-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HVJx80x7hVYEUarhnmq2B7rtWGDHHyUNpSFHiIBOy3zpaxqF5ib4NIpJ7/7gjAR8 XnCT0qmZWWZpt7XWOleb+g== 0000895345-04-000699.txt : 20041001 0000895345-04-000699.hdr.sgml : 20041001 20041001172202 ACCESSION NUMBER: 0000895345-04-000699 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041001 DATE AS OF CHANGE: 20041001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NTL INC CENTRAL INDEX KEY: 0000906347 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 521822078 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 909 THIRD AVENUE STREET 2: SUITE 2863 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-906-8440 MAIL ADDRESS: STREET 1: 909 THIRD AVENUE STREET 2: SUITE 2863 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: NTL COMMUNICATIONS CORP DATE OF NAME CHANGE: 19990401 FORMER COMPANY: FORMER CONFORMED NAME: NTL INC /DE/ DATE OF NAME CHANGE: 19970326 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL CABLETEL INC DATE OF NAME CHANGE: 19930601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHUBERT SCOTT E CENTRAL INDEX KEY: 0001231288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22616 FILM NUMBER: 041059565 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-906-8463 MAIL ADDRESS: STREET 1: 909 THIRD AVENUE STREET 2: SUITE 2863 CITY: NEW YORK STATE: NY ZIP: 10022 4 1 jl4-ntl_schubertex.xml X0202 4 2004-09-30 0 0000906347 NTL INC NTLI 0001231288 SCHUBERT SCOTT E NTL INCORPORATED 909 THIRD AVENUE, SUITE 2863 NEW YORK NY 10022 0 1 0 0 EVP - Corporate Development Common stock, par value $.01 per share 2004-09-30 4 M 0 30000 15 A 30000 D Common stock, par value $.01 per share 2004-09-30 4 S 0 5100 61.47 D 24900 D Common stock, par value $.01 per share 2004-09-30 4 S 0 1700 61.50 D 23200 D Common stock, par value $.01 per share 2004-09-30 4 S 0 500 61.51 D 22700 D Common stock, par value $.01 per share 2004-09-30 4 S 0 1000 61.52 D 21700 D Common stock, par value $.01 per share 2004-09-30 4 S 0 300 61.53 D 21400 D Common stock, par value $.01 per share 2004-09-30 4 S 0 300 61.54 D 21100 D Common stock, par value $.01 per share 2004-09-30 4 S 0 2200 61.55 D 18900 D Common stock, par value $.01 per share 2004-09-30 4 S 0 100 61.56 D 18800 D Common stock, par value $.01 per share 2004-09-30 4 S 0 100 61.57 D 18700 D Common stock, par value $.01 per share 2004-09-30 4 S 0 4400 61.60 D 14300 D Common stock, par value $.01 per share 2004-09-30 4 S 0 600 61.64 D 13700 D Common stock, par value $.01 per share 2004-09-30 4 S 0 200 61.65 D 13500 D Common stock, par value $.01 per share 2004-09-30 4 S 0 200 61.66 D 13300 D Common stock, par value $.01 per share 2004-09-30 4 S 0 100 61.67 D 13200 D Common stock, par value $.01 per share 2004-09-30 4 S 0 600 61.69 D 12600 D Common stock, par value $.01 per share 2004-09-30 4 S 0 100 61.70 D 12500 D Common stock, par value $.01 per share 2004-09-30 4 S 0 1000 61.71 D 11500 D Common stock, par value $.01 per share 2004-09-30 4 S 0 2500 61.72 D 9000 D Common stock, par value $.01 per share 2004-09-30 4 S 0 400 61.73 D 8600 D Common stock, par value $.01 per share 2004-09-30 4 S 0 1000 61.74 D 7600 D Common stock, par value $.01 per share 2004-09-30 4 S 0 6400 61.75 D 1200 D Common stock, par value $.01 per share 2004-09-30 4 S 0 300 61.76 D 900 D Common stock, par value $.01 per share 2004-09-30 4 S 0 400 61.77 D 500 D Common stock, par value $.01 per share 2004-09-30 4 S 0 500 61.79 D 0 D Common stock, par value $.01 per share 9823 I See Stock Options (right to buy) 15.00 2004-09-30 4 M 0 30000 0 D 2013-04-10 Common Stock 30000 135000 D All of these reported transactions were effected pursuant to a Rule 10b5-1 trading plan. These shares are held by the Scott E. Schubert Trust. 16,667 of these options will vest on December 31, 2004, 58,333 of these options will vest on April 11, 2005 and 58,334 of these options will vest on April 11, 2006. The remainder of these options are fully vested. /s/ Scott E. Schubert 2004-10-01 -----END PRIVACY-ENHANCED MESSAGE-----