-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hz92rqJDAmcAzWn3zNP6p7gKjon3Bp5Acf5OGEQR0yNV/xjLmESC7s+f2e+31mrm Sb3BMIC/JJKzmXF0/TuGlA== 0000921895-09-002324.txt : 20090821 0000921895-09-002324.hdr.sgml : 20090821 20090821121403 ACCESSION NUMBER: 0000921895-09-002324 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090819 FILED AS OF DATE: 20090821 DATE AS OF CHANGE: 20090821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ehrlich Clifford CENTRAL INDEX KEY: 0001428528 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12522 FILM NUMBER: 091028081 MAIL ADDRESS: STREET 1: C/O EMPIRE RESORTS, INC. STREET 2: 701 N. GREEN VALLEY PARKWAY, SUITE 200 CITY: HENDERSON STATE: NV ZIP: 89074 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESORTS INC CENTRAL INDEX KEY: 0000906780 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 133714474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: RT 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 BUSINESS PHONE: (845) 807-0001 MAIL ADDRESS: STREET 1: RT 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP DATE OF NAME CHANGE: 19930614 4 1 ehr252.xml X0303 4 2009-08-19 0 0000906780 EMPIRE RESORTS INC NYNY 0001428528 Ehrlich Clifford C/O MONTICELLO CASINO AND RACEWAY ROUTE 17B, P.O. BOX 5013 MONTICELLO NY 12701 0 1 0 0 EVP and General Manager Common Stock, $.01 par value per share 2009-08-19 4 S 0 30000 2.75 D 50592.00 D Common Stock, $.01 par value per share 2009-08-20 4 S 0 10592 3.12 D 40000.00 D Common Stock, $.01 par value per share 2009-08-20 4 M 0 10000 1.11 A 50000.00 D Common Stock, $.01 par value per share 2009-08-20 4 S 0 10000 3.23 D 40000.00 D Stock Option (Right to Buy) 1.11 2009-08-20 4 M 0 10000 0 D 2014-04-22 Common Stock, $.01 par value per share 10000.00 290000.00 D This trade was effected pursuant to a Rule 10b5-1 trading plan. 1/3 of the options vested on April 23, 2009. An additional 1/3 of the options vest on April 23, 2010. The remaining 1/3 of the options vest on April 23, 2011. /s/ Ehrlich, Clifford 2009-08-20 -----END PRIVACY-ENHANCED MESSAGE-----