-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FBZ2afCm1MOLpJOHnbN0Q3dazg0+oPPAWaTtATzUtjJltL4NjDkiHLFXWEeyh94u m0j9vJfEr01NGV1L02h8bA== 0000906352-98-000002.txt : 19980623 0000906352-98-000002.hdr.sgml : 19980623 ACCESSION NUMBER: 0000906352-98-000002 CONFORMED SUBMISSION TYPE: 24F-2NT PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19980331 FILED AS OF DATE: 19980622 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOGEN FUNDS INC CENTRAL INDEX KEY: 0000906352 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 24F-2NT SEC ACT: SEC FILE NUMBER: 033-63560 FILM NUMBER: 98651983 BUSINESS ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2122785800 MAIL ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 24F-2NT 1 A/R OF SECURITIES SOLD PURSUANT TO RULE 24F-2 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 24F-2 Annual Filing under Rule 24f-2 of the Investment Company Act of 1940 Read instructions at end of Form before preparing Form. Please print or type ================================================================================ 1. Name and address of Issuer: SoGen Funds, Inc. 1221 Avenue of the Americas New York, NY 10020 ================================================================================ 2. The name of each series or class of securities for which this Form is filed (If the Form is being filed for all series and classes of securities of the issuer, check the box but do not list series or classes): [ X ] ================================================================================ 3. Investment Company Act File Number: 811-7762 Securities Act File Number: 33-63560 ================================================================================ 4(a).Last day of fiscal year for which this notice is filed: March 31, 1998 ================================================================================ 4(b).[ ] Check box if this Form is being filed late (i.e., more than 90 calendar days after the end of the issuer's fiscal year). (See Instruction A.2) Note:If the Form is being filed late, iterest must be paid on the registraiton fee due. ================================================================================ 4(c).[ ] Check box if this is the last time the issuer will be filing this Form. ================================================================================ ================================================================================ 5. Calculation of registration fee: (i) Aggregate sale price of securities sold during the fiscal year pursuant to section 24(f): $614,555,954 --------------- (ii) Aggregate price of securities redeemed or repurchased during the fiscal year: $545,458,079 --------------- (iii) Aggregate price of securities redeemed or repurchased during and fiscal year ending no earlier than October 11, 1995 that were not previously used to reduce registration fees payable to the Commission: + 0 --------------- (iv) Total Available redemption credits [add Items 5(ii) and 5(iii)]: $545,458,079 --------------- (v) Net Sales--if Item 5(i) is greater than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]: $69,097,875 --------------- (vi) Redemption credits available for use in future years -- if Item 5(i) is less than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]: $( 0 ) --------------- (vii) Multiplier for determining registration fee (See Instruction C.8): X 0.000295 --------------- (viii)Registration fee due [multiply Item 5(v) by Item 5(vii) (enter "0" if no fee is due): = $20,383.87 =============== ================================================================================ 6. Interest due -- if this Form is being filed more than 90 days after the end of the issuer's fiscal year (see Instruction D): + $0 --------------- ================================================================================ 7. Total of the amount of the registration fee due plus any interest due [Item 5(vii) plus Item 6]: = $20,383.87 --------------- ================================================================================ 8. Date the registration fee and any interest payment was sent to the Commission's lockbox depository: June 22, 1998 ---------------- Account Number: CIK 0000906352 ---------------- Method of Delivery: [ X ] Wire Transfer [ ] Mail or other means ================================================================================ ================================================================================ SIGNATURES This form has been signed below by the following persons on behalf of the issuer and in the capacities and on the dates indicated. By (Signature and Title)* /s/ PHILIP J. BAFUNDO ------------------------------------------- Phillip J. Bafundo, VICE PRESIDENT ------------------------------------------- Date June 22, 1998 ------------------------ *Please print the name and title of the signing officer below the signature. ================================================================================ (022096DTI) EX-99 2 SCHEDULE A - BREAKDOWN BY SERIES. SCHEDULE A
SUBSCRIPTIONS REDEMPTIONS NET Shares Amount Shares Amount Shares Amount SoGen Overseas Fund 37,794,926 $504,645,049 -32,183,366 -$436,078,395 5,611,560 $68,566,654 SoGen Gold Fund 2,898,950 $24,735,933 -3,558,392 -$ 30,119,535 -659,442 -$ 5,383,602 SoGen Money Fund 85,174,972 $85,174,972 -79,260,149 -$ 79,260,149 5,914,823 $ 5,914,823 TOTAL 125,868,848 $614,555,954 -115,001,907 -$545,458,079 10,866,941 $69,097,875
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