0001096906-15-000836.txt : 20150731 0001096906-15-000836.hdr.sgml : 20150731 20150731171144 ACCESSION NUMBER: 0001096906-15-000836 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20150731 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20150731 DATE AS OF CHANGE: 20150731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Vu1 CORP CENTRAL INDEX KEY: 0000906448 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 840672714 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-21864 FILM NUMBER: 151020092 BUSINESS ADDRESS: STREET 1: 1001 CAMELIA STREET CITY: BERKELEY STATE: CA ZIP: 94710 BUSINESS PHONE: 888-985-8881 MAIL ADDRESS: STREET 1: 1001 CAMELIA STREET CITY: BERKELEY STATE: CA ZIP: 94710 FORMER COMPANY: FORMER CONFORMED NAME: TELEGEN CORP /CO/ DATE OF NAME CHANGE: 19961209 FORMER COMPANY: FORMER CONFORMED NAME: SOLAR ENERGY RESEARCH CORP /CO/ DATE OF NAME CHANGE: 19930604 8-K 1 vu1.htm FORM 8-K vu1.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
FORM 8-K
 
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): July 31, 2015
 
Vu1 CORPORATION

(Exact Name of Registrant as specified in charter)


 California
(State or other jurisdiction of incorporation)
 
     
000-21864
 
84-0672714
(Commission File Number)
 
(IRS Employer Identification No.)
     
 1001 Camelia Street, Berkeley, California     94710
 (Address of principal executive offices)     (Zip Code)

                                           
(855) 881-2852
 
(Registrant’s telephone number, including area code)


 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act of (17 CFR 240.14d-2(b))

o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act of (17 CFR 240.13e-4(c))

 
 
 

 

  FORM 8-K
 
Vu1 Corporation
 
July 31, 2015
 

 
Item 7.01.                      Regulation FD Disclosure


The board of directors of Vu1 Corporation issued a press release dated July 31, 2015.  The release is attached hereto as Exhibit 99.1.   
 
Item 9.01.                      Financial Statements and Exhibits.
 
(d)           Exhibits.
             
 
 Exhibit No.   Description
   
99.1
Press release dated July 31, 2015
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
 
VU1 CORPORATION
   
   
Date:  July 31, 2015
By:  /s/ Matthew J. DeVries                                                                    
 
Matthew J. DeVries
 
    Chief Financial Officer
 
 
 
 
 
 
 

 

 
EX-99.1 2 exhibit99-1.htm PRESS RELEASE exhibit99-1.htm
Exhibit 99.1



FOR IMMEDIATE RELEASE


Vu1 Corporation to Evaluate Strategic Alternatives


July 31, 2015 – Vu1 Corporation today announced that the board of directors has initiated a process to explore strategic alternatives, including but not limited to a possible sale of the Company, a strategic partnership, a technology licensing agreement, or an additional raise of equity capital.  

The Company’s focus will be to find the best alternative enabling it to continue to develop, produce and market its unique Electron Stimulated Luminescence (ESL) technology in order to maximize the value of the business and intellectual property.

The Company said there can be no assurance that any transaction will occur, or, if one is undertaken, its terms or timing. The Company stated that it does not have a defined timeline for the strategic review process and does not expect to update its progress or disclose developments with respect to the assessment of strategic alternatives unless the Board of Directors has approved a definitive transaction on terms that the board of directors believes will be in the best interests of the shareholders of Vu1.

About Vu1 Corporation
Vu1 Corporation is dedicated to applying its unique in market patented Electron Stimulated Luminescence (ESL) technology to produce energy efficient, environmentally friendly lighting solutions. Vu1 has developed a new energy efficient light bulb to provide the consumer market with an affordable, non-toxic light bulb with features consumers are demanding and not receiving from existing energy efficient lighting products.

Safe Harbor Statement under the Private Securities Litigation Reform Act of 1995: This press release includes forward-looking statements including, but not limited to our strategic and business development plans and our ability to obtain future funding. These forward-looking statements are subject to a number of risks and uncertainties that may cause actual results to differ materially from those described in the forward-looking statements. The words “may,” “would,” “will,” “expect,” “estimate,” “anticipate,” “believe,” “intend” and similar expressions and variations thereof are intended to identify forward-looking statements. Investors are cautioned that any such forward-looking statements are not guarantees of future performance and involve risks and uncertainties, many of which are beyond the company’s ability to control, as well as the risks and other factors set forth in our periodic filings with the U.S. Securities and Exchange Commission (including our Form 10-K for the year ended December 31, 2014 and our other periodic reports as filed from time to time).
 
 

 
 
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