0000899243-17-011514.txt : 20170502 0000899243-17-011514.hdr.sgml : 20170502 20170502205446 ACCESSION NUMBER: 0000899243-17-011514 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170428 FILED AS OF DATE: 20170502 DATE AS OF CHANGE: 20170502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESORTS INC CENTRAL INDEX KEY: 0000906780 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 133714474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 BUSINESS PHONE: (845) 807-0001 MAIL ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP DATE OF NAME CHANGE: 19930614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pitts Laurette CENTRAL INDEX KEY: 0001507667 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12522 FILM NUMBER: 17806929 MAIL ADDRESS: STREET 1: C/O MONTICELLO CASINO AND RACEWAY STREET 2: ROUTE 17B, P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-04-28 0 0000906780 EMPIRE RESORTS INC NYNY 0001507667 Pitts Laurette C/O MONTICELLO CASINO AND RACEWAY ROUTE 17B, P.O. BOX 5013 MONTICELLO NY 12701 0 1 0 0 EVP and CFO Common Stock, $0.01 par value per share 2017-04-28 4 S 0 215 25.00 D 10785 D Common Stock, $0.01 par value per share 2017-05-01 4 A 0 1000 0.00 A 11785 D Common Stock, $0.01 par value per share 2017-05-01 4 S 0 568 25.00 D 11217 D Common Stock, $0.01 par value per share 2017-05-02 4 S 0 217 25.00 D 11000 D These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person effective as of December 13, 2016. Ms. Pitts was granted 1,000 restricted stock units ("RSUs") under the Empire Resorts, Inc. 2015 Equity Incentive Plan, which RSUs vest annually in three equal installments, with the first installment vesting on May 1, 2018. /s/ Laurette Pitts 2017-05-02