-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MEPjk2NdbNHJ66q7Qz9aq/wxh8WqURzB3AZ/6FAeRkhjtVOTTTWpdBtKaIKeCCTu t5s7FcIkrKqW6JN8awRPmg== 0000895345-04-000419.txt : 20040617 0000895345-04-000419.hdr.sgml : 20040617 20040617094952 ACCESSION NUMBER: 0000895345-04-000419 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040615 FILED AS OF DATE: 20040617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NTL INC CENTRAL INDEX KEY: 0000906347 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 521822078 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 909 THIRD AVENUE STREET 2: SUITE 2863 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-906-8440 MAIL ADDRESS: STREET 1: 909 THIRD AVENUE STREET 2: SUITE 2863 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: NTL COMMUNICATIONS CORP DATE OF NAME CHANGE: 19990401 FORMER COMPANY: FORMER CONFORMED NAME: NTL INC /DE/ DATE OF NAME CHANGE: 19970326 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL CABLETEL INC DATE OF NAME CHANGE: 19930601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOONEY JAMES F CENTRAL INDEX KEY: 0001231279 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22616 FILM NUMBER: 04867545 BUSINESS ADDRESS: STREET 1: 909 THIRD AVENUE STREET 2: SUITE 2863 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-906-8440 MAIL ADDRESS: STREET 1: 909 THIRD AVENUE STREET 2: SUITE 2863 CITY: NEW YORK STATE: NY ZIP: 10022 4 1 jl4-ntl_mooney5ex.xml PT. 1 X0202 4 2004-06-15 0 0000906347 NTL INC NTLI 0001231279 MOONEY JAMES F NTL INCORPORATED 909 THIRD AVENUE, SUITE 2863 NEW YORK NY 10022 1 1 0 0 Chairman Common Stock, par value $.01 per share 2004-06-15 4 M 0 40000 15.00 A 260234 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 1000 59.74 D 259234 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 1800 59.78 D 257434 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 300 59.79 D 257134 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 1700 59.80 D 255434 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 300 59.81 D 255134 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 900 59.82 D 254234 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 300 59.83 D 253934 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 5059 59.84 D 248875 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 100 59.85 D 248775 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 100 59.86 D 248675 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 350 59.87 D 248325 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 100 59.88 D 248225 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 1300 59.89 D 246925 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 2300 59.90 D 244625 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 500 59.91 D 244125 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 1600 59.92 D 242525 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 2317 59.93 D 240208 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 710 59.9373 D 239498 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 626 59.94 D 238872 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 400 59.95 D 238472 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 1500 59.96 D 236972 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 2000 59.97 D 234972 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 2100 59.99 D 232872 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 700 60.00 D 232172 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 300 60.01 D 231872 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 2200 60.05 D 229672 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 100 60.10 D 229572 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 400 60.13 D 229172 D Common Stock, par value $.01 per share 2004-06-15 4 S 0 600 60.14 D 228572 D Stock Options (Right to Buy) 15.00 2004-06-15 4 M 0 40000 0 D 2013-03-27 Common Stock 40000 251641 D Because the SEC's electronic filing system does not allow for the disclosure of more than 30 transactions on one Form 4, the Reporting Person is filing two simultaneous Forms 4 to report his reportable transactions, both of which together shall be deemed a single report filed on this date. This is the first Form 4 of the two filings. All of these reported transactions were effected pursuant to a Rule 10b5-1 trading plan. These options become vested in equal quarterly installments through March, 2008. As of the date hereof, 225,000 of these options are not vested and the remaining options are vested and fully exercisable. /s/ James F. Mooney 2004-06-16 -----END PRIVACY-ENHANCED MESSAGE-----