-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OBD5HABJcwg97qT/9PrHNA8T7AeXxwniPgIUQ4505JeCYDF+0x43qANP2j9AMP8J hCoDbhJwTjhiXY/tS3PzeA== 0000895345-04-000704.txt : 20041004 0000895345-04-000704.hdr.sgml : 20041004 20041004105724 ACCESSION NUMBER: 0000895345-04-000704 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041004 DATE AS OF CHANGE: 20041004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NTL INC CENTRAL INDEX KEY: 0000906347 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 521822078 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 909 THIRD AVENUE STREET 2: SUITE 2863 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-906-8440 MAIL ADDRESS: STREET 1: 909 THIRD AVENUE STREET 2: SUITE 2863 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: NTL COMMUNICATIONS CORP DATE OF NAME CHANGE: 19990401 FORMER COMPANY: FORMER CONFORMED NAME: NTL INC /DE/ DATE OF NAME CHANGE: 19970326 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL CABLETEL INC DATE OF NAME CHANGE: 19930601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOONEY JAMES F CENTRAL INDEX KEY: 0001231279 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22616 FILM NUMBER: 041060614 BUSINESS ADDRESS: STREET 1: 909 THIRD AVENUE STREET 2: SUITE 2863 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-906-8440 MAIL ADDRESS: STREET 1: 909 THIRD AVENUE STREET 2: SUITE 2863 CITY: NEW YORK STATE: NY ZIP: 10022 4 1 jl4-ntl_mooneyex.xml X0202 4 2004-09-30 0 0000906347 NTL INC NTLI 0001231279 MOONEY JAMES F NTL INCORPORATED 909 THIRD AVENUE, SUITE 2863 NEW YORK NY 10022 1 1 0 0 Chairman Common Stock, par value $.01 per share 2004-09-30 4 M 0 15000 15.00 A 186611 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 2000 61.46 D 184611 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 500 61.49 D 184111 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 500 61.51 D 183611 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 100 61.52 D 183511 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 500 61.53 D 183011 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 2000 61.55 D 181011 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 3900 61.56 D 177111 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 1200 61.57 D 175911 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 100 61.58 D 175811 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 300 61.59 D 175511 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 2000 61.60 D 173511 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 2000 61.62 D 171511 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 2600 61.63 D 168911 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 100 61.64 D 168811 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 1000 61.67 D 167811 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 2000 61.70 D 165811 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 2000 61.71 D 163811 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 100 61.74 D 163711 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 1121 61.75 D 162590 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 200 61.77 D 162390 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 1000 61.80 D 161390 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 200 61.82 D 161190 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 2800 61.84 D 158390 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 2100 61.85 D 156290 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 1411 61.86 D 154879 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 100 61.90 D 154779 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 100 61.92 D 154679 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 1000 61.93 D 153679 D Common Stock, par value $.01 per share 2004-09-30 4 S 0 3000 62.00 D 150679 D Stock Options (Right to Buy) 15 2004-09-30 4 M 0 15000 0 D 2013-03-27 Common Stock 15000 206641 D Because the SEC's electronic filing system does not allow for the disclosure of more than 30 transactions on one Form 4, the Reporting Person is filing two simultaneous Forms 4 to report his reportable transactions, both of which together shall be deemed a single report filed on this date. This is the first Form 4 of the two filings. All of these reported transactions were effected pursuant to a Rule 10b5-1 trading plan. These options become vested in equal quarterly installments through March, 2008. As of the date hereof, 180,000 of these options are not vested and the remaining options are vested and fully exercisable. /s/ James F. Mooney 2004-10-01 -----END PRIVACY-ENHANCED MESSAGE-----