EX-99 5 usbondindex3.txt
---------------------------------------------------------------------------------------------------------------------------------- Rule 10f-3 Acquisition of Securities from an Affiliate - January 1, 2002 through March 31, 2002 ---------------------------------------------------------------------------------------------------------------------------------- DeAM (BT) ---------------------------------------------------------------------------------------------------------------------------------- BT US BOND INDEX PORTFOLIO ---------------------------------------------------------------------------------------------------------------------------------- Security Purchased Comparison Security Comparison Security ---------------------------------------------------------------------------------------------------------------------------------- Issuer WELLS FARGO BANK OF AMERICA COUNTRTYWIDE ---------------------------------------------------------------------------------------------------------------------------------- Underwriters Credit Suisse, BofA, Barclays, Bear Stearns, Lehman, BofA, Bear Stearns, CSFB, Goldman, Lehman, JPM DBAB Loop Capital, Morgan Stanley, Williams Capital ---------------------------------------------------------------------------------------------------------------------------------- Years of continuous operation, including predecessors > 3 years > 3 years > 3 years ---------------------------------------------------------------------------------------------------------------------------------- Security WFC 5.125%, 2/15/2007 BAC 5.25%, 2/1/2007 CCR 5.5%, 2/1/2007 ---------------------------------------------------------------------------------------------------------------------------------- Is the affiliate a manager or co-manager of offering? co-manager co-manager n/a ---------------------------------------------------------------------------------------------------------------------------------- Name of underwriter or dealer from which purchased Bear Stearns n/a n/a ---------------------------------------------------------------------------------------------------------------------------------- Firm commitment underwriting? yes yes yes ---------------------------------------------------------------------------------------------------------------------------------- Trade date/Date of Offering 1/29/2002 1/25/2002 1/24/2002 ---------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of offering sold to QIBs $ $ - $ - ---------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of any concurrent public offering $ 1,000,000,000 $ 1,500,000,000 $ 1,000,000,000 ---------------------------------------------------------------------------------------------------------------------------------- Total $ 1,000,000,000 $ 1,500,000,000 $ 1,000,000,000 ---------------------------------------------------------------------------------------------------------------------------------- Public offering price 99.97 99.63 99.75 ---------------------------------------------------------------------------------------------------------------------------------- Price paid if other than public offering price n/a n/a n/a ---------------------------------------------------------------------------------------------------------------------------------- Underwriting spread or commission 0.250% 0.500% 0.400% ---------------------------------------------------------------------------------------------------------------------------------- Rating Aa2/A+ Aa2/A+ A3/A ---------------------------------------------------------------------------------------------------------------------------------- Current yield 5.132% 5.335% 5.558% ---------------------------------------------------------------------------------------------------------------------------------- Total par value purchased 2,000,000 n/a n/a ---------------------------------------------------------------------------------------------------------------------------------- $ amount of purchase 1,999,340 n/a n/a ---------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by fund 0.20% n/a n/a ---------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by associated funds n/a n/a n/a ---------------------------------------------------------------------------------------------------------------------------------- Total 0.20% n/a n/a ----------------------------------------------------------------------------------------------------------------------------------