, Robert

   Vice President & Legal Officer

Killian, Jeffrey

   Vice President

Kim, Terry

   Vice President

Kimble, Michael J.

   Vice President

Koltisko, Joseph D.

   Vice President

Kraus, Linda M.

   Vice President

Kravitz, Jodi L.

   Vice President & Actuary

Kuan, Melissa

   Vice President

Lamarque, Natalie

   Vice President

Leber, Richard B.

   Vice President, Legal Officer & Assistant Secretary

Loutrel, Brian C.

   Vice President & Chief Privacy Officer

Lynn, Eric J.

   Vice President & Actuary

Marinaccio, Ralph S.

   Vice President

McGinnis, Timothy M.

   Vice President

McNamara, Stephen J.

   Vice President & Actuary

Millay, Edward P.

   Vice President

Morris, Ryan J.

   Vice President & Actuary

Mosquera, Jaime

   Vice President & Actuary

Murphy, Marijo F.

   Vice President

Pasyanos, Nicholas

   Vice President & Actuary

Pecorino, Paul

   Vice President

Perry, Valerie L.

   Vice President - Underwriting

Petty, William

   Vice President

Quartararo, Paul

   Vice President & Chief Medical Director

Roy, Ari

   Vice President

Rubin, Janis C.

   Vice President

Rzad, Amaury J.

   Vice President

Seewald, Scott R.

   Vice President

Shannon, Joseph J.

   Vice President

Sherman, Nancy G.

   Vice President

Silber, Irwin

   Vice President & Actuary

Smith, Kevin M.

   Vice President

Suryapranata, Monica

   Vice President

Tai, Ka Luk Stanley

   Vice President

Tate, William P.

   Vice President

Tillotson, Sandra G.

   Vice President

Verastegui, Victor A.

   Vice President

Wagenseil, Taylor

   Vice President

Wagner, Robin M.

   Vice President

Walsh, Richard M.

   Vice President

Walsh, Simon

   Vice President

Weinstein, Scott W.

   Vice President

Whites, Charles A.

   Vice President & Legal Officer

Wildin, Michellen

   Vice President

Williams, Matthew

   Vice President

Yashnyk, Michael A.

   Vice President

Zeng, Paul

   Vice President & Actuary

 

C-5


ITEM 28. PERSONS CONTROLLED BY OR UNDER COMMON CONTROL WITH DEPOSITOR OR REGISTRANT

The Depositor, NYLIAC, is a wholly-owned subsidiary of New York Life Insurance Company (“New York Life”). The Registrant is a segregated asset account of NYLIAC. The following chart indicates persons presumed to be controlled by New York Life(+), unless otherwise indicated. Subsidiaries of other subsidiaries are indented accordingly, and ownership is 100% unless otherwise indicated.

 

Name

  

Jurisdiction of

Organization

  

Percent of Voting

Securities Owned

The MainStay Funds(*)(†)

   Massachusetts   

MainStay VP Funds Trust(*)(†)

   Delaware   

MainStay Funds Trust

   Delaware   

NYL Investors LLC

   (Delaware)   

NYL Investors (U.K.) Limited

   (United Kingdom)   

NYLIM Holdings NCVAD GP, LLC

   (Delaware)   

McMorgan Northern California Value Add/Development Fund I, LP

   (Delaware)    (50%)

MNCVAD-IND Greenwood CA LLC

   (Delaware)   

MNCVAD-IND Norris Canyon CA LLC

   (Delaware)   

MNCVAD-CP Norris Canyon LLC

   (Delaware)    (94%)

MNCVAD-IND Petaluma CA LLC

   (Delaware)   

MNCVAD-OFC 2665 NORTH FIRST CA LLC

   (Delaware)   

MNCVAD-SEAGATE 2665 NORTH FIRST LLC

   (Delaware)    (90%)

MNCVAD-OFC Bridgepointe CA LLC

   (Delaware)   

MNCVAD-OFC RIDDER PARK CA LLC

   (Delaware)   

MNCVAD-GRAYMARK RIDDER

   (Delaware)    (97.50%)

MNCVAD-OFC ONE BAY CA LLC

   (Delaware)   

MNCVAD-HARVEST ONE BAY LLC

   (Delaware)    (95%)

MNCVAD-IND RICHMOND CA LLC

   (Delaware)   

NYL Investors NCVAD II GP, LLC

   (Delaware)   

McMorgan Northern California Value Add/Development Fund II, LP

   (Delaware)    (50%)

Madison Core Property Fund LLC

   (Delaware)    (NYL Investors is Non Member Manager)8

MIREF 1500 Quail, LLC

   (Delaware)   

MIREF Mill Creek, LLC

   (Delaware)   

MIREF Gateway, LLC

   (Delaware)   

MIREF Delta Court, LLC

   (Delaware)   

MIREF Fremont Distribution Center, LLC

   (Delaware)   

MIREF Century, LLC

   (Delaware)   

MIREF York Road, LLC

   (Delaware)   

York Road EW LLC

   (Delaware)    (64.8%)

York Road Retail West, LLC

   (Delaware)    (64.8%)

2001 EW LLC

   (Delaware)   

2122 EW LLC

   (Delaware)   

MIREF Saddle River LLC

   (Delaware)   

MIREF DC Corp.

   (Delaware)   

MIREF L Street, LLC

   (Delaware)   

1901 L Street Corp.

   (Delaware)   

1901 L Street LLC

   (District of Columbia)   

MIREF Newpoint Commons, LLC

   (Delaware)   

MIREF Northsight, LLC

   (Delaware)   

MIREF Riverside, LLC

   (Delaware)   

MIREF Corporate Woods, LLC

   (Delaware)   

MIREF Bedminster, LLC

   (Delaware)   

MIREF Barton’s Creek, LLC

   (Delaware)   

Barton’s Lodge Apartments, LLC

   (Delaware)    (90%)

MIREF Marketpointe, LLC

   (Delaware)   

MIREF 101 East Crossroads, LLC

   (Delaware)   

101 East Crossroads, LLC

   (Delaware)   

MIREF Chain Bridge, LLC

   (Delaware)   

1991 Chain Bridge Road, LLC

   (Delaware)   

MIREF Aptakisic, LLC

   (Delaware)   

Aptakisic Creek Corporate Park, LLC

   (Delaware)   

MIREF Hawthorne, LLC

   (Delaware)   

MIREF Auburn 277, LLC

   (Delaware)   

MIREF Sumner North, LLC

   (Delaware)   

MIREF Wellington, LLC

   (Delaware)   

MIREF Warner Center, LLC

   (Delaware)   

MADISON-IND Valley Business Park CA LLC

   (Delaware)   

MADISON-MF Duluth GA LLC

   (Delaware)   

MADISON-MF Casa Santa Fe AZ LLC

   (Delaware)   

MADISON-MF Cabrillo AZ LLC

   (Delaware)   

MADISON-OFC Centerstone I CA LLC

   (Delaware)   

MADISON-OFC Centerstone III CA LLC

   (Delaware)   

MADISON-MOB Centerstone IV CA LLC

   (Delaware)   

MADISON-OFC Centerpoint Plaza CA LLC

   (Delaware)   

MADISON-IND Logistics NC LLC

   (Delaware)   

MCPF-LRC Logistics LLC

   (Delaware)    (90%)

MADISON-MF Desert Mirage AZ LLC

   (Delaware)   

MADISON-OFC One Main Place OR LLC

   (Delaware)   

MADISON-IND Fenton MO LLC

   (Delaware)   

MADISON-IND Hitzert Roadway MO LLC

   (Delaware)   

MADISON-MF Hoyt OR LLC

   (Delaware)   

MADISON-RTL Clifton Heights PA LLC

   (Delaware)   

MADISON-IND Locust CA LLC

   (Delaware)   

MADISON-OFC Weston Pointe FL LLC

   (Delaware)   

MADISON-MF Henderson NV LLC

   (Delaware)   

MCPF-SP Henderson LLC

   (Delaware)    (90%)

MADISON-SP Henderson LLC

   (Delaware)    (90%)

MADISON-IND VISTA LOGISTICS OR LLC

   (Delaware)   

MADISON-SPECHT VISTA LOGISTICS LLC

   (Delaware)    (95%)

MADISON-MF MCCADDEN CA LLC

   (Delaware)   

NYL Real Assets LLC

   (Delaware)   

NYL Emerging Manager LLC

   (Delaware)   

NYL Wind Investments LLC

   (Delaware)   

NYLIFE Insurance Company of Arizona

   (Arizona)   

New York Life Insurance and Annuity Corporation

   (Delaware)   

NYLIC HKP Member LLC

   (Delaware)    (NYLIC: 67.974%; NYLIAC 32.026%)

Ausbil IT – Ausbil Microcap Fund

   (Australia)    (NYLIAC: 18.11%)

Ausbil IT – Candriam Sustainable Global Equity Fund

      (NYLIAC: 29.82%)

MacKay Shields Unconstrained Bond Fund

      (NYLIAC: 99.21%)

New York Life Enterprises LLC

   (Delaware)   

SEAF Sichuan SME Investment Fund LLC

   (Delaware)    (39.98%)

New York Life International Holdings Limited

   (Mauritius)    (84.38%)1

NYL Cayman Holdings Ltd.

   (Cayman Islands)   

NYL Worldwide Capital Investments LLC

   (Delaware)   

Seguros Monterrey New York Life, S.A. de C.V.

   (Mexico)    (99.998%)2

Administradora de Conductos SMNYL, S.A. de C.V.

   (Mexico)    (99%)

Agencias de Distribucion SMNYL, S.A. de C.V. (“ADIS”)

   (Mexico)    (99%)

Inmobiliaria SMNYL, SA de C.V.

   (Mexico)    (99% ; ADIS: 1%)

Madison Capital Funding LLC

   (Delaware)    (NYLIC: 55%; NYLIAC: 45%)

MCF Co-Investment GP LLC

   (Delaware)   

MCF Co-Investment GP LP

   (Delaware)   

Madison Capital Funding Co-Investment Fund LP

   (Delaware)   

Madison Avenue Loan Fund GP LLC

   (Delaware)   

Madison Avenue Loan Fund LP

   (Delaware)   

MCF Fund I LLC

   (Delaware)   

Warwick McAlester Holdings, LLC

   (Delaware)   

Meeco Sullivan, LLC

   (Delaware)   

Electric Avenue, LLC

   (Delaware)   

Ironshore Investment BL I Ltd.

   (Bermuda)8    (0 voting ownership)

LMF WF Portfolio III, LLC

   (Delaware)7    (0 voting ownership)

MCF CLO IV LLC

   (Delaware)7    (0 voting ownership)

MCF CLO V LLC

   (Delaware)7    (NYLIC: 5%)

MCF CLO VI LLC

   (Delaware)7    (0 voting ownership)

Montpelier Carry Parent, LLC

   (Delaware)   

Montpelier Carry, LLC

   (Delaware)   

Montpelier GP, LLC

   (Delaware)   

Montpelier Fund, L.P.

   (Delaware)   

MCF Mezzanine Carry I LLC

   (Delaware)9   

MCF Mezzanine Fund I LLC

   (Delaware)   

(NYLIC: 66.66%; NYLIAC: 33.33%)

(MCF is the manager)

Young America Holdings, LLC (“YAH”)

   (Delaware)    (36.35%)9

YAC.ECOM Incorporated

   (Minnesota)   

Young America, LLC (“YALLC”)

   (Minnesota)   

Global Fulfillment Services, Inc.

   (Arizona)   

SourceOne Worldwide, Inc.

   (Minnesota)   

YA Canada Corporation

   (Nova Scotia, Canada)   

Zenith Products Holdings, Inc.

   (Delaware)    (16.36%)9

Zenith Products Corporation

   (Delaware)   

NYLIM Jacob Ballas India Holdings IV

   (Mauritius)   

New York Life Investment Management Holdings LLC

   (Delaware)   

New York Life Investment Management Asia Limited

   (Cayman Islands)   

Japan Branch

     

Institutional Capital LLC

   (Delaware)   

MacKay Shields LLC

   (Delaware)   

MacKay Shields Core Plus Opportunities Fund GP LLC

   (Delaware)   

MacKay Shields Core Plus / Opportunities Fund LP

   (Delaware)   

MacKay Municipal Managers Opportunities GP LLC

   (Delaware)   

MacKay Municipal Opportunities Master Fund, L.P.

   (Delaware)   

MacKay Municipal Opportunities Fund, L.P.

   (Delaware)   

MacKay Municipal Managers Credit Opportunities GP LLC

   (Delaware)   

MacKay Municipal Credit Opportunities Master Fund, L.P.

   (Delaware)   

MacKay Municipal Credit Opportunities Fund, L.P.

   (Delaware)   

MacKay Municipal Credit Opportunities HL Fund, L.P

   (Delaware)   

MacKay Municipal Short Term Opportunities Fund GP LLC

   (Delaware)   

MacKay Municipal Short Term Opportunities Fund LP

   (Delaware)   

Plainview Funds plc

   (Ireland)    (50%) (MacKay Shields Employee: 50%)

Plainview Funds plc – MacKay Shields Emerging Markets Credit Portfolio

   (Ireland)    (NYLIC: 0.00%; NYLIAC: 99.98%)

Plainview Funds plc – MacKay Shields Flexible Bond Portfolio

   (Ireland)    (NYLIAC: 0%; NYLIC: 0%)

Plainview Funds plc – MacKay Shields Unconstrained Bond Portfolio

   (Ireland)    (NYLIC: 9.54%; MacKay: 1.48%)

Plainview Funds plc – MacKay Shields Floating Rate High Yield Portfolio

   (Ireland)    (NYLIC: 92.58%; MacKay 7.41%)

Plainview Funds plc – MacKay Shields Core Plus Opportunities Portfolio

   (Ireland)    (NYL: 0%)

MacKay Shields Statutory Trust – High Yield Bond Series

   (Connecticut)8   

MacKay Shields High Yield Active Core Fund GP LLC

   (Delaware)   

MacKay Shields High Yield Active Core Fund LP

   (Delaware)   

MacKay Shields Credit Strategy Fund Ltd

   (Cayman Islands)   

MacKay Shields Defensive Bond Arbitrage Fund Ltd.

   (Bermuda)    (14.98%)3

MacKay Shields Core Fixed Income Fund GP LLC

   (Delaware)   

MacKay Shields High Yield Crossover Fund LP

   (Delaware)   

MacKay Shields Select High Yield Bond Fund LP

   (Delaware)   

MacKay Shields High Yield Crossover Fund LP

   (Delaware)   

MacKay Shields (International) Ltd.

   (UK)    (“MSIL”)

MacKay Shields (Services) Ltd.

   (UK)    (“MSIL”)

MacKay Shields UK LLP

   (UK)    (MSIL: 99%; MSSL: 1%)

MacKay Shields Global Derivatives LLC

   (Delaware)   

MacKay Municipal Managers Puerto Rico Opportunities GP LLC

   (Delaware)   

MacKay Puerto Rico Opportunities Funds, L.P.

   (Delaware)   

MacKay Puerto Rico Opportunities Feeder Fund, L.P.

   (Cayman Islands)   

MacKay Municipal Managers California Opportunities GP LLC

   (Delaware)   

MacKay Municipal Managers California Opportunities Fund, L.P.

   (Delaware)   

MacKay Municipal New York Opportunities GP LLC

   (Delaware)   

MacKay Municipal New York Opportunities Fund, L.P.

   (Delaware)   

MacKay Municipal Opportunities HL Fund, L.P.

   (Delaware)   

MacKay Municipal Capital Trading GP LLC

   (Delaware)   

MacKay Municipal Capital Trading Master Fund, L.P.

   (Delaware)   

MacKay Municipal Capital Trading Fund, L.P.

   (Delaware)   

MacKay Municipal Managers Strategic Opportunities GP LLC

   (Delaware)   

MacKay Municipal Managers Strategic Opportunities Fund, L.P.

   (Delaware)   

Cornerstone Capital Management Holdings LLC

   (Delaware)   

Cornerstone Capital Management, LLC

   (Delaware)    (51%)

Cornerstone US Equity Market Neutral Fund, LLC

   (Delaware)   

Cornerstone Capital Management Large-Cap Enhanced Index Fund GP, LLC

   (Delaware)   

Cornerstone Capital Management Large-Cap Enhanced Index Fund, L.P.

   (Delaware)   

GoldPoint Partners LLC

   (Delaware)   

New York Life Capital Partners, L.L.C.

   (Delaware)   

New York Life Capital Partners, L.P

   (Delaware)   

New York Life Capital Partners II, L.L.C.

   (Delaware)   

New York Life Capital Partners II, L.P.

   (Delaware)   

New York Life Capital Partners III GenPar GP, LLC

   (Delaware)   

New York Life Capital Partners III GenPar, L.P.

   (Delaware)   

New York Life Capital Partners III, L.P.

   (Delaware)   

New York Life Capital Partners III-A, L.P.

   (Delaware)   

New York Life Capital Partners IV GenPar GP, LLC

   (Delaware)   

New York Life Capital Partners IV GenPar, L.P.

   (Delaware)   

New York Life Capital Partners IV, L.P.

   (Delaware)   

New York Life Capital Partners IV-A, L.P.

   (Delaware)   

GoldPoint Mezzanine Partners IV GenPar GP, LLC

   (Delaware)   

GoldPoint Mezzanine Partners IV GenPar, LP

   (Delaware)   

GoldPoint Mezzanine Partners Co-Investment Fund A, LP

   (Delaware)   

GoldPoint Mezzanine Partners IV, LP

   (Delaware)    (“GPPIVLP”)

GPP Mezzanine Blocker Holdco A, LP

   (Delaware)    (“GPPMBHA”)

GPP Mezzanine Blocker Holdco Preferred A, LP

   (Delaware)   

GPP Mezzanine Blocker A, LP

   (Delaware)    (GPPMBHA:7.5%; GPPIVLP: 92.5%)

GPP Mezzanine Blocker Holdco B, LP

   (Delaware)    (“GPPMBHB”)

GPP Mezzanine Blocker B, LP

   (Delaware)    (“GPPMBHB: 4.4%; GPPIVLP: 95.6%)

GPP Mezzanine Blocker Holdco C, LP

   (Delaware)    (“GPPMBHC”)

GPP Mezzanine Blocker C, LP

   (Delaware)    (“GPPMBHC: %; GPPIVLP: %)

GPP Mezzanine Blocker Holdco D, LP

   (Delaware)    (“GPPMBHD”)

GPP Mezzanine Blocker D, LP

   (Delaware)   

GoldPoint Mezzanine Partners Offshore IV, L.P.

   (Cayman Islands)   

GoldPoint Partners Co-Investment V GenPar GP LLC

   (Delaware)   

GoldPoint Partners Co-Investment V GenPar, LP

   (Delaware)   

GoldPoint Partners Co-Investment V GenPar, LP

   (Delaware)   

GoldPoint Partners Co-Investment V, LP

   (Delaware)   

GoldPoint Partners Co-Investment V ECI Blocker Holdco A, LP

   (Delaware)   

GoldPoint Partners Co-Investment V ECI Blocker A, LP

   (Delaware)   

GoldPoint Partners Co-Investment V ECI Blocker Holdco B, LP

   (Delaware)   

GoldPoint Partners Co-Investment V ECI Blocker B, LP

   (Delaware)   

GoldPoint Partners Co-Investment V ECI Blocker Holdco C, LP

   (Delaware)   

GoldPoint Partners Co-Investment V ECI Blocker C, LP

   (Delaware)   

GoldPoint Partners Co-Investment V ECI Blocker Holdco D, LP

   (Delaware)   

GoldPoint Partners Co-Investment V ECI Blocker D, LP

   (Delaware)   

GoldPoint Partners Co-Investment V ECI Blocker Holdco E, LP

   (Delaware)   

GoldPoint Partners Co-Investment V ECI Blocker E, LP

   (Delaware)   

GoldPoint Partners Co-Investment V ECI Blocker Holdco F, LP

   (Delaware)   

GoldPoint Partners Co-Investment V ECI Blocker F, LP

   (Delaware)   

GoldPoint Partners Co-Investment V ECI Blocker Holdco G, LP

   (Delaware)   

GoldPoint Partners Co-Investment V ECI Blocker G, LP

   (Delaware)   

GoldPoint Partners Select Manager III GenPar GP, LLC

   (Delaware)   

GoldPoint Partners Select Manager III GenPar, L.P.

   (Cayman Islands)   

GoldPoint Partners Select Manager Fund III, L.P.

   (Cayman Islands)   

GoldPoint Partners Select Manager Fund III AIV, L.P.

   (Delaware)   

GoldPoint Partners Canada III GenPar Inc.

   (Canada)   

GoldPoint Partners Select Manager Canada Fund III, L.P.

   (Canada)   

GoldPoint Partners Co-Investment VI GenPar GP LLC

   (Delaware)   

GoldPoint Partners Co-Investment VI GenPar, LP

   (Delaware)   

GoldPoint Partners Co-Investment VI, LP

   (Delaware)   

GoldPoint Private Credit GenPar GP, LLC

   (Delaware)   

GoldPoint Private Credit Fund, LP

   (Delaware)    (GoldPoint: 100%)

NYLCAP 2010 Co-Invest GenPar GP, LLC

   (Delaware)   

NYLCAP 2010 Co-Invest GenPar L.P.

   (Delaware)   

NYLCAP 2010 Co-Invest L.P.

   (Delaware)   

NYLCAP 2010 Co-Invest ECI Blocker Holdco B L.P.

   (Delaware)   

NYLCAP 2010 Co-Invest ECI Blocker B L.P.

   (Delaware)   

NYLCAP 2010 Co-Invest ECI Blocker Holdco E L.P.

   (Delaware)   

NYLCAP 2010 Co-Invest ECI Blocker E L.P.

   (Delaware)   

NYLCAP 2010 Co-Invest ECI Blocker F L.P.

   (Delaware)   

NYLCAP 2010 Co-Invest ECI Blocker Holdco G L.P.

   (Delaware)   

NYLCAP 2010 C0-Invest ECI Blocker G L.P.

   (Delaware)   

NYLCAP Canada GenPar Inc.

   (Canada)   

NYLCAP Select Manager Canada Fund, LP

   (Canada)   

NYLCAP Canada II GenPar Inc.

   (Canada)   

NYLCAP Select Manager Canada Fund II, L.P.

   (Canada)   

NYLIM Mezzanine GenPar GP, LLC

   (Delaware)   

NYLIM Mezzanine GenPar, LP

   (Delaware)   

New York Life Investment Management Mezzanine Partners, LP

   (Delaware)   

NYLIM Mezzanine Partners Parallel Fund, LP

   (Delaware)   

NYLIM Mezzanine Partners II GenPar GP, LLC

   (Delaware)   

NYLIM Mezzanine Offshore Partners II, LP

   (Cayman Islands)   

NYLIM Mezzanine Partners II GenPar, LP

   (Delaware)   

New York Life Investment Management Mezzanine Partners II, LP

   (Delaware)   

NYLIM Mezzanine Partners II Parallel Fund, LP

   (Delaware)   

NYLIM Mezzanine II Parallel Luxco S.à.r.l.

   (Luxembourg)   

Voice Holdco Ltd.

   (Nova Scotia, Canada)    (27%)9

Voice Holdings Ltd.

   (Nova Scotia, Canada)   

Voice Construction Ltd.

   (Alberta, Canada)   

Voice Construction Opco ULC

   (Alberta, Canada)   

NYLCAP Mezzanine Partners III GenPar GP, LLC

   (Delaware)   

NYLCAP Mezzanine Partners III GenPar, LP

   (Delaware)   

NYLCAP Mezzanine Partners III-K, LP

   (Delaware)   

NYLCAP Mezzanine Partners III, LP

   (Delaware)   

NYLCAP Mezzanine Partners III Parallel Fund, LP

   (Delaware)   

NYLCAP Mezzanine Partners III 2012 Co-Invest, LP

   (Delaware)   

NYLCAP Mezzanine Partners III 2012 Co-Invest ECI Blocker A, LP

   (Delaware)   

NYLCAP Mezzanine Partners III 2012 Co-Invest ECI Blocker Holdco B, LP

   (Delaware)   

NYLCAP Mezzanine Partners III 2012 Co-Invest ECI Blocker B, LP

   (Delaware)   

NYLCAP Mezzanine Partners III 2012 Co-Invest ECI Blocker Holdco C, LP

   (Delaware)   

NYLCAP Mezzanine Partners III 2012 Co-Invest ECI Blocker C, LP

   (Delaware)   

NYLCAP Mezzanine Partners III 2012 Co-Invest ECI Blocker Holdco D, LP

   (Delaware)   

NYLCAP Mezzanine Partners III 2012 Co-Invest ECI Blocker D, LP

   (Delaware)   

NYLCAP Mezzanine Partners III 2012 Co-Invest ECI Blocker Holdco E, LP

   (Delaware)   

NYLCAP Mezzanine Partners III 2012 Co-Invest ECI Blocker Holdco F, LP

   (Delaware)   

NYLCAP Mezzanine Partners III 2012 Co-Invest ECI Blocker F, LP

   (Delaware)   

NYLCAP Mezzanine Offshore Partners III, L.P.

   (Cayman Islands)   

NYLCAP Select Manager GenPar GP, LLC

   (Delaware)   

NYLCAP Select Manager GenPar, LP

   (Delaware)   

NYLCAP Select Manager Fund, LP

   (Delaware)   

NYLCAP Select Manager Cayman Fund, LP

   (Cayman Islands)   

NYLCAP Select Manager II GenPar GP, LLC

   (Delaware)   

NYLCAP Select Manager II GenPar, L.P.

   (Cayman Islands)   

NYLCAP Select Manager Fund II, L.P.

   (Cayman Islands)   

NYLCAP India Funding LLC

   (Delaware)   

NYLIM-JB Asset Management Co., LLC

   (Mauritius)    (24.66%)4

New York Life Investment Management India Fund II, LLC

   (Mauritius)   

New York Life Investment Management India Fund (FVCI) II, LLC

   (Mauritius)   

NYLCAP India Funding III LLC

   (Delaware)   

NYLIM-Jacob Ballas Asset Management Co. III, LLC

   (Mauritius)    (24.66%)5

NYLIM Jacob Ballas India Fund III (Mauritius) LLC

     

NYLIM Jacob Ballas Capital India (FVCI) III (Mauritius) LLC

     

NYLIM Jacob Ballas India (FII) III (Mauritius) LLC

     

Evolvence Asset Management, Ltd.

      (Goldpoint: 24.5%)

NYLCAP Holdings (Mauritius)

     

Jacob Ballas Capital India PVT. Ltd.

   (Mauritius)    (23.30%)

NYLIM Service Company LLC

   (Delaware)   

NYL Workforce GP LLC

   (Delaware)   

New York Life Investment Management LLC

   (Delaware)   

NYLIM-GCR Fund I, LLC

   (Delaware)    (50%)

NYLIM Fund II GP, LLC

   (Delaware)   

NYLIM Real Estate Mezzanine Fund II, LP

   (Delaware)   

NYLIM-TND, LLC

   (Delaware)   

WFHG GP, LLC

   (Delaware)    (50%)

Workforce Housing Fund I-2007 LP

   (Delaware)    (50%)

IndexIQ Holdings Inc. (Delaware) (“IQ Holdings”)

     

Financial Development LLC

   (Delaware) (“FD LLC”)    (74.37%; IQ Holdings: 25.63%)

IndexIQ Inc.

   (Delaware)   

IndexIQ LLC

   (Delaware)   

IndexIQ Advisors LLC

   (Delaware)   

New York Life Investment Management Holdings International S.a.r.l.

   (Luxembourg)   

New York Life Investment Management Holdings II International S.a.r.l.

   (Luxembourg)   

New York Life Investment Management Global Holdings S.a.r.l.

   (Luxembourg) (“NYLIMGH”)   

Candriam Luxco S.a.r.l.

   (Luxembourg) (“CANLUXS”)   

Candriam Luxembourg

   (Luxembourg) (“CANLUX”)    (NYLIMGH: 95.008%; 1 share held by CANLUXS)

Candriam Luxembourg Italy Branch

     

Candriam Luxembourg UK Establishment

     

Candriam Luxembourg Germany Branch

     

Candriam Luxembourg US Branch

     

Candriam Luxembourg Spain Branch

     

Candriam Luxembourg Netherlands Branch

     

Candriam Luxembourg MENA Branch

   (Dubai, UAE)   

Candriam Belgium

   (Belgium) (“CANBEL”)    (99.99%; NYLIMGH: 0.01%)

Candriam France

   (France) (“CANFR”)   

Candriam Monétaire

      (CANBEL: 1.47%; CANFR: 1.05%)

Candriam Switzerland LLC (Switzerland)

     

BIL Prime Advanced Cash + 100

   (Lux)    (CANLUX: .36.44%; CANBEL: 32.51%)(“BILPAC”)

Cordius CIG

   (Lux)    CANLUX: 68.04%; CANBEL: 15.98%; CANFR: 15.98%)

Candriam Bonds Convertible Opportunities

   (Lux)    (CANLUX: 29.24%)

Candriam Alternative Return Equity Market Neutral

   (Lux)    (21.17%)

Candriam L ESG Defensive Asset Allocation

   (Lux)    (6.00%)

Ausbil Investment Management Limited

   (Australia)    (79.40%)

Ausbil Australia Pty. Ltd.

   (Australia)   

Ausbil Asset Management Pty. Ltd.

   (Australia)   

Ausbil Investment Management Limited Employee Share Trust

   (Australia)    (Ausbil: 100%)

NYLIFE Distributors LLC

   (Delaware)   

Private Advisors L.L.C.

   (Delaware)    (65.85%)

PACIF Carry Parent, LLC

   (Delaware)   

PACIF Carry, LLC

   (Delaware)   

PACIF GP, LLC

   (Delaware)   

Private Advisors Coinvestment Fund, LP

   (Delaware)   

PACIF II GP, LLC

   (Delaware)   

Private Advisors Coinvestment Fund II LP

   (Delaware)   

PACIF II Carry Parent, LLC

   (Delaware)   

PACIF II Carry, LLC

   (Delaware)   

PACIF III GP, LLC

   (Delaware)   

Private Advisors Coinvestment Fund III, LP

   (Delaware)   

PACIF III Carry Parent, LLC

   (Delaware)   

PACIF III Carry, LLC

   (Delaware)   

PACIF IV GP, LLC

   (Delaware)   

Private Advisors Coinvestment Fund IV, LP

   (Delaware)   

PACIF IV Carry Parent, LLC

   (Delaware)   

PACIF IV Carry, LLC

   (Delaware)   

PA Hedged Equity Fund, L.P.

   (Delaware)   

Private Advisors Hedged Equity Fund (QP), L.P.

   (Delaware)   

Private Advisors Hedged Equity Fund (QP), L.P.

   (Delaware)6   

Private Advisors Small Company Buyout Fund II, L.P.

   (Delaware)   

PASCBF III GP, LLC

   (Delaware)   

Private Advisors Small Company Buyout Fund III, LP

   (Delaware)   

PASCBF IV GP, LLC

   (Delaware)   

Private Advisors Small Company Buyout Fund IV, LP

   (Delaware)   

PASCBF IV Carry Parent, LLC

   (Delaware)   

PASCBF IV Carry, LLC

   (Delaware)   

PASCBF V GP, LLC

   (Delaware)   

Private Advisors Small Company Buyout Fund V, LP

   (Delaware)   

Private Advisors Small Company Buyout V–ERISA Fund, LP

   (Delaware)   

PASCBF V Carry Parent, LLC

   (Delaware)   

PASCBF Carry, LLC

   (Delaware)   

PASCPEF VI Carry Parent, LLC

   (Delaware)   

PASCPEF VI Carry, LLC

   (Delaware)   

PASCPEF VI GP, LLC

   (Delaware)   

Private Advisors Small Company Private Equity Fund VI, LP

   (Delaware)   

Private Advisors Small Company Private Equity Fund VI (Cayman), LP

   (Cayman Islands)   

PASCPEF VII GP, LLC

   (Delaware)   

Private Advisors Small Company Private Equity Fund VII, LP

   (Delaware)   

PASCPEF VII Carry Parent, LLC

   (Delaware)   

PASCPEF VII Carry, LLC

   (Delaware)   

Cuyahoga Capital Partners I Management Group, LLC

   (Delaware)   

Cuyahoga Capital Partners I, L.P.

   (Delaware)   

Cuyahoga Capital Partners II Management Group LLC

   (Delaware)   

Cuyahoga Capital Partners II LP

   (Delaware)   

Cuyahoga Capital Partners III Management Group LLC

   (Delaware)   

Cuyahoga Capital Partners III LP

   (Delaware)   

Cuyahoga Capital Partners IV Management Group LLC

   (Delaware)   

Cuyahoga Capital Partners IV LP

   (Delaware)   

Cuyahoga Capital Emerging Buyout Partners Management Group LLC

   (Delaware)   

Cuyahoga Capital Emerging Buyout Partners LP

   (Delaware)   

PA Real Assets Carry Parent, LLC

   (Delaware)   

PA Real Assets Carry, LLC

   (Delaware)   

PA Emerging Manager Carry Parent, LLC

   (Delaware)   

PA Emerging Manager Carry, LLC

   (Delaware)   

RIC I GP, LLC

   (Delaware)   

Richmond Coinvestment Partners I, LP

   (Delaware)   

RIC I Carry Parent, LLC

   (Delaware)   

RIC I Carry, LLC

   (Delaware)   

PASF V GP, LLC

   (Delaware)   

Private Advisors Secondary Fund V, LP

   (Delaware)   

PASF V Carry Parent, LLC

   (Delaware)   

PASF V Carry Parent, LLC

   (Delaware)   

PARAF GP, LLC

   (Delaware)   

Private Advisors Real Assets Fund, LP

   (Delaware)   

PARAF Carry Parent, LLC

   (Delaware)   

PARAF Carry, LLC

   (Delaware)   

PASCCIF GP, LLC

   (Delaware)   

Private Advisors Small Company Coinvestment Fund, LP

   (Delaware)   

Private Advisors Small Company Coinvestment Fund-ERISA, LP

   (Delaware)   

PASCCIF Carry Parent, LLC

   (Delaware)   

PASCCIF Carry, LLC

   (Delaware)   

Private Advisors Hedged Equity Fund, Ltd.

   (Cayman Islands)    (0%)

Private Advisors Hedged Equity Fund (QP), Ltd.

   (Cayman Islands)    (0%)

Private Advisors Hedged Equity Master Fund, Ltd.

   (Cayman Islands)    (owned by two funds above)

Private Advisors Stable Value ERISA Fund, Ltd.

   (Cayman Islands)    (0%)

Private Advisors Stable Value Master Fund, Ltd.

   (Cayman Islands)    (owned by two funds above)

UVF GP, LLC

   (Delaware)   

Undiscovered Value Fund, LP

   (Delaware)   

Undiscovered Value Fund, Ltd.

   (Cayman Islands)8   

Undiscovered Value Master Fund SPC

   (Cayman Islands)   

NYLM Alternatives LLC

   (Delaware)   

CVP Holdings, LLC

   (Delaware)    (60%)

CVP CLO Manager, LLC

   (Delaware)   

CVP CLO Holdings GP LLC

   (Delaware)   

CVP CLO Holdings, LP

   (Cayman Islands)   

CVP CLO Advisors, LLC

   (Delaware)   

Credit Value Partners, LLC

   (Delaware)   

CHIPC Evergreen General, LLC

   (Delaware)   

CVP High Income Private Credit Master Fund, LP

   (Cayman Islands)   

CVP Loan Servicing LLC

   (Delaware)   

CHIPC PE General, LLC

   (Delaware)   

CHIPC PE Intermediate Fund, LP

   (Cayman Islands)   

CVP High Income Private Equity PE Fund

   (Cayman Islands)   

CVP High Income Private Credit PE Fund, LP

   (Delaware)   

CVP Distressed Fund, LLC

   (Delaware)   

CVF IV General, LLC

   (Delaware)   

Credit Value Fund IV, LP

   (Delaware)   

Credit Value Fund (Cayman) IV, LP

   (Cayman Islands)   

Credit Value Intermediate Fund IV, LP

   (Cayman Islands)   

Credit Value Master Fund IV-A, LP

   (Cayman Islands)   

Credit Value Master Fund IV-B, LP

   (Cayman Islands)   

CVF IV Vert LLC

   (Delaware)   

CVF IV-A1 Vert LLC

   (Delaware)   

CVP SPV LLC

   (Delaware)   

NYLIM Flatiron CLO 2004-1 Ltd.

   (Cayman Islands)7   

NYLIM Flatiron CLO 2004-1 Equity Holdings LLC, Series A

   (Delaware)   

NYLIM Flatiron CLO 2006-1 Ltd.

   (Cayman Islands)   

NYLIM Flatiron CLO 2006-1 Equity Holdings LLC, Series A

   (Delaware)   

NYLIM Flatiron CLO 2006-1 Equity Holdings LLC, Series A

   (Cayman Islands)   

NYLIM Flatiron CLO 2007-1 Equity Holdings LLC, Series A

   (Cayman Islands)   

Flatiron CLO 2011-1 Ltd.

   (Cayman Islands)    (NYL: 0%)

Flatiron CLO 2012-1 Ltd.

   (Cayman Islands)    (NYL: 0%)

Flatiron CLO 2013-1-Ltd.

   (Cayman Islands)    (NYL: 0%)

Flatiron CLO 2014-1-Ltd.

   (Cayman Islands)    (NYL: 0%)

Flatiron CLO 2015-1 Ltd.

   (Cayman Islands)    (NYL: 0%)

Flatiron CLO 17 Ltd.

   (Cayman Islands)    (NYL: 0%)

Stratford CDO 2001-1 Ltd.

   (Cayman Islands)   

Silverado CLO 2006-II Limited

   (Cayman Islands)   

Silverado 2006-II Equity Holdings LLC, Series A

   (Cayman Islands)   

NYLIFE LLC

   (Delaware)   

Eagle Strategies LLC

   (Delaware)   

New York Life Capital Corporation

   (Delaware)   

New York Life Trust Company

   (New York)   

NYL Executive Benefits LLC

   (Delaware)   

NYLIFE Securities LLC

   (Delaware)   

NYLINK Insurance Agency Incorporated

   (Delaware)   

NYLUK I Company

   (United Kingdom)   

NYLUK II Company

   (United Kingdom)   

Gresham Mortgage

   (United Kingdom)   

W Construction Company

   (United Kingdom)   

WUT

   (United Kingdom)   

WIM

   (United Kingdom)   

Silver Spring, LLC

   (Delaware)   

Silver Spring Associates, L.P.

   (Pennsylvania)   

SCP 2005-C21-002 LLC

   (Delaware)   

SCP 2005-C21-003 LLC

   (Delaware)   

SCP 2005-C21-006 LLC

   (Delaware)   

SCP 2005-C21-007 LLC

   (Delaware)   

SCP 2005-C21-008 LLC

   (Delaware)   

SCP 2005-C21-009 LLC

   (Delaware)   

SCP 2005-C21-017 LLC

   (Delaware)   

SCP 2005-C21-018 LLC

   (Delaware)   

SCP 2005-C21-021 LLC

   (Delaware)   

SCP 2005-C21-025 LLC

   (Delaware)   

SCP 2005-C21-031 LLC

   (Delaware)   

SCP 2005-C21-036 LLC

   (Delaware)   

SCP 2005-C21-041 LLC

   (Delaware)   

SCP 2005-C21-043 LLC

   (Delaware)   

SCP 2005-C21-044 LLC

   (Delaware)   

SCP 2005-C21-048 LLC

   (Delaware)   

SCP 2005-C21-061 LLC

   (Delaware)   

SCP 2005-C21-063 LLC

   (Delaware)   

SCP 2005-C21-067 LLC

   (Delaware)   

SCP 2005-C21-069 LLC

   (Delaware)   

SCP 2005-C21-070 LLC

   (Delaware)   

NYMH-Ennis GP, LLC

   (Delaware)   

NYMH-Ennis, L.P.

   (Texas)   

NYMH-Freeport GP, LLC

   (Delaware)   

NYMH-Freeport, L.P.

   (Texas)   

NYMH-Houston GP, LLC

   (Delaware)   

NYMH-Houston, L.P.

   (Texas)   

NYMH-Plano GP, LLC

   (Delaware)   

NYMH-Plano, L.P.

   (Texas)   

NYMH-San Antonio GP, LLC

   (Delaware)   

NYMH-San Antonio, L.P.

   (Texas)   

NYMH-Stephenville GP, LLC

   (Delaware)   

NYMH-Stephenville, L.P.

   (Texas)   

NYMH-Taylor GP, LLC

   (Delaware)   

NYMH-Taylor, L.P.

   (Texas)   

NYMH-Attleboro MA, LLC

   (Delaware)   

NYMH-Farmingdale, NY LLC

   (Delaware)   

NYLMDC-King of Prussia GP, LLC

   (Delaware)   

NYLMDC-King of Prussia Realty, LP

   (Delaware)   

NYLife Real Estate Holdings LLC

   (Delaware)   

Huntsville NYL LLC

   (Delaware)   

CC Acquisitions, LP

   (Delaware)   

REEP-IND Cedar Farms TN LLC

   (Delaware)   

Cedar Farms JV LLC

   (Delaware)   

REEP-IND Continental NC LLC

   (Delaware)   

LRC-Patriot, LLC

   (Delaware)    (93%)

REEP-LRC Industrial LLC

   (Delaware)   

REEP-IND Forest Park NJ LLC

   (Delaware)   

FP Building 4 LLC

   (Delaware)   

FP Building 1-2-3 LLC

   (Delaware)   

FP Building 17, LLC

   (Delaware)   

FP Building 18, LLC

   (Delaware)   

FP Building 19, LLC

   (Delaware)   

FP Building 20, LLC

   (Delaware)   

FP Mantua Grove LLC

   (Delaware)   

FP Lot 1.01 LLC

   (Delaware)   

REEP-IND NJ LLC

   (Delaware)   

NJIND JV LLC

   (Delaware)    (93%)

NJIND Hook Road LLC

   (Delaware)   

NJIND Raritan Center LLC

   (Delaware)   

NJIND Talmadge Road LLC

   (Delaware)   

NJIND Bay Avenue LLC

   (Delaware)   

NJIND Melrich Road LLC

   (Delaware)   

NJIND Corbin Street LLC

   (Delaware)   

REEP-IND Valwood TX LLC

   (Delaware)   

REEP-MF Cumberland TN LLC

   (Delaware)   

Cumberland Apartments, LLC

   (Tennessee)   

REEP-MF Enclave TX LLC

   (Delaware)   

Enclave CAF LLC

   (Delaware)   

REEP-MF Marina Landing WA LLC

   (Delaware)   

REEP-SP Marina Landing LLC

   (Delaware)    (98%)

REEP-MF Mira Loma II TX LLC

   (Delaware)   

Mira Loma II, LLC

   (Delaware)    (50%)

REEP-MF Summitt Ridge CO LLC

   (Delaware)   

Summitt Ridge Apartments, LLC

   (Delaware)   

REEP-MF Woodridge IL LLC

   (Delaware)   

REEP-OF Centerpointe VA LLC

   (Delaware)   

Centerpointe (Fairfax) Holdings LLC

   (Delaware)    (50%)

REEP-OFC 575 Lex NY LLC

   (Delaware)   

REEP-OFC 575 Lex NY GP LLC

   (Delaware)   

Maple REEP-OFC 575 Lex Holdings LP

   (Delaware)    (50%)

Maple REEP-OFC 575 Lex Owner LLC

   (Delaware)    (50%)

REEP OFC Westory DC LLC

   (Delaware)   

REEP-RTL SASI GA LLC

   (Delaware)   

REEP-RTL Bradford PA LLC

   (Delaware)   

REEP-OFC Royal Centre GA LLC

   (Delaware)   

Royal Centre, LLC

   (Delaware)    (90%)

REEP-RTL CTC NY LLC

   (Delaware)   

REEP-OFC 5005 LBJ Freeway TX LLC

   (Delaware)    (97%)

5005 LBJ Tower LLC

   (Delaware)    (97%)

REEP-MF SPENCER NV LLC

   (Delaware)    (92.7%)

REEP-HZ SPENCER LLC

   (Delaware)   

REEP-OFC/RTL MARKET ROSS TX LLC

   (Delaware)   

MARKET ROSS TX JV LLC

   (Delaware)   

MARKET ROSS TX GARAGE OWNER LLC

   (Delaware)   

MARKET ROSS TX OFFICE OWNER LLC

   (Delaware)   

MARKET ROSS TX RETAIL OWNER LLC

   (Delaware)   

REEP-OFC Mallory TN LLC

   (Delaware)   

3665 Mallory JV LLC

   (Delaware)    (90.9%)

REEP-OFC WATER RIDGE NC LLC

   (Delaware)   

REEP-OFC Viridian AZ LLC

   (Delaware)   

REEP-Hines Viridian JV LLC

   (Delaware)    (35.39%)

2015 DIL PORTFOLIO HOLDINGS LLC

   (Delaware)    (NYLIC: 62.307692%; NYLIAC: 37.692308%)

CT 611 W. JOHNSON AVE LLC

     

CT 550 RESEARCH PKWY LLC

     

CT 160 CORPORATE COURT LLC

     

NJ 663 E. CRESCENT AVE LLC

     

NJ 1881 ROUTE 46 LLC

     

PA 180 KOST RD LLC

     

2017 CT REO HOLDINGS LLC

      (NYLIC: 62.307692%; NYLIAC: 37.692308%)

Cortlandt Town Center LLC

     

REEP-IND 10 WEST AZ LLC

     

REEP-IND Aegean MA LLC

     

REEP-IND CHINO CA LLC

     

REEP-IND FREEDOM MA LLC

     

REEP-IND Fridley MN LLC

   (Minnesota)   

REEP-IND Green Oaks IL LLC

     

REEP-IND Kent LLC

     

REEP-IND LYMAN MA LLC

     

REEP-IND RTG NC LLC

     

REEP-MF 960 East Paces Ferry GA LLC

     

REEP-MF 960 EPF Opco GA LLC

     

REEP-MF Chandler AZ LLC

     

REEP-MF FOUNTAIN PLACE MN LLC

     

REEP-MF Issaquah WA LLC

     

REEP-MF Mount Vernon GA LLC

     

REEP-MF Verde NC LLC

     

REEP-MF Wallingford WA LLC

     

REEP-OFC Bellevue WA LLC

     

REEP-OFC WATER RIDGE NC HOLDCO LLC

     

REEP-OFC ONE WATER RIDGE NC LLC

     

REEP-OFC TWO WATER RIDGE NC LLC

     

REEP-OFC FOUR WATER RIDGE NC LLC

     

REEP-OFC FIVE WATER RIDGE NC LLC

     

REEP-OFC SIX WATER RIDGE NC LLC

     

REEP-OFC SEVEN WATER RIDGE NC LLC

     

REEP-OFC EIGHT WATER RIDGE NC LLC

     

REEP-OFC NINE WATER RIDGE NC LLC

     

REEP-OFC TEN WATER RIDGE NC LLC

     

REEP-OFC ELEVEN WATER RIDGE NC LLC

     

REEP-MF FOUNTAIN PLACE MN LLC

     

REEP-MF FOUNTAIN PLACE LLC

     

REEP-OFC 2300 Empire CA LLC

     

REEP-OFC 2300 Empire LLC

     

REEP-IND 10 WEST II AZ LLC

     

REEP-RTL Flemington NJ LLC

     

REEP-RTL Mill Creek NJ LLC

     

PTC Acquisitions, LLC

     

Martingale Road LLC

     

New York Life Funding

   (Cayman Islands)8   

New York Life Global Funding

   (Delaware)8   

NYL Equipment Issuance Trust

   (Delaware)9   

NYL Equipment Issuance Trust 2014-2

   (Delaware)9   

Government Energy Savings Trust 2003-A (GEST)

   (New York)9   

UFI-NOR Federal Receivables Trust, Series 2009B

   (New York)9   

NYLARC Holding Company Inc.

   (Arizona)9   

New York Life Agents Reinsurance Company

   (Arizona)9   

JREP Fund Holdings I, L.P.

      (12.5%)

Jaguar Real Estate Partners L.P.

      (30.3%)

NYLIFE Office Holdings Member LLC

      (51%)

NYLIFE Office Holdings LLC

     

NYLIFE Office Holdings REIT LLC

     

REEP-OFC DRAKES LANDING CA LLC

     

REEP-OFC CORPORATE POINTE CA LLC

     

REEP-OFC VON KARMAN CA LLC

     

REEP-OFC ONE BOWDOIN SQUARE MA LLC

     

REEP-OFC 525 N Tryon NC LLC

     

525 Charlotte Office LLC

      (48.45%)

NYLIFE Office Holdings Acquisitions REIT LLC

     

MAX Ventures and Industries Limited

   (India)    (22.51%)

 

 

(+)

By including the indicated corporations in this list, New York Life is not stating or admitting that said corporations are under its actual control; rather, these corporations are listed here to ensure full compliance with the requirements of this Form N-6.

(*) 

Registered investment company as to which New York Life and/or its subsidiaries perform one or more of the following services: investment management, administrative, distribution, transfer agency and underwriting services. It is not a subsidiary of New York Life and is included for informational purposes only.

(†) 

New York Life Investment Management LLC serves as investment adviser to this entity, the shares of which are held of record by separate accounts of NYLIAC. New York Life disclaims any beneficial ownership and control of this entity. New York Life and NYLIAC as depositors of said separate accounts have agreed to vote their shares as to matters covered in the proxy statement in accordance with voting instructions received from holders of variable annuity and variable life insurance policies at the shareholders meeting of this entity. It is not a subsidiary of New York Life, but is included here for informational purposes only.

1 NYL Cayman Holdings Ltd. owns 15.62%.
2 NYL Worldwide Capital Investment LLC owns 0.002%.
3 NYLIC owns 14.21%, NYLIAC owns 0.00%, and MacKay owns .77% for a total ownership of 14.98%.
4 NYLCAP Manager LLC owns 24.66% of the voting management shares. NYLCAP India Funding LLC owns 36% of non-voting carry shares.
5 NYLCAP Manager LLC owns 24.66% of the voting management shares. NYLCAP India Funding III LLC owns 31.36% of non-voting carry shares.
6 Private Advisors Hedged Equity Fund (QP), L.P. owns 33.61% and PA Hedged Equity Fund, L.P. owns 66.39% of the Master Fund.
7 Control of each CLO/CDO and other entities is pursuant to an investment management contract with NYLIM or affiliate, not through ownership of voting interests unless, otherwise, ownership noted.
8 Control is through a reliance relationship between NYLIC and this entity, not ownership of voting interests.
9 Control is through financial interest, not ownership of voting interests.

 

C–6


Article IX of the Amended and Restated By-Laws of New York Life Insurance and Annuity Corporation (“NYLIAC”) provides that NYLIAC shall indemnify and hold harmless (including the provision of a defense) certain persons to the fullest extent permitted by the Delaware General Corporation Law against all expenses, costs, judgments, penalties, fines, liability and loss (including attorneys’ fees, judgments, fines, ERISA excise taxes or penalties and amount paid in settlement) that any such person reasonably incurs or suffers if he/she is made party (or threatened to be made party) or is otherwise involved in a claim, action, suit, or proceeding, whether civil, criminal, administrative or investigative, by reason of the fact that he/she is (or was) a Director or officer of NYLIAC or was serving at NYLIAC’s request as a Director, officer, or trustee of another corporation or of a partnership, joint venture, trust or other enterprise, including service with respect to an employee benefit plan. Such persons also have the right to have NYLIAC pay the reasonable expenses (including reasonable attorneys’ fees) incurred in the defense of any proceedings in advance of their final disposition, subject to certain conditions. NYLIAC may also, to the extent authorized by its Board of Directors, grant rights to indemnification and to the advancement of expenses to any employee or agent of NYLIAC.

Please refer to Article IX of the Amended and Restated By-Laws of NYLIAC for the full text of the indemnification provisions.

Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to Directors, officers and controlling persons of the Registrant pursuant to the provisions described above, or otherwise, the Registrant has been advised that in the opinion of the Securities and Exchange Commission, such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a Director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such Director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.

 

C-7


ITEM 30. PRINCIPAL UNDERWRITERS

(a) Other Activity. Investment companies (other than the Registrant) for which NYLIFE Distributors LLC is currently acting as

Underwriter:

NYLIAC Corporate Sponsored Variable Universal Life Separate Account-I

NYLIAC MFA Separate Account-I

NYLIAC MFA Separate Account-II

NYLIAC Variable Annuity Separate Account-I

NYLIAC Variable Annuity Separate Account-II

NYLIAC Variable Annuity Separate Account-III

NYLIAC Variable Annuity Separate Account-IV

NYLIAC VLI Separate Account

The MainStay Funds

MainStay Funds Trust

MainStay VP Funds Trust

(b) Management.

The principal business address of each director and officer of NYLIFE Distributors LLC is 30 Hudson Street, Jersey City, NJ 07302.

 

Names of Directors and Officers

  

Positions and Offices with Underwriter

Lehneis, Kirk C.

   Chairman of the Board

Gardner, Robert M.

   Manager

Harte, Frank M.

   Manager & Senior Vice President

Akkerman, John W.

   Senior Managing Director, MacKay Shields Institutional Sales

Huang, Dylan W.

   Senior Managing Director, Individual Annuities

Hung, Yie-Hsin

   Senior Managing Director, New York Life Investment Management & Chief Executive Officer

Mclnerney, Barbara J.

   Senior Managing Director, Compliance

Barrack, Robert M.

   Managing Director, GoldPoint Partners Institutional Sales

Cristallo, James J.

   Managing Director, Advanced Markets Network

Fogel, David

   Managing Director, Index IQ

Gomez, Mark A.

   Managing Director & General Counsel

O’Gara, John J.

   Managing Director, US Life and Agency Product Consulting

Parness, Amanda S.

   Managing Director, GoldPoint Partners Institutional Sales

Stringer, Chirstopher R.

   Managing Director

Wagner, Robin M.

   Managing Director & Chief Compliance Officer

Wickwire, Brian D.

   Managing Director, NYLIM Service Company, Controller & Chief Operating Officer

Bain, Karen A.

   Vice President - Tax

Hansen, Marta

   Director, Chief Financial Officer, Financial & Operations Principal & Treasurer

Herrera, Rafaela M.

   Director, Compliance and Sales Material Review

Howard, Linda M.

   Director, Compliance, Anti-Money Laundering Officer & Office of Foreign Assets Control Officer

Shively, George S.

   Secretary

Meade, Colleen A.

   Assistant Secretary

Sharrier, Elizabeth

   Assistant Secretary

 

C-8


(c) Compensation from the Registrant.

 

Name of
Principal
Underwriter

  

Net Underwriting
Discounts and Commissions

   Compensation on
Events Occasioning the
Deduction of a Deferred
Sales  Load
   Brokerage
Commissions
   Other Compensation

NYLIFE Distributors LLC

   -0-    -0-    -0-    -0-

 

ITEM 31. LOCATION OF ACCOUNTS AND RECORDS.

All accounts and records required to be maintained by Section 31(a) of the 1940 Act and the rules under it are maintained by NYLIAC at its home office, 51 Madison Avenue, Room 0150, New York, New York 10010; New York Life — Records Division, 110 Cokesbury Road, Lebanon, New Jersey 08833 and with Iron Mountain Records Management, Inc. at both 8 Neptune Drive, Poughkeepsie, New York 12601 and Route 9W South, Port Ewen, New York 12466-0477.

 

ITEM 32. MANAGEMENT SERVICES.

Not applicable.

 

ITEM 33. FEE REPRESENTATION.

New York Life Insurance and Annuity Corporation (“NYLIAC”), the sponsoring insurance company of NYLIAC Variable Universal Life Separate Account-I, hereby represents that the fees and charges deducted under the NYLIAC Survivorship Variable Universal Life Insurance Policies are reasonable in relation to the services rendered, the expenses expected to be incurred and the risks assumed by NYLIAC.

 

C-9


SIGNATURES

Pursuant to the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets the requirements of Securities Act Rule 485(b) for effectiveness of this Registration Statement and has duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City and State of New York on this 31st day of October, 2017.

 

NYLIAC VARIABLE UNIVERSAL LIFE SEPARATE ACCOUNT-I

(Registrant)

By:   /s/ Eric J. Lynn
  Eric J. Lynn
  Vice President and Actuary

 

NEW YORK LIFE INSURANCE AND
ANNUITY CORPORATION

(Depositor)

By:   /s/ Eric J. Lynn
  Eric J. Lynn
  Vice President and Actuary

Pursuant to the requirements of the Securities Act of 1933, this Amendment to the Registration Statement has been signed below by the following persons in the capacities and on the date indicated:

 

Ashe, Christopher T.*    Director
Bedard, David G.*    Director
Cook, Alexander I.M.*    Director
Fleurant, John T.*    Director & Chief Financial Officer
Gardner, Robert M.*    Director & Controller (Principal Accounting Officer)
Grove, Matthew M.*    Director
Harte, Frank M.*    Director
Hendry, Thomas A.*    Director
Huang, Dylan W.*    Director
Kim, John Y.*    Director & President
Madgett, Mark J.*    Director
Mathas, Theodore A.*    Chairman & Chief Executive Officer (Principal Executive Officer)
Miller, Amy*    Director
Seter, Arthur H.*    Director
Steinberg, Joel M.*    Director
Wion, Matthew D.*    Director

 

By:   /s/ Eric J. Lynn
  Eric J. Lynn
  Attorney-in-Fact
 

October 31, 2017

 

 

* Pursuant to Powers of Attorney previously filed.


EXHIBIT INDEX

 

EXHIBIT NUMBER

 

DESCRIPTION

(k)   Opinion and Consent of Thomas F. English, Esq.
(n)   Consent of PricewaterhouseCoopers LLP