-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T1gHBIygdjXwbIXaD83wrqOfw7Dnu4tQWsIOIWLlTOd5nY1ZOWmQkTi73DlX1p43 wrvy+SMpHn0+x9a/PEXrzQ== 0000895345-04-000356.txt : 20040601 0000895345-04-000356.hdr.sgml : 20040601 20040601170019 ACCESSION NUMBER: 0000895345-04-000356 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040527 FILED AS OF DATE: 20040601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NTL INC CENTRAL INDEX KEY: 0000906347 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 521822078 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 909 THIRD AVENUE STREET 2: SUITE 2863 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-906-8440 MAIL ADDRESS: STREET 1: 909 THIRD AVENUE STREET 2: SUITE 2863 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: NTL COMMUNICATIONS CORP DATE OF NAME CHANGE: 19990401 FORMER COMPANY: FORMER CONFORMED NAME: NTL INC /DE/ DATE OF NAME CHANGE: 19970326 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL CABLETEL INC DATE OF NAME CHANGE: 19930601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOONEY JAMES F CENTRAL INDEX KEY: 0001231279 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22616 FILM NUMBER: 04841961 BUSINESS ADDRESS: STREET 1: 909 THIRD AVENUE STREET 2: SUITE 2863 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-906-8440 MAIL ADDRESS: STREET 1: 909 THIRD AVENUE STREET 2: SUITE 2863 CITY: NEW YORK STATE: NY ZIP: 10022 4 1 jl4-ntl_mooneyex.xml X0202 4 2004-05-27 0 0000906347 NTL INC NTLI 0001231279 MOONEY JAMES F 909 THIRD AVENUE SUITE 2863 NEW YORK NY 10022 1 1 0 0 Chairman Common Stock, par value $.01 per share 2004-05-27 4 M 0 50000 9.85 A 270234 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 409 58.40 D 269825 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 100 58.41 D 269725 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 600 58.43 D 269125 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 100 58.44 D 269025 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 1000 58.46 D 268025 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 2100 58.47 D 265925 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 800 58.48 D 265125 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 100 58.49 D 265025 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 800 58.50 D 264225 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 200 58.52 D 264025 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 100 58.53 D 263925 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 350 58.54 D 263575 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 611 58.5473 D 262964 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 200 58.55 D 262764 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 100 58.56 D 262664 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 900 58.57 D 261764 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 200 58.58 D 261564 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 2000 58.59 D 259564 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 1000 58.63 D 258564 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 100 58.69 D 258464 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 853 58.70 D 257611 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 600 58.71 D 257011 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 2300 58.75 D 254711 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 400 58.76 D 254311 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 400 58.79 D 253911 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 1911 58.80 D 252000 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 2600 58.90 D 249400 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 600 58.91 D 248800 D Common Stock, par value $.01 per share 2004-05-27 4 S 0 100 58.92 D 248700 D Stock Options (Right to Buy) 9.85 2004-05-27 4 M 0 50000 0 D 2013-03-27 Common Stock 50000 50000 D Because the SEC's electronic filing system does not allow for the disclosure of more than 30 transactions on one Form 4, the Reporting Person is filing two simultaneous Forms 4 to report his reportable transactions, both of which together shall be deemed a single report filed on this date. This is the first Form 4 of the two filings. All of these reported transactions were effected pursuant to a Rule 10b5-1 trading plan. All of these options have vested and are fully exercisable. /s/ James F. Mooney 2004-06-01 -----END PRIVACY-ENHANCED MESSAGE-----