0000899243-18-021528.txt : 20180807 0000899243-18-021528.hdr.sgml : 20180807 20180807151611 ACCESSION NUMBER: 0000899243-18-021528 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180805 FILED AS OF DATE: 20180807 DATE AS OF CHANGE: 20180807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEARLMAN EMANUEL R CENTRAL INDEX KEY: 0001315915 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12522 FILM NUMBER: 18997661 MAIL ADDRESS: STREET 1: 250 EAST 79TH STREET CITY: NEW YORK STATE: NY ZIP: 10075 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESORTS INC CENTRAL INDEX KEY: 0000906780 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 133714474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 BUSINESS PHONE: (845) 807-0001 MAIL ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP DATE OF NAME CHANGE: 19930614 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-05 0 0000906780 EMPIRE RESORTS INC NYNY 0001315915 PEARLMAN EMANUEL R 350 EAST 79TH STREET NEW YORK NY 10075 1 1 0 0 Executive Chairman Common Stock, $.01 par value per share 2018-08-05 4 F 0 13012 12.35 D 151722 D 25,000 shares of a restricted stock grant made to Mr. Pearlman under the 2005 Equity Incentive Plan vested on August 5, 2018. On August 5, 2018, 13,012 shares of common stock were withheld (at the closing price of the Company's common stock on the NASDAQ Global Market on Friday, August 3, 2018) to satisfy the tax obligation relating to the vesting of the restricted stock pursuant to Section 16b-3(e) under the Securities Exchange Act of 1934. /s/ Nanette L. Horner, by Power of Attorney 2018-08-07