0000899243-17-011514.txt : 20170502
0000899243-17-011514.hdr.sgml : 20170502
20170502205446
ACCESSION NUMBER: 0000899243-17-011514
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170428
FILED AS OF DATE: 20170502
DATE AS OF CHANGE: 20170502
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMPIRE RESORTS INC
CENTRAL INDEX KEY: 0000906780
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 133714474
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 204 STATE ROUTE 17B
STREET 2: P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
BUSINESS PHONE: (845) 807-0001
MAIL ADDRESS:
STREET 1: 204 STATE ROUTE 17B
STREET 2: P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP
DATE OF NAME CHANGE: 19930614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pitts Laurette
CENTRAL INDEX KEY: 0001507667
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12522
FILM NUMBER: 17806929
MAIL ADDRESS:
STREET 1: C/O MONTICELLO CASINO AND RACEWAY
STREET 2: ROUTE 17B, P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-04-28
0
0000906780
EMPIRE RESORTS INC
NYNY
0001507667
Pitts Laurette
C/O MONTICELLO CASINO AND RACEWAY
ROUTE 17B, P.O. BOX 5013
MONTICELLO
NY
12701
0
1
0
0
EVP and CFO
Common Stock, $0.01 par value per share
2017-04-28
4
S
0
215
25.00
D
10785
D
Common Stock, $0.01 par value per share
2017-05-01
4
A
0
1000
0.00
A
11785
D
Common Stock, $0.01 par value per share
2017-05-01
4
S
0
568
25.00
D
11217
D
Common Stock, $0.01 par value per share
2017-05-02
4
S
0
217
25.00
D
11000
D
These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person effective as of December 13, 2016.
Ms. Pitts was granted 1,000 restricted stock units ("RSUs") under the Empire Resorts, Inc. 2015 Equity Incentive Plan, which RSUs vest annually in three equal installments, with the first installment vesting on May 1, 2018.
/s/ Laurette Pitts
2017-05-02