-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PmNn4XAm8MkQd4pf34i1J7qE0mSa/bJqvFy7FbVNRXQL/qmy2IGaR6ebGFq5IVh2 tmDGSJavr8wSPQoXAAxZag== 0001144204-09-059609.txt : 20091116 0001144204-09-059609.hdr.sgml : 20091116 20091116142800 ACCESSION NUMBER: 0001144204-09-059609 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Vu1 CORP CENTRAL INDEX KEY: 0000906448 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 840672714 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 000-21864 FILM NUMBER: 091185697 BUSINESS ADDRESS: STREET 1: 557 ROY STREET STREET 2: SUITE 125 CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 888-985-8881 MAIL ADDRESS: STREET 1: 557 ROY STREET STREET 2: SUITE 125 CITY: SEATTLE STATE: WA ZIP: 98109 FORMER COMPANY: FORMER CONFORMED NAME: TELEGEN CORP /CO/ DATE OF NAME CHANGE: 19961209 FORMER COMPANY: FORMER CONFORMED NAME: SOLAR ENERGY RESEARCH CORP /CO/ DATE OF NAME CHANGE: 19930604 NT 10-Q 1 v166571_nt10q.htm Unassociated Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

SEC File No. 0-21864
CUSIP 929212 108
FORM 12b-25
NOTIFICATION OF LATE FILING

Check One:

¨ Form 10-K
 ¨ Form 20-F
¨ Form 11-K
x Form 10-Q
¨ Form N-SAR
¨ Form N-CSR

For Period Ended: September 30, 2009

¨ Transition Report on Form 10-K
¨ Transition Report on Form 20-F
¨ Transition Report on Form 11-K
¨ Transition Report on Form 10-Q
¨ Transition Report on Form N-SAR
 
For the Transition Period Ended: __________________________

If the notification relates to a portion of the filing check above, identify the Item(s) to which the notification relates:

N/A

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.


PART I
REGISTRANT INFORMATION
 
Vu1 CORPORATION
Full Name of Registrant

Address of principal executive office

557 ROY ST. SUITE 125
SEATTLE, WA 98109

 
1

 

PART II
RULES 12b-25(b) AND (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed.  (Check box if appropriate)
 
 
(a)
The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
     
x
(b)
The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K, Form N-SAR, or Form N-SCR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and
     
 
(c)
The accountant's statement or other exhibit required by RULE 12b-25(c) has been attached if applicable.


PART III
NARRATIVE

State below in reasonable detail the reasons why the Form 10-K, 20-F, 11-K, Form 10-Q, N-SAR, N-CSR, or the transition report portion thereof, could not be filed within the prescribed period.  (Attach extra sheets if needed)

The quarterly report of the registrant on Form 10-Q could not be filed because management requires additional time to compile and verify the data required to be included in the report. The report will be filed within five calendar days of the date the original report was due.


PART IV
OTHER INFORMATION

(1)   Name and telephone number of person to contact in regard to this notification.

Matthew DeVries
(888)
985-8881
(Name)
(Area Code)
(Telephone Number)

(2)   Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed?

If the answer is no, identify report(s). x Yes o No

(3)   Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? 
o Yes x No

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

 
2

 
 
Vu1 Corporation
(Name of Registrant as Specified in Charter)

Has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
 
     
       
Date: November 16, 2009
By:
/s/ Matthew DeVries  
   
Name:  Matthew DeVries
 
   
Title: Chief Financial Officer
 
       
 
 
3

 
 
-----END PRIVACY-ENHANCED MESSAGE-----