0000899243-17-011679.txt : 20170503 0000899243-17-011679.hdr.sgml : 20170503 20170503173716 ACCESSION NUMBER: 0000899243-17-011679 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161112 FILED AS OF DATE: 20170503 DATE AS OF CHANGE: 20170503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESORTS INC CENTRAL INDEX KEY: 0000906780 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 133714474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 BUSINESS PHONE: (845) 807-0001 MAIL ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP DATE OF NAME CHANGE: 19930614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Degliomini Charles CENTRAL INDEX KEY: 0001428788 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12522 FILM NUMBER: 17810722 MAIL ADDRESS: STREET 1: C/O MONTICELLO CASINO AND RACEWAY STREET 2: 204 STATE ROUTE 17B, P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2016-11-12 2016-11-15 0 0000906780 EMPIRE RESORTS INC NYNY 0001428788 Degliomini Charles C/O MONTICELLO CASINO AND RACEWAY ROUTE 17B, P.O. BOX 5013 MONTICELLO NY 12701 0 1 0 0 EVP Common Stock, $.01 par value per share 2016-11-12 4 F 0 308 22.25 D 10526 D Mr. Degliomini was granted 833 shares of restricted stock under the 2005 Empire Resorts, Inc. Equity Incentive Plan, which vested on November 12, 2016. On November 12, 2016, 308 shares of common stock were withheld (at the closing price of the Company's common stock on the NASDAQ Global Market on Friday November 11, 2016) to satisfy the tax obligation relating to the vesting of the restricted stock pursuant to Section 16b-3(e) under the Securities Exchange Act of 1934. On November 15, 2016, Mr. Degliomini filed a Form 4 mistakenly reporting that he owned 15,525 shares of common stock after taking into account the transaction occurring on November 12, 2016. /s/ Charles Degliomini 2017-05-03