-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TMR7v8jt/UtzMnplloA3B7hZYs5LyuH/CcIOpnvnobCil9U6LpgNzoIk194vAFa+ HY4YwJu7ul4cttz+ALJNiw== 0000919574-09-016399.txt : 20091116 0000919574-09-016399.hdr.sgml : 20091116 20091116121424 ACCESSION NUMBER: 0000919574-09-016399 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAWSON HERMAN CAPITAL MANAGEMENT INC /CT CENTRAL INDEX KEY: 0000906305 IRS NUMBER: 061033494 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03914 FILM NUMBER: 091184902 BUSINESS ADDRESS: STREET 1: 354 PEQUOT AVE CITY: SOUTHPORT STATE: CT ZIP: 06890 BUSINESS PHONE: 2032540091 MAIL ADDRESS: STREET 1: 354 PEQUOT AVE CITY: SOUTHPORT STATE: CT ZIP: 06490 FORMER COMPANY: FORMER CONFORMED NAME: DAWSON GIAMMALVA CAPITAL MANAGEMENT INC /CT DATE OF NAME CHANGE: 20010214 FORMER COMPANY: FORMER CONFORMED NAME: DAWSON SAMBERG CAPITAL MANAGEMENT INC /CT DATE OF NAME CHANGE: 19960924 13F-HR 1 d1046489_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Dawson-Herman Capital Management, Inc. Address: 354 Pequot Avenue Southport, CT 06890 13F File Number: 028-03914 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven M. Niditch Title: CCO Phone: (203) 254-0091 Signature, Place and Date of Signing: /s/ Steven M. Niditch Southport, CT November 16, 2009 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 5 Form 13F Information Table Entry Total: 55 Form 13F Information Table Value Total: $285,822 (thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 028-13186 Southport Millennium Fund, L.P. 2. 028-13187 Southport Millennium Fund II, L.P. 3. 028-13188 Southport Millennium Master Fund, Ltd. 4. 028-13189 Southport Millennium Twenty Fund, L.P. 5. 028-13190 Southport Management Limited Partnership FORM 13F INFORMATION TABLE September 30, 2009
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE - -------------- -------------- ----- ------- ------- --- ---- ---------- ----- ---- ------ ---- ABB LTD SPONSORED ADR 000375204 7,918 395100 SH SHARED DEFINED 5 395100 ADVENT SOFTWARE INC COM 007974108 8,591 213450 SH SHARED DEFINED 5 213450 ALCATEL-LUCENT SPONSORED ADR 013904305 51 11322 SH SHARED DEFINED 5 11322 AMERICAN EXPRESS CO COM 025816109 205 6054 SH SOLE NONE 6054 AMERISOURCEBERGEN CORP COM 03073E105 2,885 128900 SH SHARED DEFINED 5 128900 ANADARKO PETE CORP COM 032511107 4,670 74450 SH SHARED DEFINED 5 74450 APPLE INC COM 037833100 5,418 29230 SH SHARED DEFINED 5 29230 ARCH CAP GROUP LTD ORD G0450A105 723 10700 SH SHARED DEFINED 5 10700 ARM HLDGS PLC SPONSORED ADR 042068106 3,575 510766 SH SHARED DEFINED 5 510766 BAXTER INTL INC COM 071813109 11,821 207350 SH SHARED DEFINED 5 207350 BEMIS COMPANY COM 081437105 13,464 519635 SH SHARED DEFINED 5 519635 BRISTOL MYERS SQUIBB CO COM 110122108 8,191 363700 SH SOLE NONE 363700 CAVIUM NETWORKS INC COM 14965A101 3,951 184030 SH SHARED DEFINED 5 184030 CLEAN ENERGY FUELS CORP COM 184499101 452 31400 SH SOLE NONE 31400 CLINICAL DATA INC NEW COM 18725U109 723 43350 SH SOLE NONE 43350 CONTINENTAL AIRLS INC CL B 210795308 334 20300 SH SHARED DEFINED 5 20300 CONTINENTAL RESOURCES INC COM 212015101 4,956 126535 SH SHARED DEFINED 5 126535 CROWN CASTLE INTL CORP COM 228227104 18,598 593033 SH SHARED DEFINED 5 593033 DELTA AIR LINES INC DEL COM NEW 247361702 323 36000 SH SHARED DEFINED 5 36000 E M C CORP MASS COM 268648102 8,435 495000 SH SHARED DEFINED 5 495000 EDGAR ONLINE INC COM 279765101 5,138 2635020 SH SHARED DEFINED 5 635020 EVEREST RE GROUP LTD COM G3223R108 16,014 182595 SH SHARED DEFINED 5 182595 EXPRESS SCRIPTS INC COM 302182100 14,092 181650 SH SHARED DEFINED 5 181650 FLOWSERVE CORP COM 34354P105 355 3600 SH SOLE NONE 3600 FORTUNE BRANDS INC COM 349631101 653 15200 SH SHARED DEFINED 5 15200 GAP INC DEL COM 364760108 11,071 517350 SH SHARED DEFINED 5 517350 HMS HLDGS CORP COM 40425J101 2,416 63190 SH SHARED DEFINED 5 63190 HONEYWELL INTL INC COM 438516106 316 8500 SH SOLE NONE 8500 INTEL CORP COM 458140100 4,846 247600 SH SHARED DEFINED 5 247600 INTERFACE INC CL A 458665106 466 56200 SH SOLE NONE 56200 ISHARES TR INDEX RUSSELL 2000 464287655 5,873 97500 SH PUT SHARED DEFINED 5 97500 LAM RESEARCH CORP COM 512807108 3,748 109720 SH SHARED DEFINED 5 109720 LIBERTY GLOBAL INC COM SER A 530555101 4,282 189700 SH SOLE NONE 189700 LIONS GATE ENTMNT CORP COM NEW 535919203 159 25800 SH SOLE NONE 25800 MICROSOFT CORP COM 594918104 3,889 151200 SH SHARED DEFINED 5 151200 NVIDIA CORP COM 67066G104 3,849 256100 SH SHARED DEFINED 5 256100 ORACLE CORP COM 68389X105 1,815 87100 SH SHARED DEFINED 5 87100 PMC-SIERRA INC COM 69344F106 256 26800 SH SOLE NONE 26800 POWELL INDS INC COM 739128106 879 22900 SH SOLE NONE 22900 QLOGIC COM 747277101 2,055 119500 SH SHARED DEFINED 5 119500 QUALCOMM INC COM 747525103 15,673 348450 SH SHARED DEFINED 5 348450 RENAISSANCERE HOLDINGS LTD COM G7496G103 9,400 171655 SH SHARED DEFINED 5 171655 ROSETTA STONE INC COM 777780107 4,818 209825 SH SHARED DEFINED 5 209825 RYANAIR HLDGS PLC SPONSORED ADR 783513104 8,953 308300 SH SHARED DEFINED 5 308300 SBA COMMUNICATIONS CORP COM 78388J106 1,506 55700 SH SOLE NONE 55700 SHUTTERFLY INC COM 82568P304 1,684 101289 SH SHARED DEFINED 5 101289 SOUTHWESTERN ENERGY CO COM 845467109 3,542 83000 SH SHARED DEFINED 5 83000 TERRA INDS INC COM 880915103 2,089 60260 SH SHARED DEFINED 5 60260 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 10,731 212250 SH SHARED DEFINED 5 212250 TJX COS INC NEW COM 872540109 16,799 452200 SH SHARED DEFINED 5 452200 VALIDUS HOLDINGS LTD COM SHS G9319H102 4,172 161700 SH SHARED DEFINED 5 161700 WABASH NATL CORP COM 929566107 303 111500 SH SHARED DEFINED 5 111500 WALGREEN CO COM 931422109 17,676 471750 SH SHARED DEFINED 5 471750 WESTPORT INNOVATIONS INC COM NEW 960908309 404 31800 SH SOLE NONE 31800 ZIMMER HLDGS INC COM 98956P102 615 11500 SH SOLE NONE 11500
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